CION Investment Corp
CION- Exchange
- NYSE
- SEC CIK
- 0001534254
No open-market purchases or sales by CION Investment Corp insiders were filed in the last 90 days; 138 institutions reported holding it in 13F filings for Q2 2026, worth $100.4M in total; no superinvestor holds it.
13F holders, Q3 2022
Institutional positions in CION Investment Corp as of Sep 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 160
- +33 vs. Q2 2022
- Shares held
- 15.4M
- +5.47M (+54.9%) vs. Q2 2022
- Total value
- $131.9M
- +$45.1M (+51.9%) vs. Q2 2022
- New holders
- 48
- 88 more added
- Sold out
- 15
- 19 more reduced
2 institutions that held it in Q2 2022 haven't filed for Q3 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CION on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 138 | $100.4M |
| Q1 2026 | 161 | $117.9M |
| Q4 2025 | 166 | $190.5M |
| Q3 2025 | 154 | $184.4M |
| Q2 2025 | 161 | $186.3M |
| Q1 2025 | 173 | $203.7M |
| Q4 2024 | 177 | $222.0M |
| Q3 2024 | 175 | $209.3M |
| Q2 2024 | 179 | $212.3M |
| Q1 2024 | 172 | $198.3M |
| Q4 2023 | 180 | $202.8M |
| Q3 2023 | 167 | $187.5M |
| Q2 2023 | 169 | $178.8M |
| Q1 2023 | 168 | $175.4M |
| Q4 2022 | 172 | $179.4M |
| Q3 2022 | 160 | $131.9M |
| Q2 2022 | 129 | $87.5M |
| Q1 2022 | 73 | $67.6M |
| Q4 2021 | 82 | $54.5M |
| Q3 2021 | 2 | $3.74M |
| Q2 2021 | 0 | $0 |
| Q1 2021 | 1 | $208.0K |
Institutions, Q3 2022
Shares, value and share of portfolio for each institution holding CION Investment Corp; share changes are against Q2 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| O'Shaughnessy Asset Management, LLC | 13,335 | $113.0K | 0.00% | +13,335 | New |
| United Capital Financial Advisers, LLC | 13,112 | $111.0K | 0.00% | +13,112 | New |
| Stifel Financial Corp | 12,967 | $110.0K | 0.00% | −16,755−56.4% | Reduced |
| USAdvisors Wealth Management, LLC | 12,703 | $108.0K | 0.06% | +12,703 | New |
| Virtus ETF Advisers LLC | 12,643 | $107.0K | 0.04% | +12,643 | New |
| Hilton Capital Management, LLC | 12,414 | $106.0K | 0.01% | +12,414 | New |
| TownSquare Capital, LLC | 12,241 | $104.0K | 0.00% | +2,142+21.2% | Added |
| West Wealth Group, LLC | 12,098 | $102.0K | 0.05% | −3,099−20.4% | Reduced |
| Ignite Planners, LLC | 11,826 | $100.0K | 0.08% | −1,214−9.3% | Reduced |
| Apella Capital, LLC | 11,721 | $100.0K | 0.01% | +11,721 | New |
| Strong Tower Advisory Services | 11,203 | $95.0K | 0.06% | +11,203 | New |
| Independent Advisor Alliance | 11,102 | $94.0K | 0.01% | +11,102 | New |
| Aurora Private Wealth, Inc. | 10,920 | $93.0K | 0.04% | +10,920 | New |
| Ausdal Financial Partners, Inc. | 10,690 | $91.0K | 0.01% | +10,690 | New |
| Carmel Capital Partners, LLC | 10,670 | $91.0K | 0.09% | +10,670 | New |
| Davenport & Co LLC | 10,429 | $89.0K | 0.00% | +10,429 | New |
| Marshall Wace, LLP | 10,511 | $89.0K | 0.00% | +10,511 | New |
| Advisory Alpha, LLC | 10,265 | $87.0K | 0.01% | +10,265 | New |
| Bensler, LLC | 10,149 | $86.3K | 0.02% | +10,149 | New |
| Focused Wealth Management, Inc | 9,877 | $84.0K | 0.02% | +2,937+42.3% | Added |
| Spire Wealth Management | 9,628 | $82.0K | 0.00% | −29,076−75.1% | Reduced |
| Simplex Trading, LLC | 8,907 | $75.0K | 0.00% | +8,707+4,353.5% | Added |
| UBS Group AG | 7,569 | $64.0K | 0.00% | −29−0.4% | Reduced |
| Silver Oak Securities, Inc | 5,957 | $63.0K | 0.01% | −27,998−82.5% | Reduced |
| Geneos Wealth Management Inc. | 6,554 | $55.0K | 0.00% | −94,217−93.5% | Reduced |
| Proequities, Inc. | 6,310 | $54.0K | 0.01% | +2,133+51.1% | Added |
| Tyler-Stone Wealth Management | 6,341 | $54.0K | 0.04% | +3,204+102.1% | Added |
| Bank of America Corp | 5,831 | $50.0K | 0.00% | +3,299+130.3% | Added |
