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Cornerstone Strategic Investment Fund, Inc.

CLM
Exchange
NYSE
SEC CIK
0000814083

In the last 90 days, Cornerstone Strategic Investment Fund, Inc. insiders filed 1 open-market purchase and 0 sales; 146 institutions reported holding it in 13F filings for Q2 2026, worth $339.9M in total; no superinvestor holds it.

13F holders, Q3 2023

Institutional positions in Cornerstone Strategic Investment Fund, Inc. as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works

Institutional holders
92
0 vs. Q2 2023
Shares held
31.5M
−4.49M (−12.5%) vs. Q2 2023
Total value
$253.9M
−$48.1M (−15.9%) vs. Q2 2023
New holders
11
39 more added
Sold out
11
22 more reduced

Compare with Q2 2023: new holders, sold out and not filed yet

Holders and value by quarter

Institutions reporting CLM on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.

Institutional holdersQ3 2023: 92 institutions
Q1 2021: 51 institutionsQ2 2021: 53 institutionsQ3 2021: 46 institutionsQ4 2021: 56 institutionsQ1 2022: 66 institutionsQ2 2022: 85 institutionsQ3 2022: 78 institutionsQ4 2022: 90 institutionsQ1 2023: 90 institutionsQ2 2023: 92 institutionsQ3 2023: 92 institutionsQ4 2023: 110 institutionsQ1 2024: 108 institutionsQ2 2024: 117 institutionsQ3 2024: 117 institutionsQ4 2024: 128 institutionsQ1 2025: 121 institutionsQ2 2025: 121 institutionsQ3 2025: 126 institutionsQ4 2025: 127 institutionsQ1 2026: 138 institutionsQ2 2026: 146 institutions
Value heldQ3 2023: $253.9M
Q1 2021: $35.8MQ2 2021: $167.1MQ3 2021: $103.5MQ4 2021: $62.9MQ1 2022: $68.6MQ2 2022: $368.0MQ3 2022: $353.0MQ4 2022: $340.6MQ1 2023: $284.4MQ2 2023: $302.0MQ3 2023: $253.9MQ4 2023: $258.2MQ1 2024: $259.0MQ2 2024: $250.1MQ3 2024: $214.2MQ4 2024: $211.9MQ1 2025: $197.1MQ2 2025: $326.4MQ3 2025: $314.0MQ4 2025: $245.0MQ1 2026: $310.0MQ2 2026: $339.9M
Institutions holding CLM and their total value by quarter
QuarterHoldersValue
Q2 2026146$339.9M
Q1 2026138$310.0M
Q4 2025127$245.0M
Q3 2025126$314.0M
Q2 2025121$326.4M
Q1 2025121$197.1M
Q4 2024128$211.9M
Q3 2024117$214.2M
Q2 2024117$250.1M
Q1 2024108$259.0M
Q4 2023110$258.2M
Q3 202392$253.9M
Q2 202392$302.0M
Q1 202390$284.4M
Q4 202290$340.6M
Q3 202278$353.0M
Q2 202285$368.0M
Q1 202266$68.6M
Q4 202156$62.9M
Q3 202146$103.5M
Q2 202153$167.1M
Q1 202151$35.8M

Institutions, Q3 2023

Shares, value and share of portfolio for each institution holding Cornerstone Strategic Investment Fund, Inc.; share changes are against Q2 2023.

