CION Investment Corp

CION

Exchange: NYSE
SEC CIK: 0001534254

SEC filings (opens in a new tab)

No open-market purchases or sales by CION Investment Corp insiders were filed in the last 90 days; 138 institutions reported holding it in 13F filings for Q2 2026, worth $100.4M in total; no superinvestor holds it.

Other share classesCICB CICC

13F holders, Q3 2026

Institutional positions in CION Investment Corp as of Sep 30, 2026. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works

Q3 2026 data is still coming in (13F filing deadline: Nov 16, 2026), so these numbers are incomplete.

Institutional holders: 1; 0 vs. Q2 2026
Shares held: 19.0K; −2.60K (−12.0%) vs. Q2 2026
Total value: $133.4K; −$1.19K (−0.9%) vs. Q2 2026
New holders: 0; 0 more added
Sold out: 0; 1 more reduced

137 institutions that held it in Q2 2026 haven't filed for Q3 2026 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.

Compare with Q2 2026: new holders, sold out and not filed yet

Holders and value by quarter

Institutions reporting CION on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.

Institutional holders

Value held

Institutions holding CION and their total value by quarter
Quarter	Holders	Value
Q2 2026	138	$100.4M
Q1 2026	161	$117.9M
Q4 2025	166	$190.5M
Q3 2025	154	$184.4M
Q2 2025	161	$186.3M
Q1 2025	173	$203.7M
Q4 2024	177	$222.0M
Q3 2024	175	$209.3M
Q2 2024	179	$212.3M
Q1 2024	172	$198.3M
Q4 2023	180	$202.8M
Q3 2023	167	$187.5M
Q2 2023	169	$178.8M
Q1 2023	168	$175.4M
Q4 2022	172	$179.4M
Q3 2022	160	$131.9M
Q2 2022	129	$87.5M
Q1 2022	73	$67.6M
Q4 2021	82	$54.5M
Q3 2021	2	$3.74M
Q2 2021	0	$0
Q1 2021	1	$208.0K

Institutions, Q3 2026

Shares, value and share of portfolio for each institution holding CION Investment Corp; share changes are against Q2 2026.

