CION Investment Corp
CION- Exchange
- NYSE
- SEC CIK
- 0001534254
No open-market purchases or sales by CION Investment Corp insiders were filed in the last 90 days; 138 institutions reported holding it in 13F filings for Q2 2026, worth $100.4M in total; no superinvestor holds it.
13F holders, Q3 2022
Institutional positions in CION Investment Corp as of Sep 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 160
- +33 vs. Q2 2022
- Shares held
- 15.4M
- +5.47M (+54.9%) vs. Q2 2022
- Total value
- $131.9M
- +$45.1M (+51.9%) vs. Q2 2022
- New holders
- 48
- 88 more added
- Sold out
- 15
- 19 more reduced
2 institutions that held it in Q2 2022 haven't filed for Q3 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CION on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 138 | $100.4M |
| Q1 2026 | 161 | $117.9M |
| Q4 2025 | 166 | $190.5M |
| Q3 2025 | 154 | $184.4M |
| Q2 2025 | 161 | $186.3M |
| Q1 2025 | 173 | $203.7M |
| Q4 2024 | 177 | $222.0M |
| Q3 2024 | 175 | $209.3M |
| Q2 2024 | 179 | $212.3M |
| Q1 2024 | 172 | $198.3M |
| Q4 2023 | 180 | $202.8M |
| Q3 2023 | 167 | $187.5M |
| Q2 2023 | 169 | $178.8M |
| Q1 2023 | 168 | $175.4M |
| Q4 2022 | 172 | $179.4M |
| Q3 2022 | 160 | $131.9M |
| Q2 2022 | 129 | $87.5M |
| Q1 2022 | 73 | $67.6M |
| Q4 2021 | 82 | $54.5M |
| Q3 2021 | 2 | $3.74M |
| Q2 2021 | 0 | $0 |
| Q1 2021 | 1 | $208.0K |
Institutions, Q3 2022
Shares, value and share of portfolio for each institution holding CION Investment Corp; share changes are against Q2 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| FMR LLC | 2 | $0 | 0.00% | +2 | New |
| Citigroup Inc | 272 | $2.00K | 0.00% | −722−72.6% | Reduced |
| Rise Advisors, LLC | 203 | $2.00K | 0.00% | −248−55.0% | Reduced |
| Tradewinds Capital Management, LLC | 247 | $2.00K | 0.00% | +247 | New |
| Wells Fargo & Company | 516 | $4.00K | 0.00% | −1,855−78.2% | Reduced |
| Syverson Strege & Co | 478 | $4.00K | 0.00% | +160+50.3% | Added |
| Kozak & Associates, Inc. | 484 | $4.00K | 0.00% | +161+49.8% | Added |
| Paragon Wealth Strategies, LLC | 568 | $5.00K | 0.00% | +568 | New |
| Versant Capital Management, Inc | 610 | $5.00K | 0.00% | +610 | New |
| SOA Wealth Advisors, LLC. | 854 | $7.00K | 0.00% | +285+50.1% | Added |
| Global Retirement Partners, LLC | 813 | $8.00K | 0.00% | +271+50.0% | Added |
| Wagner Wealth Management, LLC | 1,063 | $9.00K | 0.01% | +1,063 | New |
| Tower Research Capital LLC (TRC) | 1,406 | $12.0K | 0.00% | +1,406 | New |
| Steward Partners Investment Advisory, LLC | 1,562 | $13.0K | 0.00% | −119−7.1% | Reduced |
| US Bancorp | 1,594 | $14.0K | 0.00% | 00.0% | Unchanged |
| IAG Wealth Partners, LLC | 1,821 | $15.0K | 0.00% | −1,528−45.6% | Reduced |
| Navigation Wealth Management, Inc. | 1,714 | $15.0K | 1.62% | +573+50.2% | Added |
| Worth Asset Management, LLC | 2,043 | $17.0K | 0.01% | +673+49.1% | Added |
| EdgeRock Capital LLC | 2,431 | $21.0K | 0.01% | +2,431 | New |
| Financial Connections Group, Inc. | 2,631 | $22.0K | 0.02% | +877+50.0% | Added |
