Cetera Advisors LLC
- SEC CIK
- 0001534400
- Latest filing
- May 24, 2024
Holdings in Q4 2023
Holdings as of Dec 31, 2023, filed Feb 13, 2024. Long positions only; changes compare share counts with Q3 2023.
- Positions
- 1,782
- +92 vs. Q3 2023
- Portfolio value
- $7.22B
- +$816.0M (+12.7%) vs. Q3 2023
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| SPYSPDR S&P 500 ETF Trust | ETF | 497,093 | $236.3M | 3.3% | +75,339+17.9% | Added | History |
| AAPLApple Inc. | Stock | 1,205,363 | $232.1M | 3.2% | −6,730−0.6% | Reduced | History |
| iShares Core S&P 500 ETF464287200 | ETF | 413,942 | $197.7M | 2.7% | +37,278+9.9% | Added | – |
| MSFTMicrosoft Corp | Stock | 339,154 | $127.5M | 1.8% | +17,113+5.3% | Added | History |
| Goldman Sachs ETF Tr381430503 | ACTIVEBETA US LG | 1,264,963 | $118.7M | 1.6% | +25,327+2.0% | Added | – |
| iShares Russell 1000 Growth ETF464287614 | ETF | 325,061 | $98.5M | 1.4% | −8,927−2.7% | Reduced | – |
| Vanguard S&P 500 ETF922908363 | ETF | 220,242 | $96.2M | 1.3% | +21,817+11.0% | Added | – |
| iShares MSCI USA Min Vol Factor ETF46429B697 | ETF | 1,156,060 | $90.2M | 1.3% | −18,057−1.5% | Reduced | – |
| Invesco QQQ Trust Series I46090E103 | ETF | 208,606 | $85.4M | 1.2% | +44,064+26.8% | Added | – |
| AMZNAmazon Com Inc | Stock | 551,885 | $83.9M | 1.2% | +23,481+4.4% | Added | History |
| Vanguard Morningstar Total Stock Market ETF922908769 | ETF | 332,377 | $78.8M | 1.1% | −7,725−2.3% | Reduced | – |
| First Tr Exchange-Traded FD33739Q408 | FIRST TR ENH NEW | 1,173,790 | $70.0M | 1.0% | −64,349−5.2% | Reduced | – |
| Vanguard Morningstar Mid-Cap ETF922908629 | ETF | 246,246 | $57.3M | 0.8% | +7,358+3.1% | Added | – |
| BRK.BBerkshire Hathaway Inc | Stock | 159,557 | $56.9M | 0.8% | +1,694+1.1% | Added | History |
| GOOGLAlphabet Inc. | Stock | 388,748 | $54.3M | 0.8% | +8,768+2.3% | Added | History |
| NVDANVIDIA Corp | Stock | 109,483 | $54.2M | 0.8% | +2,129+2.0% | Added | History |
| First Tr Exchange-Traded FD336917109 | SHS | 1,494,080 | $53.6M | 0.7% | +30,404+2.1% | Added | – |
| iShares Tr46434V613 | CORE UNIVRSL USD | 1,146,518 | $52.8M | 0.7% | +5,877+0.5% | Added | – |
| American Centy ETF Tr025072349 | US LARGE CAP VLU | 912,075 | $52.7M | 0.7% | +203,628+28.7% | Added | – |
| J P Morgan Exchange Traded F46641Q332 | EQUITY PREMIUM | 920,046 | $50.6M | 0.7% | −2,444−0.3% | Reduced | – |
| TSLATesla, Inc. | Stock | 196,984 | $48.9M | 0.7% | +6,571+3.5% | Added | History |
| iShares Core S&P Mid-Cap ETF464287507 | ETF | 173,611 | $48.1M | 0.7% | −15,403−8.1% | Reduced | – |
| iShares MSCI USA Quality Factor ETF46432F339 | ETF | 314,111 | $46.2M | 0.6% | +73,939+30.8% | Added | – |
| Vanguard Total Bond Market ETF921937835 | ETF | 627,299 | $46.1M | 0.6% | −27,245−4.2% | Reduced | – |
| First Tr Exchange-Traded FD33733E104 | CAP STRENGTH ETF | 571,654 | $45.8M | 0.6% | −3,146−0.5% | Reduced | – |
| iShares S&P 500 Value ETF464287408 | ETF | 262,635 | $45.7M | 0.6% | +26,174+11.1% | Added | – |