Institutions holding CION in Q3 2026
Institution	Shares	Value	% of portfolio	Change in shares	Action
Doliver Advisors, LP	19,000	$133.4K	0.03%	−2,600−12.0%	Reduced
Bulldog Investors, LLP	–	–	–	–	Not filed
Invesco Ltd.	–	–	–	–	Not filed
Morgan Stanley	–	–	–	–	Not filed
Van Eck Associates Corp	–	–	–	–	Not filed
LPL Financial LLC	–	–	–	–	Not filed
UBS Group AG	–	–	–	–	Not filed
Cambridge Investment Research Advisors, Inc.	–	–	–	–	Not filed
Callodine Capital Management, LP	–	–	–	–	Not filed
Berger Financial Group, Inc	–	–	–	–	Not filed
LSV Asset Management	–	–	–	–	Not filed
Arkadios Wealth Advisors	–	–	–	–	Not filed
D. E. Shaw & Co., Inc.	–	–	–	–	Not filed
Advisor Group Holdings, Inc.	–	–	–	–	Not filed
Hennion & Walsh Asset Management, Inc.	–	–	–	–	Not filed
Advisors Asset Management, Inc.	–	–	–	–	Not filed
Renaissance Technologies LLC	–	–	–	–	Not filed
Envestnet Asset Management Inc	–	–	–	–	Not filed
Commonwealth Equity Services, LLC	–	–	–	–	Not filed
Sigma Planning Corp	–	–	–	–	Not filed
BlackRock, Inc.	–	–	–	–	Not filed
Pinkerton Retirement Specialists, LLC	–	–	–	–	Not filed
Bank of America Corp	–	–	–	–	Not filed
Kestra Advisory Services, LLC	–	–	–	–	Not filed
Sherman Porfolios, LLC	–	–	–	–	Not filed
Alpine Global Management, LLC	–	–	–	–	Not filed
Diversify Advisory Services, LLC	–	–	–	–	Not filed
Diversify Wealth Management, LLC	–	–	–	–	Not filed
Legacy Wealth Managment, LLC	–	–	–	–	Not filed
Qube Research & Technologies Ltd	–	–	–	–	Not filed
Virtus Investment Advisers, Inc.	–	–	–	–	Not filed
Cetera Investment Advisers	–	–	–	–	Not filed
Adapt Wealth Advisors, LLC	–	–	–	–	Not filed
Apollon Wealth Management, LLC	–	–	–	–	Not filed
Financial Gravity Companies, Inc.	–	–	–	–	Not filed
Janney Montgomery Scott LLC	–	–	–	–	Not filed
RMB Capital Management, LLC	–	–	–	–	Not filed
International Assets Investment Management, LLC	–	–	–	–	Not filed
Hopwood Nicholas Hunter	–	–	–	–	Not filed
Ameriprise Financial Inc	–	–	–	–	Not filed
Royal Bank of Canada	–	–	–	–	Not filed
Endowment Wealth Management, Inc.	–	–	–	–	Not filed
Apollo Management Holdings, L.P.	–	–	–	–	Not filed
Private Advisor Group, LLC	–	–	–	–	Not filed
Independent Financial Group, LLC	–	–	–	–	Not filed
Two Sigma Investments, LP	–	–	–	–	Not filed
AE Wealth Management LLC	–	–	–	–	Not filed
Campbell & CO Investment Adviser LLC	–	–	–	–	Not filed
BI Asset Management Fondsmaeglerselskab A/S	–	–	–	–	Not filed
Engineers Gate Manager LP	–	–	–	–	Not filed
Wedbush Securities Inc	–	–	–	–	Not filed
Continuum Advisory, LLC	–	–	–	–	Not filed
Founders Financial Securities LLC	–	–	–	–	Not filed
Closed-End Fund Advisors, Inc.	–	–	–	–	Not filed
Strategic Blueprint, LLC	–	–	–	–	Not filed
Symmetry Partners, LLC	–	–	–	–	Not filed
Concurrent Investment Advisors, LLC	–	–	–	–	Not filed
Creative Planning	–	–	–	–	Not filed
Raymond James Financial Inc	–	–	–	–	Not filed
Koshinski Asset Management, Inc.	–	–	–	–	Not filed
Founders Financial Alliance, LLC	–	–	–	–	Not filed
Paradigm Financial Partners, LLC	–	–	–	–	Not filed
Kovack Advisors, Inc.	–	–	–	–	Not filed
TT Capital Management LLC	–	–	–	–	Not filed
Nelson, Van Denburg & Campbell Wealth Management Group, LLC	–	–	–	–	Not filed
Winton Group Ltd	–	–	–	–	Not filed
United Advisor Group, LLC	–	–	–	–	Not filed
IHT Wealth Management, LLC	–	–	–	–	Not filed
Oxford Asset Management LLP	–	–	–	–	Not filed
GatePass Capital, LLC	–	–	–	–	Not filed
Great Valley Advisor Group, Inc.	–	–	–	–	Not filed
Cerity Partners LLC	–	–	–	–	Not filed
Silver Oak Securities, Inc	–	–	–	–	Not filed
BlueChip Wealth Advisors LLC	–	–	–	–	Not filed
Squarepoint Ops LLC	–	–	–	–	Not filed
Harbour Investments, Inc.	–	–	–	–	Not filed
Golden State Wealth Management, LLC	–	–	–	–	Not filed
SWMG, LLC	–	–	–	–	Not filed
A&I Financial Services, LLC	–	–	–	–	Not filed
Buckingham Strategic Partners	–	–	–	–	Not filed
Punch & Associates Investment Management, Inc.	–	–	–	–	Not filed
Kestra Private Wealth Services, LLC	–	–	–	–	Not filed
Legacy Advisors, LLC	–	–	–	–	Not filed
Wealthspire Advisors, LLC	–	–	–	–	Not filed
Entropy Technologies, LP	–	–	–	–	Not filed
SMH Capital Advisors Inc	–	–	–	–	Not filed
Catalyst Capital Advisors LLC	–	–	–	–	Not filed
Kingswood Wealth Advisors, LLC	–	–	–	–	Not filed
StoneX Group Inc.	–	–	–	–	Not filed
Global Retirement Partners, LLC	–	–	–	–	Not filed
Belpointe Asset Management LLC	–	–	–	–	Not filed
Mariner, LLC	–	–	–	–	Not filed
Western Wealth Management, LLC	–	–	–	–	Not filed
Merit Financial Group, LLC	–	–	–	–	Not filed
Triumph Capital Management	–	–	–	–	Not filed
BridgePort Financial Solutions, LLC	–	–	–	–	Not filed
Colony Group, LLC	–	–	–	–	Not filed
Aviso Wealth Management	–	–	–	–	Not filed
Resources Investment Advisors, LLC.	–	–	–	–	Not filed
First Heartland Consultants, Inc.	–	–	–	–	Not filed