| Trustcore Financial Services, LLC | 3,034 | $26.0K | 0.00% | +1,011+50.0% | Added |
| Gradient Investments LLC | 3,066 | $26.0K | 0.00% | +2,112+221.4% | Added |
| JPMorgan Chase & Co | 3,355 | $29.0K | 0.00% | +3,355 | New |
| Allworth Financial LP | 3,688 | $31.0K | 0.00% | +1,229+50.0% | Added |
| Almitas Capital LLC | 3,987 | $34.0K | 0.03% | +3,987 | New |
| Caption Management, LLC | 4,071 | $36.0K | 0.01% | +4,071 | New |
| Joseph Group Capital Management | 4,294 | $36.0K | 0.04% | +4,294 | New |
| Almanack Investment Partners, LLC. | 4,709 | $39.0K | 0.01% | +4,709 | New |
| Signaturefd, LLC | 4,665 | $40.0K | 0.00% | +2,440+109.7% | Added |
| Newbridge Financial Services Group, Inc. | 5,323 | $45.0K | 0.03% | −5,478−50.7% | Reduced |
| Atticus Wealth Management, LLC | 5,535 | $48.0K | 0.02% | 00.0% | Unchanged |
| Virtus Investment Advisers, Inc. | 5,686 | $48.0K | 0.02% | +5,686 | New |
| Bank of America Corp | 5,831 | $50.0K | 0.00% | +3,299+130.3% | Added |
| Proequities, Inc. | 6,310 | $54.0K | 0.01% | +2,133+51.1% | Added |
| Tyler-Stone Wealth Management | 6,341 | $54.0K | 0.04% | +3,204+102.1% | Added |
| Geneos Wealth Management Inc. | 6,554 | $55.0K | 0.00% | −94,217−93.5% | Reduced |
| Silver Oak Securities, Inc | 5,957 | $63.0K | 0.01% | −27,998−82.5% | Reduced |
| UBS Group AG | 7,569 | $64.0K | 0.00% | −29−0.4% | Reduced |
| Simplex Trading, LLC | 8,907 | $75.0K | 0.00% | +8,707+4,353.5% | Added |
| Spire Wealth Management | 9,628 | $82.0K | 0.00% | −29,076−75.1% | Reduced |
| Focused Wealth Management, Inc | 9,877 | $84.0K | 0.02% | +2,937+42.3% | Added |
| Bensler, LLC | 10,149 | $86.3K | 0.02% | +10,149 | New |
| Advisory Alpha, LLC | 10,265 | $87.0K | 0.01% | +10,265 | New |
| Davenport & Co LLC | 10,429 | $89.0K | 0.00% | +10,429 | New |
| Marshall Wace, LLP | 10,511 | $89.0K | 0.00% | +10,511 | New |
| Ausdal Financial Partners, Inc. | 10,690 | $91.0K | 0.01% | +10,690 | New |
| Carmel Capital Partners, LLC | 10,670 | $91.0K | 0.09% | +10,670 | New |
| Aurora Private Wealth, Inc. | 10,920 | $93.0K | 0.04% | +10,920 | New |
| Independent Advisor Alliance | 11,102 | $94.0K | 0.01% | +11,102 | New |
| Strong Tower Advisory Services | 11,203 | $95.0K | 0.06% | +11,203 | New |
| Ignite Planners, LLC | 11,826 | $100.0K | 0.08% | −1,214−9.3% | Reduced |
| Apella Capital, LLC | 11,721 | $100.0K | 0.01% | +11,721 | New |
| West Wealth Group, LLC | 12,098 | $102.0K | 0.05% | −3,099−20.4% | Reduced |
| TownSquare Capital, LLC | 12,241 | $104.0K | 0.00% | +2,142+21.2% | Added |
| Hilton Capital Management, LLC | 12,414 | $106.0K | 0.01% | +12,414 | New |
| Virtus ETF Advisers LLC | 12,643 | $107.0K | 0.04% | +12,643 | New |
| USAdvisors Wealth Management, LLC | 12,703 | $108.0K | 0.06% | +12,703 | New |
| Stifel Financial Corp | 12,967 | $110.0K | 0.00% | −16,755−56.4% | Reduced |
| United Capital Financial Advisers, LLC | 13,112 | $111.0K | 0.00% | +13,112 | New |
| O'Shaughnessy Asset Management, LLC | 13,335 | $113.0K | 0.00% | +13,335 | New |
| Great Valley Advisor Group, Inc. | 13,354 | $114.0K | 0.01% | +13,354 | New |