Institutions holding CLM in Q3 2023
InstitutionSharesValue% of portfolioChange in sharesAction
FMR LLC2$160.00%+1+100.0%Added
Tucker Asset Management LLC10$810.00%−290−96.7%Reduced
AdvisorNet Financial, Inc36$2880.00%+2+5.9%Added
Harbour Investments, Inc.38$3060.00%00.0%Unchanged
Parallel Advisors, LLC55$4430.00%00.0%Unchanged
Tower Research Capital LLC (TRC)286$2.30K0.00%00.0%Unchanged
Adirondack Trust Co373$3.00K0.00%+12+3.3%Added
Wells Fargo & Company502$4.04K0.00%−1,685−77.0%Reduced
US Bancorp653$5.26K0.00%00.0%Unchanged
Focused Wealth Management, Inc728$5.86K0.00%+7+1.0%Added
Bokf, NA1,005$6.81K0.00%+1,005New
Sunbelt Securities, Inc.926$7.45K0.00%+48+5.5%Added
Highlander Capital Management, LLC1,250$10.0K0.00%+1,250New
BOK Financial Private Wealth, Inc.1,250$10.1K0.00%+1,250New
Sound Income Strategies, LLC1,325$10.7K0.00%00.0%Unchanged
Global Wealth Management Investment Advisory, Inc.1,470$11.8K0.00%00.0%Unchanged
National Bank of Canada1,500$12.0K0.00%+1,500New
AlphaMark Advisors, LLC2,240$18.0K0.01%+1,002+80.9%Added
Godsey & Gibb Associates2,258$18.2K0.00%+1,258+125.8%Added
Bank of America Corp2,351$18.9K0.00%−623−20.9%Reduced
Proequities, Inc.2,500$20.1K0.00%00.0%Unchanged
Larson Financial Group LLC4,375$35.2K0.00%+275+6.7%Added
Retirement Group, LLC4,767$38.4K0.02%+4,767New
GPS Wealth Strategies Group, LLC6,810$54.8K0.01%00.0%Unchanged
GWM Advisors LLC8,636$69.5K0.00%−889−9.3%Reduced
Tradition Wealth Management, LLC9,100$73.0K0.01%00.0%Unchanged
Marshall Financial Group LLC10,000$80.5K0.03%00.0%Unchanged
Harbor Investment Advisory, LLC10,480$84.4K0.01%00.0%Unchanged
Outlook Wealth Advisors, LLC10,781$86.8K0.03%+10,781New
AE Wealth Management LLC11,075$89.2K0.00%+11,075New
Wedbush Securities Inc11,470$92.0K0.00%+70+0.6%Added
NBC Securities, Inc.13,120$105.0K0.01%+13,120New
National Asset Management, Inc.13,174$106.1K0.00%+897+7.3%Added
N.E.W. Advisory Services LLC13,674$110.1K0.02%00.0%Unchanged
Avantax Advisory Services, Inc.14,684$118.2K0.00%+36+0.2%Added
Two Sigma Securities, LLC14,812$119.2K0.01%+14,812New
Stifel Financial Corp15,314$123.3K0.00%+3,927+34.5%Added
Sheaff Brock Investment Advisors, LLC15,521$124.9K0.01%+175+1.1%Added
Private Trust Co NA15,916$128.1K0.02%00.0%Unchanged
Envestnet Asset Management Inc17,270$139.0K0.00%−2,666−13.4%Reduced
Millennium Management LLC17,354$139.7K0.00%00.0%Unchanged
HF Advisory Group, LLC17,699$142.5K0.11%+658+3.9%Added
Grimes & Company, Inc.18,296$147.3K0.01%−4,204−18.7%Reduced
Center For Asset Management LLC18,388$148.0K0.15%00.0%Unchanged
UBS Group AG18,541$149.3K0.00%+10.0%Added
Pasadena Private Wealth, LLC19,170$154.3K0.05%−16,263−45.9%Reduced
Pathstone Family Office, LLC21,012$169.1K0.00%00.0%Unchanged
CoreCap Advisors, LLC21,099$169.8K0.01%−1,092−4.9%Reduced
PFG Investments, LLC21,236$171.0K0.03%+207+1.0%Added
Charles Schwab Trust Co21,519$173.2K0.02%00.0%Unchanged
Thrivent Financial for Lutherans22,792$183.0K0.00%+1,127+5.2%Added
