CION Investment Corp

CION

Exchange: NYSE
SEC CIK: 0001534254

SEC filings (opens in a new tab)

No open-market purchases or sales by CION Investment Corp insiders were filed in the last 90 days; 138 institutions reported holding it in 13F filings for Q2 2026, worth $100.4M in total; no superinvestor holds it.

Other share classesCICB CICC

Q3 2022 vs. Q2 2022

How the institutions holding CION Investment Corp changed between Q2 2022 and Q3 2022.

All holders in Q3 2022 All holders in Q2 2022

13F holders of CION: Q2 2022 compared with Q3 2022
Measure	Q2 2022	Of which not filed for Q3 2022	Q3 2022	Change
Holders	129	2	160	+33
Shares	10.1M	81.3K	15.4M	+5.47M (+54.9%)
Value	$87.5M	$678.0K	$131.9M	+$45.1M (+51.9%)

2 institutions that held it in Q2 2022 haven't filed for Q3 2022 yet. Not filing isn't selling, so the changes leave them out.

New holders (48)

Institutions that held CION Investment Corp at the end of Q3 2022 but not at the end of Q2 2022.

Institutions new to CION in Q3 2022
Institution	Shares	Value	% of portfolio
WealthPlan Investment Management, LLC	379,946	$3.81M	0.28%
Acadian Asset Management LLC	96,906	$822.0K	0.00%
Founders Financial Securities LLC	55,340	$470.0K	0.08%
Jump Financial, LLC	43,100	$366.0K	0.01%
CenterBook Partners LP	40,871	$347.0K	0.07%
Gsa Capital Partners LLP	26,193	$223.0K	0.03%
Kowal Investment Group, LLC	26,272	$223.0K	0.08%
Cerity Partners LLC	23,611	$201.0K	0.00%
Franklin Resources Inc	23,500	$200.0K	0.00%
Man Group plc	23,300	$198.0K	0.00%
SWMG, LLC	19,374	$165.0K	0.11%
Y-Intercept (Hong Kong) Ltd	18,383	$156.3K	0.02%
Putnam Investments LLC	18,287	$155.0K	0.00%
Jefferies Group LLC	17,478	$148.6K	0.00%
Brookstone Capital Management	17,393	$147.0K	0.00%
Avantax Advisory Services, Inc.	17,101	$145.0K	0.00%
Northern Trust Corp	16,156	$137.0K	0.00%
Centaurus Financial, Inc.	15,806	$134.0K	0.01%
Linscomb & Williams, Inc.	13,929	$118.0K	0.01%
Great Valley Advisor Group, Inc.	13,354	$114.0K	0.01%
O'Shaughnessy Asset Management, LLC	13,335	$113.0K	0.00%
United Capital Financial Advisers, LLC	13,112	$111.0K	0.00%
USAdvisors Wealth Management, LLC	12,703	$108.0K	0.06%
Virtus ETF Advisers LLC	12,643	$107.0K	0.04%
Hilton Capital Management, LLC	12,414	$106.0K	0.01%
Apella Capital, LLC	11,721	$100.0K	0.01%
Strong Tower Advisory Services	11,203	$95.0K	0.06%
Independent Advisor Alliance	11,102	$94.0K	0.01%
Aurora Private Wealth, Inc.	10,920	$93.0K	0.04%
Ausdal Financial Partners, Inc.	10,690	$91.0K	0.01%
Carmel Capital Partners, LLC	10,670	$91.0K	0.09%
Davenport & Co LLC	10,429	$89.0K	0.00%
Marshall Wace, LLP	10,511	$89.0K	0.00%
Advisory Alpha, LLC	10,265	$87.0K	0.01%
Bensler, LLC	10,149	$86.3K	0.02%
Virtus Investment Advisers, Inc.	5,686	$48.0K	0.02%
Almanack Investment Partners, LLC.	4,709	$39.0K	0.01%
Caption Management, LLC	4,071	$36.0K	0.01%
Joseph Group Capital Management	4,294	$36.0K	0.04%
Almitas Capital LLC	3,987	$34.0K	0.03%
JPMorgan Chase & Co	3,355	$29.0K	0.00%
EdgeRock Capital LLC	2,431	$21.0K	0.01%
Tower Research Capital LLC (TRC)	1,406	$12.0K	0.00%
Wagner Wealth Management, LLC	1,063	$9.00K	0.01%
Paragon Wealth Strategies, LLC	568	$5.00K	0.00%
Versant Capital Management, Inc	610	$5.00K	0.00%
Tradewinds Capital Management, LLC	247	$2.00K	0.00%
FMR LLC	2	$0	0.00%

Sold out (15)

Institutions that held CION Investment Corp at the end of Q2 2022 and filed for Q3 2022 without it.

Institutions that sold out of CION in Q3 2022
Institution	Shares, Q2 2022	Value, Q2 2022
Arete Wealth Advisors, LLC	65,108	$566.0K
Goldman Sachs Group Inc	52,741	$459.0K
Kalos Management, Inc.	51,448	$451.0K
Patriot Financial Group Insurance Agency, LLC	34,343	$299.0K
Occudo Quantitative Strategies LP	21,944	$191.0K
Schonfeld Strategic Advisors LLC	19,400	$169.0K
Sofos Investments, Inc.	16,561	$143.0K
Symphony Financial, Ltd. Co.	15,533	$135.0K
Denver Wealth Management, Inc.	13,960	$121.0K
Stratos Wealth Partners, LTD.	13,219	$115.0K
Alpha Omega Group, Inc.	12,544	$109.0K
HRT Financial LP	10,753	$93.0K
Private Trust Co NA	1,866	$16.0K
The PNC Financial Services Group, Inc.	938	$8.00K
Heritage Wealth Management, LLC	903	$7.86K

Not filed for Q3 2022 yet (2)

Institutions that held CION Investment Corp at the end of Q2 2022 and haven't filed a 13F for Q3 2022. Not filing isn't selling, so they aren't counted as sold out.

Institutions holding CION in Q2 2022 that haven't filed for Q3 2022
Institution	Shares, Q2 2022	Value, Q2 2022
HighPoint Advisor Group LLC	65,022	$526.0K
Heirloom Wealth Management	16,275	$152.0K