Skip to main content
Livermore
Livermore
ZHEN

CION Investment Corp

CION
Exchange
NYSE
SEC CIK
0001534254

No open-market purchases or sales by CION Investment Corp insiders were filed in the last 90 days; 138 institutions reported holding it in 13F filings for Q2 2026, worth $100.4M in total; no superinvestor holds it.

Other share classesCICBCICC

13F holders, Q3 2023

Institutional positions in CION Investment Corp as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works

Institutional holders
167
−2 vs. Q2 2023
Shares held
18.0M
+790.5K (+4.6%) vs. Q2 2023
Total value
$187.5M
+$8.74M (+4.9%) vs. Q2 2023
New holders
14
56 more added
Sold out
16
65 more reduced

Compare with Q2 2023: new holders, sold out and not filed yet

Holders and value by quarter

Institutions reporting CION on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.

Institutional holdersQ3 2023: 167 institutions
Q1 2021: 1 institutionQ2 2021: 0 institutionsQ3 2021: 2 institutionsQ4 2021: 82 institutionsQ1 2022: 73 institutionsQ2 2022: 129 institutionsQ3 2022: 160 institutionsQ4 2022: 172 institutionsQ1 2023: 168 institutionsQ2 2023: 169 institutionsQ3 2023: 167 institutionsQ4 2023: 180 institutionsQ1 2024: 172 institutionsQ2 2024: 179 institutionsQ3 2024: 175 institutionsQ4 2024: 177 institutionsQ1 2025: 173 institutionsQ2 2025: 161 institutionsQ3 2025: 154 institutionsQ4 2025: 166 institutionsQ1 2026: 161 institutionsQ2 2026: 138 institutions
Value heldQ3 2023: $187.5M
Q1 2021: $208.0KQ2 2021: $0Q3 2021: $3.74MQ4 2021: $54.5MQ1 2022: $67.6MQ2 2022: $87.5MQ3 2022: $131.9MQ4 2022: $179.4MQ1 2023: $175.4MQ2 2023: $178.8MQ3 2023: $187.5MQ4 2023: $202.8MQ1 2024: $198.3MQ2 2024: $212.3MQ3 2024: $209.3MQ4 2024: $222.0MQ1 2025: $203.7MQ2 2025: $186.3MQ3 2025: $184.4MQ4 2025: $190.5MQ1 2026: $117.9MQ2 2026: $100.4M
Institutions holding CION and their total value by quarter
QuarterHoldersValue
Q2 2026138$100.4M
Q1 2026161$117.9M
Q4 2025166$190.5M
Q3 2025154$184.4M
Q2 2025161$186.3M
Q1 2025173$203.7M
Q4 2024177$222.0M
Q3 2024175$209.3M
Q2 2024179$212.3M
Q1 2024172$198.3M
Q4 2023180$202.8M
Q3 2023167$187.5M
Q2 2023169$178.8M
Q1 2023168$175.4M
Q4 2022172$179.4M
Q3 2022160$131.9M
Q2 2022129$87.5M
Q1 202273$67.6M
Q4 202182$54.5M
Q3 20212$3.74M
Q2 20210$0
Q1 20211$208.0K

Institutions, Q3 2023

Shares, value and share of portfolio for each institution holding CION Investment Corp; share changes are against Q2 2023.

