CION Investment Corp
CION- Exchange
- NYSE
- SEC CIK
- 0001534254
No open-market purchases or sales by CION Investment Corp insiders were filed in the last 90 days; 138 institutions reported holding it in 13F filings for Q2 2026, worth $100.4M in total; no superinvestor holds it.
13F holders, Q1 2023
Institutional positions in CION Investment Corp as of Mar 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 168
- 0 vs. Q4 2022
- Shares held
- 17.8M
- −588.0K (−3.2%) vs. Q4 2022
- Total value
- $175.4M
- −$3.51M (−2.0%) vs. Q4 2022
- New holders
- 20
- 51 more added
- Sold out
- 20
- 59 more reduced
4 institutions that held it in Q4 2022 haven't filed for Q1 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CION on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 138 | $100.4M |
| Q1 2026 | 161 | $117.9M |
| Q4 2025 | 166 | $190.5M |
| Q3 2025 | 154 | $184.4M |
| Q2 2025 | 161 | $186.3M |
| Q1 2025 | 173 | $203.7M |
| Q4 2024 | 177 | $222.0M |
| Q3 2024 | 175 | $209.3M |
| Q2 2024 | 179 | $212.3M |
| Q1 2024 | 172 | $198.3M |
| Q4 2023 | 180 | $202.8M |
| Q3 2023 | 167 | $187.5M |
| Q2 2023 | 169 | $178.8M |
| Q1 2023 | 168 | $175.4M |
| Q4 2022 | 172 | $179.4M |
| Q3 2022 | 160 | $131.9M |
| Q2 2022 | 129 | $87.5M |
| Q1 2022 | 73 | $67.6M |
| Q4 2021 | 82 | $54.5M |
| Q3 2021 | 2 | $3.74M |
| Q2 2021 | 0 | $0 |
| Q1 2021 | 1 | $208.0K |
Institutions, Q1 2023
Shares, value and share of portfolio for each institution holding CION Investment Corp; share changes are against Q4 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Man Group plc | – | $366.5K | 0.00% | – | – |
| UBS Group AG | 37,565 | $370.8K | 0.00% | +30,052+400.0% | Added |
| Kestra Private Wealth Services, LLC | 37,722 | $372.3K | 0.01% | −5,907−13.5% | Reduced |
| SEI Investments Co | 38,416 | $379.2K | 0.00% | +38,416 | New |
| EPG Wealth Management LLC | 39,409 | $389.0K | 0.12% | +1,265+3.3% | Added |
| Silver Oak Securities, Inc | 40,234 | $397.0K | 0.07% | −2,180−5.1% | Reduced |
| Quadrature Capital Ltd | 40,993 | $405.4K | 0.01% | −20,537−33.4% | Reduced |
| Raymond James Financial Services Advisors, Inc. | 41,826 | $412.8K | 0.00% | −2,290−5.2% | Reduced |
| Founders Financial Securities LLC | 41,893 | $413.5K | 0.06% | 00.0% | Unchanged |
| Mariner, LLC | 42,282 | $417.0K | 0.00% | −11,039−20.7% | Reduced |
| IHT Wealth Management, LLC | 43,586 | $430.2K | 0.02% | +221+0.5% | Added |
| Millennium Management LLC | 43,725 | $432.0K | 0.00% | −370,484−89.4% | Reduced |
| Cubist Systematic Strategies, LLC | 46,608 | $460.0K | 0.00% | +16,801+56.4% | Added |
| Envestnet Asset Management Inc | 47,084 | $464.7K | 0.00% | +4,625+10.9% | Added |
| Susquehanna International Group, LLP | 47,260 | $466.5K | 0.00% | +47,260 | New |
| Goldman Sachs Group Inc | 48,098 | $474.7K | 0.00% | +48,098 | New |
| Regatta Capital Group, LLC | 51,717 | $504.2K | 0.18% | 00.0% | Unchanged |