| iShares Russell 1000 Value ETF464287598 | ETF | 275,519 | $45.5M | 0.6% | −24,598−8.2% | Reduced | – |
| State Street SPDR Bloomberg 1-3 Month T-Bill ETF78468R663 | ETF | 494,770 | $45.2M | 0.6% | +378,883+326.9% | Added | – |
| iShares Russell Midcap ETF464287499 | ETF | 577,075 | $44.9M | 0.6% | −468,812−44.8% | Reduced | – |
| HDHome Depot, Inc. | Stock | 122,774 | $42.5M | 0.6% | −1,079−0.9% | Reduced | History |
| JPMJPMorgan Chase & Co | Stock | 249,572 | $42.5M | 0.6% | +17,953+7.8% | Added | History |
| Schwab US Dividend Equity ETF808524797 | ETF | 536,340 | $40.8M | 0.6% | −129,451−19.4% | Reduced | – |
| iShares S&P 500 Growth ETF464287309 | ETF | 516,921 | $38.8M | 0.5% | −40,934−7.3% | Reduced | – |
| Vanguard Star FDS921909768 | VG TL INTL STK F | 642,217 | $37.2M | 0.5% | +16,283+2.6% | Added | – |
| Vanguard Dividend Appreciation ETF921908844 | ETF | 215,053 | $36.6M | 0.5% | +18,489+9.4% | Added | – |
| Vanguard Scottsdale FDS92206C102 | SHORT TERM TREAS | 618,235 | $36.1M | 0.5% | +15,701+2.6% | Added | – |
| iShares Core S&P Small Cap ETF464287804 | ETF | 325,946 | $35.3M | 0.5% | +6,155+1.9% | Added | – |
| iShares Tr464288588 | MBS ETF | 374,585 | $35.2M | 0.5% | +7,174+2.0% | Added | – |
| iShares Core U.S. Aggregate Bond ETF464287226 | ETF | 354,482 | $35.2M | 0.5% | +169,918+92.1% | Added | – |
| Invesco Exchange Traded FD T46137V357 | S&P500 EQL WGT | 220,705 | $34.8M | 0.5% | −2,589−1.2% | Reduced | – |
| Vanguard High Dividend Yield Index ETF921946406 | ETF | 303,110 | $33.8M | 0.5% | −5,030−1.6% | Reduced | – |
| Pacer US Cash Cows 100 ETF69374H881 | ETF | 640,941 | $33.3M | 0.5% | +75,325+13.3% | Added | – |
| Capital Grp Fixed Incm ETF T14020Y102 | CORE PLUS INCM | 1,451,216 | $32.9M | 0.5% | +672,505+86.4% | Added | – |
| First Tr Exchange-Traded FD33734H106 | SHS | 790,672 | $32.1M | 0.4% | −9,636−1.2% | Reduced | – |
| Capital Group Dividend Value14020W106 | SHS CREAT UNIT | 1,069,973 | $31.9M | 0.4% | +149,544+16.2% | Added | – |
| LLYEli Lilly & Co | Stock | 54,272 | $31.6M | 0.4% | +6,289+13.1% | Added | History |
| iShares Russell 2000 ETF464287655 | ETF | 157,133 | $31.5M | 0.4% | −72,855−31.7% | Reduced | – |
| iShares Core Dividend Growth ETF46434V621 | ETF | 575,332 | $31.0M | 0.4% | +3,211+0.6% | Added | – |
| VanEck Semiconductor ETF92189F676 | ETF | 173,574 | $30.4M | 0.4% | +18,853+12.2% | Added | – |
| iShares Iboxx $ Investment Grade Corporate Bond ETF464287242 | ETF | 265,602 | $29.4M | 0.4% | +32,285+13.8% | Added | – |
| WisdomTree Tr97717X669 | US QTLY DIV GRT | 409,005 | $28.7M | 0.4% | +153,213+59.9% | Added | – |
| GLDSPDR Gold Trust | ETF | 149,819 | $28.6M | 0.4% | +894+0.6% | Added | History |
| Schwab U.S. Large-Cap Growth ETF808524300 | ETF | 339,065 | $28.1M | 0.4% | +19,423+6.1% | Added | – |
| CVXChevron Corp | Stock | 186,948 | $27.9M | 0.4% | +12,123+6.9% | Added | History |
| VVisa Inc. | Stock | 106,046 | $27.6M | 0.4% | +4,893+4.8% | Added | History |