| Linscomb & Williams, Inc. | 13,929 | $118.0K | 0.01% | +13,929 | New |
| National Wealth Management Group, LLC | 14,220 | $120.9K | 0.16% | −4,087−22.3% | Reduced |
| Centaurus Financial, Inc. | 15,806 | $134.0K | 0.01% | +15,806 | New |
| Northern Trust Corp | 16,156 | $137.0K | 0.00% | +16,156 | New |
| Perennial Investment Advisors, LLC | 17,086 | $145.0K | 0.07% | +6,770+65.6% | Added |
| Avantax Advisory Services, Inc. | 17,101 | $145.0K | 0.00% | +17,101 | New |
| Laidlaw Wealth Management LLC | 17,293 | $147.0K | 0.03% | +5,765+50.0% | Added |
| Brookstone Capital Management | 17,393 | $147.0K | 0.00% | +17,393 | New |
| Jefferies Group LLC | 17,478 | $148.6K | 0.00% | +17,478 | New |
| Fisher Asset Management, LLC | 17,989 | $153.0K | 0.00% | −2,579−12.5% | Reduced |
| Putnam Investments LLC | 18,287 | $155.0K | 0.00% | +18,287 | New |
| Y-Intercept (Hong Kong) Ltd | 18,383 | $156.3K | 0.02% | +18,383 | New |
| Sheaff Brock Investment Advisors, LLC | 18,616 | $158.0K | 0.02% | 00.0% | Unchanged |
| DFPG Investments, LLC | 18,157 | $160.0K | 0.07% | −345−1.9% | Reduced |
| SWMG, LLC | 19,374 | $165.0K | 0.11% | +19,374 | New |
| Monument Capital Management | 20,164 | $171.0K | 0.06% | +4,423+28.1% | Added |
| Northwestern Mutual Wealth Management Co | 22,984 | $196.0K | 0.00% | +6,861+42.6% | Added |
| Captrust Financial Advisors | 23,109 | $196.0K | 0.00% | +15,792+215.8% | Added |
| Man Group plc | 23,300 | $198.0K | 0.00% | +23,300 | New |
| Franklin Resources Inc | 23,500 | $200.0K | 0.00% | +23,500 | New |
| HighTower Advisors, LLC | 23,691 | $201.0K | 0.00% | +9,735+69.8% | Added |
| Cerity Partners LLC | 23,611 | $201.0K | 0.00% | +23,611 | New |
| Pensionmark Financial Group, LLC | 25,280 | $215.0K | 0.05% | 00.0% | Unchanged |
| RFG Advisory, LLC | 22,869 | $217.0K | 0.01% | −5,609−19.7% | Reduced |
| Gsa Capital Partners LLP | 26,193 | $223.0K | 0.03% | +26,193 | New |
| Kowal Investment Group, LLC | 26,272 | $223.0K | 0.08% | +26,272 | New |
| Capital Wealth Management, LLC | 26,471 | $225.0K | 0.17% | +9,257+53.8% | Added |
| Creative Planning | 27,137 | $231.0K | 0.00% | +8,170+43.1% | Added |
| Strategic Blueprint, LLC | 32,466 | $276.0K | 0.03% | +19,647+153.3% | Added |
| Mercer Global Advisors Inc | 32,617 | $277.0K | 0.00% | +7,422+29.5% | Added |
| Triumph Capital Management | 35,994 | $306.0K | 0.17% | +21,501+148.4% | Added |
| EWG Elevate Inc. | 36,414 | $310.0K | 0.17% | +12,140+50.0% | Added |
| Regatta Capital Group, LLC | 37,272 | $324.0K | 0.13% | +11,760+46.1% | Added |
| Harbour Investments, Inc. | 37,825 | $329.0K | 0.02% | 00.0% | Unchanged |
| Collaborative Wealth Managment Inc. | 39,829 | $339.0K | 0.24% | +11,472+40.5% | Added |
| Beacon Capital Management, LLC | 39,715 | $344.0K | 0.11% | +20,389+105.5% | Added |
| CenterBook Partners LP | 40,871 | $347.0K | 0.07% | +40,871 | New |
| Jump Financial, LLC | 43,100 | $366.0K | 0.01% | +43,100 | New |
| IHT Wealth Management, LLC | 44,987 | $382.0K | 0.03% | +12,529+38.6% | Added |