| Koshinski Asset Management, Inc. | 52,229 | $515.5K | 0.05% | −4,501−7.9% | Reduced |
| Triumph Capital Management | 53,102 | $524.1K | 0.27% | +9,765+22.5% | Added |
| Endowment Wealth Management, Inc. | 53,945 | $532.4K | 0.54% | +2,354+4.6% | Added |
| Legacy Capital Wealth Partners, LLC | 60,095 | $593.1K | 0.16% | +60,095 | New |
| GPS Wealth Strategies Group, LLC | 60,976 | $601.8K | 0.12% | +71+0.1% | Added |
| Apollo Management Holdings, L.P. | 61,469 | $606.7K | 0.01% | +1,220+2.0% | Added |
| Cetera Investment Advisers | 62,332 | $615.2K | 0.01% | −7,811−11.1% | Reduced |
| Royal Bank of Canada | 64,931 | $640.0K | 0.00% | +150+0.2% | Added |
| PAX Financial Group, LLC | 68,206 | $673.2K | 0.16% | −4,191−5.8% | Reduced |
| Clear Harbor Asset Management, LLC | 70,521 | $696.0K | 0.07% | +150+0.2% | Added |
| Citadel Advisors LLC | 72,785 | $718.4K | 0.00% | −99,689−57.8% | Reduced |
| Ameriprise Financial Inc | 73,277 | $723.2K | 0.00% | +73,277 | New |
| Wealthstar Advisors, LLC | 74,530 | $735.6K | 0.31% | +930+1.3% | Added |
| Two Sigma Investments, LP | 77,294 | $762.9K | 0.00% | −25,472−24.8% | Reduced |
| Atria Wealth Solutions, Inc. | 83,133 | $820.5K | 0.01% | −1,235−1.5% | Reduced |
| Continuum Advisory, LLC | 90,527 | $893.5K | 0.15% | +2,293+2.6% | Added |
| Mercer Global Advisors Inc | 115,566 | $1.14M | 0.01% | −13,927−10.8% | Reduced |
| Private Advisor Group, LLC | 117,525 | $1.16M | 0.01% | +17,511+17.5% | Added |
| Cooper Financial Group | 123,727 | $1.22M | 0.33% | −11,633−8.6% | Reduced |
| Belpointe Asset Management LLC | 123,820 | $1.22M | 0.07% | −24,945−16.8% | Reduced |
| Callodine Capital Management, LP | 125,000 | $1.23M | 0.36% | +125,000 | New |
| Jane Street Group, LLC | 126,027 | $1.24M | 0.00% | +126,027 | New |
| Morgan Stanley | 130,710 | $1.29M | 0.00% | −17,790−12.0% | Reduced |
| Putnam Investments LLC | 131,486 | $1.30M | 0.00% | +100,626+326.1% | Added |
| Cetera Advisors LLC | 139,872 | $1.38M | 0.02% | −21,633−13.4% | Reduced |
| Wealthcare Advisory Partners LLC | 146,498 | $1.45M | 0.06% | +76,224+108.5% | Added |
| Independent Financial Group, LLC | 175,589 | $1.73M | 0.14% | +32,303+22.5% | Added |
| Paradigm Financial Partners, LLC | 194,029 | $1.92M | 0.52% | −6,421−3.2% | Reduced |
| Resources Investment Advisors, LLC. | 194,521 | $1.92M | 0.05% | −765−0.4% | Reduced |
| Two Sigma Advisers, LP | 202,900 | $2.00M | 0.01% | +14,100+7.5% | Added |
| FirstPurpose Wealth LLC | 212,354 | $2.10M | 1.03% | −3,909−1.8% | Reduced |
| Commonwealth Equity Services, LLC | 232,534 | $2.29M | 0.01% | −1150.0% | Reduced |
| AE Wealth Management LLC | 239,217 | $2.36M | 0.02% | +36,715+18.1% | Added |
| Acorn Financial Advisory Services Inc | 289,584 | $2.86M | 0.56% | +2,205+0.8% | Added |
| BlackRock Inc. | 305,051 | $3.01M | 0.00% | −174,760−36.4% | Reduced |
| Arkadios Wealth Advisors | 330,258 | $3.26M | 0.39% | +24,018+7.8% | Added |
| Sigma Planning Corp | 333,112 | $3.29M | 0.11% | +34,777+11.7% | Added |