| CRMSalesforce, Inc. | Stock | 103,100 | $27.1M | 0.4% | +2,706+2.7% | Added | History |
| Janus Detroit STR Tr47103U886 | HENDRSN SHRT ETF | 558,056 | $27.0M | 0.4% | +44,698+8.7% | Added | – |
| COSTCostco Wholesale Corp | Stock | 40,807 | $26.9M | 0.4% | +4,254+11.6% | Added | History |
| iShares Tr464287432 | 20 YR TR BD ETF | 272,093 | $26.9M | 0.4% | +43,401+19.0% | Added | – |
| METAMeta Platforms, Inc. | Stock | 75,770 | $26.8M | 0.4% | +6,124+8.8% | Added | History |
| GOOGAlphabet Inc. | Stock | 189,313 | $26.7M | 0.4% | +7,718+4.3% | Added | History |
| Vanguard Morningstar Growth ETF922908736 | ETF | 83,369 | $25.9M | 0.4% | +8,888+11.9% | Added | – |
| Vanguard Ftse Developed Markets ETF921943858 | ETF | 540,558 | $25.9M | 0.4% | +64,054+13.4% | Added | – |
| JNJJohnson & Johnson | Stock | 160,083 | $25.1M | 0.3% | +12,940+8.8% | Added | History |
| Capital Group Core Equity Et14020V108 | SHS CREAT UNIT | 872,320 | $24.7M | 0.3% | +20,167+2.4% | Added | – |
| State Street Health Care Select Sector SPDR ETF81369Y209 | ETF | 180,775 | $24.7M | 0.3% | +14,843+8.9% | Added | – |
| iShares Core MSCI Eafe ETF46432F842 | ETF | 347,233 | $24.4M | 0.3% | +6,949+2.0% | Added | – |
| iShares Tr464287150 | CORE S&P TTL STK | 232,080 | $24.4M | 0.3% | +23,049+11.0% | Added | – |
| MAMastercard Inc | Stock | 55,672 | $23.7M | 0.3% | +5,009+9.9% | Added | History |
| PGProcter & Gamble Co | Stock | 156,374 | $22.9M | 0.3% | +1,987+1.3% | Added | History |
| First Trust Rising Dividend Achievers ETF33738R506 | ETF | 430,011 | $22.2M | 0.3% | −25,852−5.7% | Reduced | – |
| HONHoneywell International Inc | COM | 103,216 | $21.6M | 0.3% | −7,058−6.4% | Reduced | History |
| iShares Tr464287721 | U.S. TECH ETF | 175,576 | $21.6M | 0.3% | +23,293+15.3% | Added | – |
| State Street Technology Select Sector SPDR ETF81369Y803 | ETF | 111,255 | $21.4M | 0.3% | +4,331+4.1% | Added | – |
| Vanguard Health Care ETF92204A504 | ETF | 83,901 | $21.0M | 0.3% | −5,502−6.2% | Reduced | – |
| LMTLockheed Martin Corp | Stock | 46,252 | $21.0M | 0.3% | +3,465+8.1% | Added | History |
| DEDeere & Co | Stock | 51,805 | $20.7M | 0.3% | −45−0.1% | Reduced | History |
| XOMExxonMobil Holdings Corp | COM | 206,887 | $20.7M | 0.3% | +8,019+4.0% | Added | History |
| ABBVAbbVie Inc. | Stock | 132,159 | $20.5M | 0.3% | +2,387+1.8% | Added | History |
| Vanguard Total International Bond ETF92203J407 | ETF | 411,528 | $20.3M | 0.3% | −8,868−2.1% | Reduced | – |
| iShares Tr464288877 | EAFE VALUE ETF | 389,446 | $20.3M | 0.3% | −33,561−7.9% | Reduced | – |
| UNHUnitedHealth Group Inc | Stock | 38,529 | $20.3M | 0.3% | +2,299+6.3% | Added | History |
| Goldman Sachs ETF Tr381430107 | ACTIVEBETA INT | 593,448 | $19.4M | 0.3% | +6,384+1.1% | Added | – |
| Vanguard Morningstar Value ETF922908744 | ETF | 127,479 | $19.1M | 0.3% | +22,349+21.3% | Added | – |
| iShares Core MSCI Emerging Markets ETF46434G103 | ETF | 367,293 | $18.6M | 0.3% | −5,984−1.6% | Reduced | – |