Institutions holding CION in Q3 2023
InstitutionSharesValue% of portfolioChange in sharesAction
Regatta Capital Group, LLC31,364$331.5K0.11%−19,408−38.2%Reduced
Putnam Investments LLC32,745$346.1K0.00%−30,615−48.3%Reduced
Kestra Private Wealth Services, LLC32,761$346.3K0.01%−2,638−7.5%Reduced
Citadel Advisors LLC32,864$347.4K0.00%+32,766+33,434.7%Added
Triumph Capital Management36,638$389.1K0.18%−11,339−23.6%Reduced
Belpointe Asset Management LLC37,722$398.7K0.04%−42,658−53.1%Reduced
Beacon Pointe Advisors, LLC38,354$405.4K0.01%−4,176−9.8%Reduced
Koshinski Asset Management, Inc.40,999$433.4K0.05%−2,237−5.2%Reduced
Virtus ETF Advisers LLC41,848$442.3K0.27%+21,982+110.7%Added
UBS Group AG41,914$443.0K0.00%−1,275−3.0%Reduced
Man Group plc–$444.2K0.00%––
Cetera Investment Advisers42,712$451.5K0.00%−19,424−31.3%Reduced
Founders Financial Securities LLC43,144$456.0K0.06%+1,251+3.0%Added
Tudor Investment Corp Et Al43,232$457.0K0.01%+43,232New
Mariner, LLC43,539$460.2K0.00%+1,575+3.8%Added
Legacy Capital Wealth Partners, LLC43,766$462.6K0.13%+43,766New
Envestnet Asset Management Inc44,449$469.8K0.00%−3,488−7.3%Reduced
SG Americas Securities, LLC45,403$480.0K0.01%+45,403New
GPS Wealth Strategies Group, LLC45,824$484.4K0.09%−15,192−24.9%Reduced
Ameriprise Financial Inc49,673$525.0K0.00%−1,390−2.7%Reduced
Endowment Wealth Management, Inc.52,182$551.6K0.50%−3,051−5.5%Reduced
Royal Bank of Canada57,945$612.0K0.00%−3,462−5.6%Reduced
Quadrature Capital Ltd61,086$646.0K0.01%+34,423+129.1%Added
Apollo Management Holdings, L.P.63,262$668.7K0.01%00.0%Unchanged
SEI Investments Co64,658$683.4K0.00%+26,242+68.3%Added
Wealthstar Advisors, LLC65,195$689.1K0.30%−6,483−9.0%Reduced
Goldman Sachs Group Inc68,228$721.2K0.00%+68,228New
Cooper Financial Group69,247$731.9K0.18%−5,945−7.9%Reduced
International Assets Investment Management, LLC76,064$797.2K0.11%+47,331+164.7%Added
Mercer Global Advisors Inc77,160$816.0K0.00%−2,314−2.9%Reduced
Continuum Advisory, LLC77,235$816.4K0.13%−18,600−19.4%Reduced
Atria Wealth Solutions, Inc.88,972$940.4K0.01%+614+0.7%Added
Private Advisor Group, LLC96,117$1.02M0.01%−15,356−13.8%Reduced
Hennion & Walsh Asset Management, Inc.107,263$1.13M0.07%+51,939+93.9%Added
Cetera Advisors LLC117,671$1.24M0.02%−16,221−12.1%Reduced
Morgan Stanley127,239$1.34M0.00%−5,845−4.4%Reduced
Wealthcare Advisory Partners LLC144,274$1.52M0.07%−5,584−3.7%Reduced
Sofos Investments, Inc.472,055$1.53M0.03%+447,210+1,800.0%Added
Paradigm Financial Partners, LLC177,975$1.82M0.50%−14,075−7.3%Reduced
Millennium Management LLC180,648$1.91M0.00%+164,232+1,000.4%Added
Alpine Global Management, LLC180,849$1.91M0.44%+116,579+181.4%Added
Resources Investment Advisors, LLC.190,129$2.01M0.04%−2,036−1.1%Reduced
BlackRock Inc.192,368$2.03M0.00%−81,447−29.7%Reduced
Renaissance Technologies LLC203,400$2.15M0.00%−82,688−28.9%Reduced
FirstPurpose Wealth LLC203,557$2.15M0.93%−1,454−0.7%Reduced
Independent Financial Group, LLC221,431$2.34M0.15%+23,010+11.6%Added
Two Sigma Investments, LP229,234$2.42M0.01%+116,873+104.0%Added
Callodine Capital Management, LP250,000$2.64M0.74%+72,354+40.7%Added
Two Sigma Advisers, LP261,700$2.77M0.01%+54,200+26.1%Added
AE Wealth Management LLC283,685$3.00M0.02%+17,104+6.4%Added
Commonwealth Equity Services, LLC283,870$3.00M0.01%+34,952+14.0%Added
Acorn Financial Advisory Services Inc284,918$3.01M0.54%−8,128−2.8%Reduced
Sigma Planning Corp303,887$3.21M0.12%+1,896+0.6%Added
Arkadios Wealth Advisors304,308$3.22M0.31%−9,616−3.1%Reduced
Berger Financial Group, Inc350,283$3.70M0.43%−14,010−3.8%Reduced
Cetera Advisor Networks LLC398,230$4.21M0.03%−13,998−3.4%Reduced
Kestra Advisory Services, LLC419,893$4.44M0.04%−38,205−8.3%Reduced
WealthPLAN Partners, LLC468,122$4.95M0.58%+30,486+7.0%Added
Advisor Group Holdings, Inc.532,967$5.63M0.01%−23,071−4.1%Reduced
Acadian Asset Management LLC656,910$6.94M0.03%+65,039+11.0%Added
Pinkerton Retirement Specialists, LLC783,442$8.28M1.80%−13,877−1.7%Reduced
Van Eck Associates Corp901,058$9.52M0.02%+111,819+14.2%Added
LPL Financial LLC949,385$10.0M0.01%+12,049+1.3%Added
Bulldog Investors, LLP1,001,239$10.6M3.67%+40,925+4.3%Added
Cambridge Investment Research Advisors, Inc.1,023,557$10.8M0.05%−70,053−6.4%Reduced
Invesco Ltd.1,130,471$11.9M0.00%−36,089−3.1%Reduced
Punch & Associates Investment Management, Inc.1,630,333$17.2M1.10%+5,813+0.4%Added
Clear Harbor Asset Management, LLC0$00.00%−62,871−100.0%Sold out
Ergoteles LLC0$00.00%−28,890−100.0%Sold out
Pensionmark Financial Group, LLC0$00.00%−25,280−100.0%Sold out
Cerity Partners LLC0$00.00%−23,611−100.0%Sold out
Cedar Brook Financial Partners, LLC0$00.00%−21,907−100.0%Sold out
Kingswood Wealth Advisors, LLC0$00.00%−21,173−100.0%Sold out
Prosperity Wealth Management, Inc.0$00.00%−19,585−100.0%Sold out
Laidlaw Wealth Management LLC0$00.00%−17,293−100.0%Sold out
Verition Fund Management LLC0$00.00%−11,484−100.0%Sold out
Independent Advisor Alliance0$00.00%−10,342−100.0%Sold out
Avantax Advisory Services, Inc.0$00.00%−10,198−100.0%Sold out
Tower Research Capital LLC (TRC)0$00.00%−6,461−100.0%Sold out
WealthPlan Investment Management, LLC0$00.00%−2,907−100.0%Sold out
Worth Asset Management, LLC0$00.00%−2,043−100.0%Sold out
ICA Group Wealth Management, LLC0$00.00%−736−100.0%Sold out
FMR LLC0$00.00%−2−100.0%Sold out