| Atticus Wealth Management, LLC | 5,535 | $48.0K | 0.02% | 00.0% | Unchanged |
| Virtus Investment Advisers, Inc. | 5,686 | $48.0K | 0.02% | +5,686 | New |
| Newbridge Financial Services Group, Inc. | 5,323 | $45.0K | 0.03% | −5,478−50.7% | Reduced |
| Signaturefd, LLC | 4,665 | $40.0K | 0.00% | +2,440+109.7% | Added |
| Almanack Investment Partners, LLC. | 4,709 | $39.0K | 0.01% | +4,709 | New |
| Caption Management, LLC | 4,071 | $36.0K | 0.01% | +4,071 | New |
| Joseph Group Capital Management | 4,294 | $36.0K | 0.04% | +4,294 | New |
| Almitas Capital LLC | 3,987 | $34.0K | 0.03% | +3,987 | New |
| Allworth Financial LP | 3,688 | $31.0K | 0.00% | +1,229+50.0% | Added |
| JPMorgan Chase & Co | 3,355 | $29.0K | 0.00% | +3,355 | New |
| Trustcore Financial Services, LLC | 3,034 | $26.0K | 0.00% | +1,011+50.0% | Added |
| Gradient Investments LLC | 3,066 | $26.0K | 0.00% | +2,112+221.4% | Added |
| Financial Connections Group, Inc. | 2,631 | $22.0K | 0.02% | +877+50.0% | Added |
| EdgeRock Capital LLC | 2,431 | $21.0K | 0.01% | +2,431 | New |
| Worth Asset Management, LLC | 2,043 | $17.0K | 0.01% | +673+49.1% | Added |
| IAG Wealth Partners, LLC | 1,821 | $15.0K | 0.00% | −1,528−45.6% | Reduced |
| Navigation Wealth Management, Inc. | 1,714 | $15.0K | 1.62% | +573+50.2% | Added |
| US Bancorp | 1,594 | $14.0K | 0.00% | 00.0% | Unchanged |
| Steward Partners Investment Advisory, LLC | 1,562 | $13.0K | 0.00% | −119−7.1% | Reduced |
| Tower Research Capital LLC (TRC) | 1,406 | $12.0K | 0.00% | +1,406 | New |
| Wagner Wealth Management, LLC | 1,063 | $9.00K | 0.01% | +1,063 | New |
| Global Retirement Partners, LLC | 813 | $8.00K | 0.00% | +271+50.0% | Added |
| SOA Wealth Advisors, LLC. | 854 | $7.00K | 0.00% | +285+50.1% | Added |
| Paragon Wealth Strategies, LLC | 568 | $5.00K | 0.00% | +568 | New |
| Versant Capital Management, Inc | 610 | $5.00K | 0.00% | +610 | New |
| Wells Fargo & Company | 516 | $4.00K | 0.00% | −1,855−78.2% | Reduced |
| Syverson Strege & Co | 478 | $4.00K | 0.00% | +160+50.3% | Added |
| Kozak & Associates, Inc. | 484 | $4.00K | 0.00% | +161+49.8% | Added |
| Citigroup Inc | 272 | $2.00K | 0.00% | −722−72.6% | Reduced |
| Rise Advisors, LLC | 203 | $2.00K | 0.00% | −248−55.0% | Reduced |
| Tradewinds Capital Management, LLC | 247 | $2.00K | 0.00% | +247 | New |
| FMR LLC | 2 | $0 | 0.00% | +2 | New |
| Arete Wealth Advisors, LLC | 0 | $0 | 0.00% | −65,108−100.0% | Sold out |
| Goldman Sachs Group Inc | 0 | $0 | 0.00% | −52,741−100.0% | Sold out |
| Kalos Management, Inc. | 0 | $0 | 0.00% | −51,448−100.0% | Sold out |
| Patriot Financial Group Insurance Agency, LLC | 0 | $0 | 0.00% | −34,343−100.0% | Sold out |
| Occudo Quantitative Strategies LP | 0 | $0 | 0.00% | −21,944−100.0% | Sold out |
| Schonfeld Strategic Advisors LLC | 0 | $0 | 0.00% | −19,400−100.0% | Sold out |
| Sofos Investments, Inc. | 0 | $0 | 0.00% | −16,561−100.0% | Sold out |
| Symphony Financial, Ltd. Co. | 0 | $0 | 0.00% | −15,533−100.0% | Sold out |
| Denver Wealth Management, Inc. | 0 | $0 | 0.00% | −13,960−100.0% | Sold out |
| Stratos Wealth Partners, LTD. | 0 | $0 | 0.00% | −13,219−100.0% | Sold out |
| Alpha Omega Group, Inc. | 0 | $0 | 0.00% | −12,544−100.0% | Sold out |
| HRT Financial LP | 0 | $0 | 0.00% | −10,753−100.0% | Sold out |
| Private Trust Co NA | 0 | $0 | 0.00% | −1,866−100.0% | Sold out |
| The PNC Financial Services Group, Inc. | 0 | $0 | 0.00% | −938−100.0% | Sold out |
| Heritage Wealth Management, LLC | 0 | $0 | 0.00% | −903−100.0% | Sold out |
| HighPoint Advisor Group LLC | – | – | – | – | Not filed |
| Heirloom Wealth Management | – | – | – | – | Not filed |