Skip to main content

Athenex, Inc.

ATNXDelisted Jul 10, 2023
Industry
Pharmaceutical Preparations
SEC CIK
0001300699

Athenex, Inc. was delisted on Jul 10, 2023; its insiders filed their last Form 4 on May 8, 2023; 30 institutions reported holding it in 13F filings for Q1 2023, worth $2.43M in total; no superinvestor held it.

13F holders, Q4 2021

Institutional positions in Athenex, Inc. as of Dec 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works

Institutional holders
103
−12 vs. Q3 2021
Shares held
45.2M
+1.03M (+2.3%) vs. Q3 2021
Total value
$60.9M
−$71.1M (−53.9%) vs. Q3 2021
New holders
20
27 more added
Sold out
32
43 more reduced

1 institution that held it in Q3 2021 haven't filed for Q4 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.

Compare with Q3 2021: new holders, sold out and not filed yet

Holders and value by quarter

Institutions reporting ATNX on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.

Institutional holdersQ4 2021: 103 institutions
Q1 2021: 122 institutionsQ2 2021: 112 institutionsQ3 2021: 116 institutionsQ4 2021: 103 institutionsQ1 2022: 91 institutionsQ2 2022: 77 institutionsQ3 2022: 72 institutionsQ4 2022: 54 institutionsQ1 2023: 30 institutionsQ2 2023: 4 institutionsQ3 2023: 0 institutionsQ4 2023: 0 institutionsQ1 2024: 0 institutionsQ2 2024: 0 institutionsQ3 2024: 0 institutionsQ4 2024: 0 institutionsQ1 2025: 0 institutionsQ2 2025: 0 institutionsQ3 2025: 0 institutionsQ4 2025: 0 institutionsQ1 2026: 0 institutionsQ2 2026: 0 institutions
Value heldQ4 2021: $60.9M
Q1 2021: $233.5MQ2 2021: $236.1MQ3 2021: $132.0MQ4 2021: $60.9MQ1 2022: $33.8MQ2 2022: $14.7MQ3 2022: $13.0MQ4 2022: $5.93MQ1 2023: $2.43MQ2 2023: $8.93KQ3 2023: $0Q4 2023: $0Q1 2024: $0Q2 2024: $0Q3 2024: $0Q4 2024: $0Q1 2025: $0Q2 2025: $0Q3 2025: $0Q4 2025: $0Q1 2026: $0Q2 2026: $0
Institutions holding ATNX and their total value by quarter
QuarterHoldersValue
Q2 20260$0
Q1 20260$0
Q4 20250$0
Q3 20250$0
Q2 20250$0
Q1 20250$0
Q4 20240$0
Q3 20240$0
Q2 20240$0
Q1 20240$0
Q4 20230$0
Q3 20230$0
Q2 20234$8.93K
Q1 202330$2.43M
Q4 202254$5.93M
Q3 202272$13.0M
Q2 202277$14.7M
Q1 202291$33.8M
Q4 2021103$60.9M
Q3 2021116$132.0M
Q2 2021112$236.1M
Q1 2021122$233.5M

Institutions, Q4 2021

Shares, value and share of portfolio for each institution holding Athenex, Inc.; share changes are against Q3 2021.

Institutions holding ATNX in Q4 2021
InstitutionSharesValue% of portfolioChange in sharesAction
Perceptive Advisors LLC13,532,467$18.4M0.28%00.0%Unchanged
Nuveen Asset Management, LLC367,014––+52,537+16.7%Added
IFP Advisors, Inc35––+35New
Palo Alto Investors LP0$00.00%−318,200−100.0%Sold out
Bank of Montreal0$00.00%−223,236−100.0%Sold out
Swiss National Bank0$00.00%−133,900−100.0%Sold out
First Trust Advisors LP0$00.00%−111,251−100.0%Sold out
Voloridge Investment Management, LLC0$00.00%−110,316−100.0%Sold out
State of Wisconsin Investment Board0$00.00%−98,400−100.0%Sold out
Pinz Capital Management, LP0$00.00%−90,000−100.0%Sold out
Jump Financial, LLC0$00.00%−76,550−100.0%Sold out
Ergoteles LLC0$00.00%−55,000−100.0%Sold out
UBS Asset Management Americas Inc0$00.00%−43,453−100.0%Sold out
Price T Rowe Associates Inc0$00.00%−43,271−100.0%Sold out
Virtus ETF Advisers LLC0$00.00%−41,437−100.0%Sold out
Virtu Financial LLC0$00.00%−31,442−100.0%Sold out
DekaBank Deutsche Girozentrale0$00.00%−31,900−100.0%Sold out
Assenagon Asset Management S.A.0$00.00%−28,632−100.0%Sold out
LPL Financial LLC0$00.00%−24,093−100.0%Sold out
Marshall Wace, LLP0$00.00%−19,554−100.0%Sold out
Prudential Financial Inc0$00.00%−18,796−100.0%Sold out
Arizona State Retirement System0$00.00%−16,557−100.0%Sold out
Blueshift Asset Management, LLC0$00.00%−14,218−100.0%Sold out
MetLife Investment Management0$00.00%−11,739−100.0%Sold out
KCS Wealth Advisory0$00.00%−10,582−100.0%Sold out
Apollon Wealth Management, LLC0$00.00%−10,000−100.0%Sold out
Metropolitan Life Insurance Co0$00.00%−8,635−100.0%Sold out
Zurcher Kantonalbank (Zurich Cantonalbank)0$00.00%−8,240−100.0%Sold out
Northwestern Mutual Wealth Management Co0$00.00%−6,015−100.0%Sold out
Great West Life Assurance Co0$00.00%−4,803−100.0%Sold out
Penserra Capital Management LLC0$00.00%−2,505−100.0%Sold out
Signaturefd, LLC0$00.00%−723−100.0%Sold out
Parallel Advisors, LLC0$00.00%−676−100.0%Sold out
Harbour Investments, Inc.0$00.00%−305−100.0%Sold out
Quadrant Capital Group LLC0$00.00%−74−100.0%Sold out
Berman Capital Advisors, LLC––––Not filed