| Renaissance Technologies LLC | 380,200 | $3.75M | 0.00% | +236,600+164.8% | Added |
| Berger Financial Group, Inc | 399,320 | $3.94M | 0.47% | −13,414−3.3% | Reduced |
| WealthPLAN Partners, LLC | 406,497 | $4.01M | 0.46% | +12,454+3.2% | Added |
| Cetera Advisor Networks LLC | 433,138 | $4.28M | 0.03% | +14,928+3.6% | Added |
| Kestra Advisory Services, LLC | 522,048 | $5.15M | 0.06% | −49,545−8.7% | Reduced |
| Advisor Group Holdings, Inc. | 543,708 | $5.36M | 0.01% | −9,107−1.6% | Reduced |
| Acadian Asset Management LLC | 636,259 | $6.27M | 0.03% | +93,819+17.3% | Added |
| Pinkerton Retirement Specialists, LLC | 800,767 | $7.90M | 1.48% | −2,322−0.3% | Reduced |
| Van Eck Associates Corp | 802,480 | $7.92M | 0.02% | +52,129+6.9% | Added |
| LPL Financial LLC | 936,397 | $9.24M | 0.01% | +41,406+4.6% | Added |
| Bulldog Investors, LLP | 960,314 | $9.48M | 3.05% | −6,222−0.6% | Reduced |
| Invesco Ltd. | 982,682 | $9.70M | 0.00% | −120,614−10.9% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 1,087,375 | $10.7M | 0.05% | −103,045−8.7% | Reduced |
| Punch & Associates Investment Management, Inc. | 1,656,266 | $16.3M | 1.05% | −25,916−1.5% | Reduced |
| Apollon Wealth Management, LLC | 0 | $0 | 0.00% | −59,396−100.0% | Sold out |
| Beacon Pointe Advisors, LLC | 0 | $0 | 0.00% | −36,947−100.0% | Sold out |
| Money Concepts Capital Corp | 0 | $0 | 0.00% | −31,467−100.0% | Sold out |
| Alliancebernstein L.P. | 0 | $0 | 0.00% | −17,509−100.0% | Sold out |
| Virtu Financial LLC | 0 | $0 | 0.00% | −16,412−100.0% | Sold out |
| Stifel Financial Corp | 0 | $0 | 0.00% | −14,376−100.0% | Sold out |
| Quantbot Technologies LP | 0 | $0 | 0.00% | −12,351−100.0% | Sold out |
| Gallacher Capital Management LLC | 0 | $0 | 0.00% | −12,004−100.0% | Sold out |
| LJI Wealth Management, LLC | 0 | $0 | 0.00% | −10,424−100.0% | Sold out |
| West Wealth Group, LLC | 0 | $0 | 0.00% | −10,235−100.0% | Sold out |
| Orion Portfolio Solutions, LLC | 0 | $0 | 0.00% | −10,048−100.0% | Sold out |
| Coppell Advisory Solutions LLC | 0 | $0 | 0.00% | −5,297−100.0% | Sold out |
| Coppell Advisory Solutions Corp. | 0 | $0 | 0.00% | −5,297−100.0% | Sold out |
| US Bancorp | 0 | $0 | 0.00% | −1,594−100.0% | Sold out |
| Moisand Fitzgerald Tamayo, LLC | 0 | $0 | 0.00% | −1,518−100.0% | Sold out |
| Simplex Trading, LLC | 0 | $0 | 0.00% | −1,303−100.0% | Sold out |
| Paragon Wealth Strategies, LLC | 0 | $0 | 0.00% | −585−100.0% | Sold out |
| Accurate Wealth Management, LLC | 0 | $0 | 0.00% | −403−100.0% | Sold out |
| Citigroup Inc | 0 | $0 | 0.00% | −272−100.0% | Sold out |
| Tradewinds Capital Management, LLC | 0 | $0 | 0.00% | −247−100.0% | Sold out |
| Jenkins Wealth | – | – | – | – | Not filed |
| Foresight Wealth Management, LLC | – | – | – | – | Not filed |
| Tyler-Stone Wealth Management | – | – | – | – | Not filed |
| Trustcore Financial Services, LLC | – | – | – | – | Not filed |