West Kara's Form 4 filing
Capital One Financial Corp (COF) · filed May 3, 2024
- Accession no.
- 0000927628-24-000176
- Filed
- May 3, 2024
- Trade date
- May 2, 2024
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not checked
This filing lists 1 non-derivative transaction. Open-market sales total $171.9K. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| West KaraCIK 0001938284 | Officer (Chief Enterprise Risk Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 2, 2024 | Common Stock | SSaleDisposed | −1,212 | $141.87F1 | −$171,946.44 | 13,590 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $141.85 to $141.89. Information regarding the number of shares sold at each price will be provided upon request.
Referenced by the price of 1 transaction in Table I.