Fairbank Richard D's Form 4 filing
Capital One Financial Corp (COF) · filed Nov 6, 2025
- Accession no.
- 0001238032-25-000008
- Filed
- Nov 6, 2025
- Trade date
- Nov 4, 2025
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Checked
This filing lists 10 non-derivative transactions and 1 derivative transaction. Open-market sales total $22.8M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Fairbank Richard DCIK 0001238032 | Director, Officer (Chairman and CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 4, 2025 | Common Stock | MOption exerciseAcquired | +53,487 | $63.73 | +$3,408,726.51 | 4,104,715 | Direct | |
| Nov 4, 2025 | Common Stock | SSaleDisposed | −2,100 | $218.07 | −$457,947 | 4,102,615 | Direct | |
| Nov 4, 2025 | Common Stock | SSaleDisposed | −6,102 | $219.07 | −$1,336,765.14 | 4,096,513 | Direct | |
| Nov 4, 2025 | Common Stock | SSaleDisposed | −5,679 | $220.23 | −$1,250,686.17 | 4,090,834 | Direct | |
| Nov 4, 2025 | Common Stock | SSaleDisposed | −34,437 | $221.04 | −$7,611,954.48 | 4,056,397 | Direct | |
| Nov 4, 2025 | Common Stock | SSaleDisposed | −5,169 | $221.75 | −$1,146,225.75 | 4,051,228 | Direct | |
| Nov 4, 2025 | Common Stock | SSaleDisposed | −3,881 | $218.47 | −$847,882.07 | 4,047,347 | Direct | |
| Nov 4, 2025 | Common Stock | SSaleDisposed | −4,389 | $219.31 | −$962,551.59 | 4,042,958 | Direct | |
| Nov 4, 2025 | Common Stock | SSaleDisposed | −16,347 | $220.65 | −$3,606,965.55 | 4,026,611 | Direct | |
| Nov 4, 2025 | Common Stock | SSaleDisposed | −25,383 | $221.29 | −$5,617,004.07 | 4,001,228 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 4, 2025 | Common Stock | MOption exerciseDisposed | −53,487 | $0.00 | $0 | 0 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.