Firethorn Wealth Partners, LLC23,330$187.8K0.14%+805+3.6%Added
Citadel Advisors LLC26,001$209.3K0.00%−4,044−13.5%Reduced
Virtu Financial LLC26,079$210.0K0.02%−635−2.4%Reduced
Chicago Partners Investment Group LLC35,490$236.7K0.01%+535+1.5%Added
Creative Planning31,361$252.5K0.00%+833+2.7%Added
Mariner, LLC31,929$257.0K0.00%+31,929New
Raymond James Trust N.A.32,558$262.1K0.01%+929+2.9%Added
SeaCrest Wealth Management, LLC33,426$269.1K0.03%+465+1.4%Added
Dynamic Advisor Solutions LLC33,854$272.5K0.01%−8,539−20.1%Reduced
Steward Partners Investment Advisory, LLC34,357$276.6K0.00%+34,357New
Vantage Financial Partners, LLC34,679$279.2K0.11%+9,899+39.9%Added
Aptus Capital Advisors, LLC37,450$301.5K0.01%+2,090+5.9%Added
Global Retirement Partners, LLC38,764$302.7K0.02%+1,818+4.9%Added
Strategic Financial Concepts, LLC38,167$307.2K0.10%+3,100+8.8%Added
Capital Wealth Alliance, LLC38,935$313.4K0.24%+1,024+2.7%Added
Prospera Financial Services Inc44,155$355.4K0.01%+2,800+6.8%Added
Capital CS Group, LLC44,677$359.7K0.43%−834−1.8%Reduced
Private Advisor Group, LLC46,940$377.9K0.00%+5,002+11.9%Added
Kovack Advisors, Inc.47,503$382.4K0.05%−2,138−4.3%Reduced
Garden State Investment Advisory Services LLC52,864$425.6K0.20%+4,436+9.2%Added
Cetera Advisors LLC53,177$428.1K0.01%00.0%Unchanged
CSS LLC69,854$562.3K0.05%00.0%Unchanged
Creative Financial Designs Inc74,666$601.1K0.07%+3,012+4.2%Added
Thomas J. Herzfeld Advisors, Inc.87,734$706.3K0.27%−83,571−48.8%Reduced
Cambridge Investment Research Advisors, Inc.88,623$713.0K0.00%−802−0.9%Reduced
Royal Bank of Canada96,712$778.0K0.00%+5,454+6.0%Added
Ursa Fund Management, LLC122,000$982.1K5.96%−328,139−72.9%Reduced
Cetera Advisor Networks LLC131,884$1.06M0.01%+27,939+26.9%Added
Commonwealth Equity Services, LLC135,655$1.09M0.00%−34,450−20.3%Reduced
Baird Financial Group, Inc.142,301$1.15M0.00%−3,746−2.6%Reduced
Raymond James & Associates177,839$1.43M0.00%+48,983+38.0%Added
Atria Wealth Solutions, Inc.227,664$1.83M0.03%−38,113−14.3%Reduced
Morgan Stanley361,530$2.91M0.00%+183,130+102.7%Added
Perennial Investment Advisors, LLC368,370$2.97M0.54%+19,805+5.7%Added
LPL Financial LLC628,901$5.06M0.00%+28,547+4.8%Added
Centaurus Financial, Inc.2,191,743$17.6M1.53%−419,536−16.1%Reduced
Advisor Group Holdings, Inc.3,795,292$30.6M0.05%+1,844,871+94.6%Added
Alpine Global Management, LLC5,381,672$43.3M9.99%−6,803−0.1%Reduced
Boothbay Fund Management, LLC5,392,739$43.4M1.53%+12,862+0.2%Added
Sit Investment Associates Inc10,824,345$87.1M2.39%−5,655,871−34.3%Reduced
TSFG, LLC17––00.0%Unchanged
Yakira Capital Management, Inc.0$00.00%−40,798−100.0%Sold out
Goldman Sachs Group Inc0$00.00%−34,294−100.0%Sold out
XTX Topco Ltd0$00.00%−29,676−100.0%Sold out
HRT Financial LP0$00.00%−29,007−100.0%Sold out
Kestra Advisory Services, LLC0$00.00%−16,931−100.0%Sold out
Laidlaw Wealth Management LLC0$00.00%−16,607−100.0%Sold out
Clough Capital Partners L P0$00.00%−16,100−100.0%Sold out
Quarry LP0$00.00%−16,100−100.0%Sold out