| SPGIS&P Global Inc. | Stock | 41,713 | $18.4M | 0.3% | +866+2.1% | Added | History |
| JPMorgan Ultra-Short Income ETF46641Q837 | ETF | 358,616 | $18.0M | 0.2% | −153,568−30.0% | Reduced | – |
| PECOPhillips Edison & Company, Inc. | COMMON STOCK | 493,202 | $18.0M | 0.2% | −16,495−3.2% | Reduced | History |
| First Tr Exchng Traded FD VI33740F755 | FT LADD BUFF ETF | 656,508 | $17.4M | 0.2% | +73,354+12.6% | Added | – |
| MCDMcDonalds Corp | Stock | 58,412 | $17.3M | 0.2% | +3,133+5.7% | Added | History |
| CATCaterpillar Inc | Stock | 55,930 | $16.5M | 0.2% | −2,769−4.7% | Reduced | History |
| iShares Tr46434V860 | TRS FLT RT BD | 326,247 | $16.5M | 0.2% | +22,967+7.6% | Added | – |
| First Tr Exchange-Traded FD33739Q705 | FT VEST S&P 500 | 314,159 | $16.2M | 0.2% | +27,074+9.4% | Added | – |
| State Street Energy Select Sector SPDR ETF81369Y506 | ETF | 192,825 | $16.2M | 0.2% | −47,196−19.7% | Reduced | – |
| Capital Group Growth ETF14020G101 | SHS CREAT UNIT | 569,249 | $16.1M | 0.2% | +11,289+2.0% | Added | – |
| Invesco Exch TRD SLF Idx FD46138J817 | BULSHS 2025 HY | 704,282 | $16.0M | 0.2% | +145,808+26.1% | Added | – |
| Invesco Nasdaq 100 ETF46138G649 | ETF | 93,490 | $15.8M | 0.2% | +16,685+21.7% | Added | – |
| First Tr Exchng Traded FD VI33740F474 | FT VEST US EQT | 478,853 | $15.7M | 0.2% | −130,506−21.4% | Reduced | – |
| AVGOBroadcom Inc. | Stock | 14,056 | $15.7M | 0.2% | +871+6.6% | Added | History |
| iShares Tr464288414 | NATIONAL MUN ETF | 144,038 | $15.6M | 0.2% | −4,781−3.2% | Reduced | – |
Options (6)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
Sold out since Q3 2023 (97)
Positions held at the end of Q3 2023 that are gone from this filing.
| Security | Class | Shares in Q3 2023 | Value in Q3 2023 | % of portfolio in Q3 2023 | History |
|---|---|---|---|---|---|
| Invesco Exch TRD SLF Idx FD46138J858 | BULSHS 2023 HY | 469,108 | $11.0M | 0.2% | – |
| UUPInvesco DB US Dollar Index Bullish Fund | BULLISH FD | 268,544 | $7.98M | 0.1% | History |
| MMacy's, Inc. | COM | 186,806 | $2.17M | <0.1% | History |
| DBCInvesco DB Commodity Index Tracking Fund | UNIT | 67,232 | $1.68M | <0.1% | History |
| ETF Ser Solutions26922A172 | NATIONWIDE RSK | 73,097 | $1.47M | <0.1% | – |
| iShares Tr46434VAX8 | IBONDS DEC23 ETF | 55,708 | $1.41M | <0.1% | – |
| ANAutonation, Inc. | COM | 9,116 | $1.38M | <0.1% | History |
| LSCCLattice Semiconductor Corp | COM | 14,076 | $1.21M | <0.1% | History |
| IEPIcahn Enterprises L.P. | DEPOSITARY UNIT | 51,751 | $1.02M | <0.1% | History |
| TDWTidewater Inc | COM | 14,285 | $1.02M | <0.1% | History |
| SGENSeagen Inc. | COM | 4,763 | $1.01M | <0.1% | History |
| WisdomTree Tr97717W802 | ITL HIGH DIV FD | 25,030 | $906.0K | <0.1% | – |
| VMWVmware LLC | CL A COM | 5,372 | $894.4K | <0.1% | History |
| TNKTeekay Tankers Ltd. | CL A | 18,686 | $777.9K | <0.1% | History |
| Invesco Exchange Traded FD T46137V688 | NEXT GEN CON ETF | 9,850 | $752.6K | <0.1% | – |
| Invesco Exch TRD SLF Idx FD46138J866 | BULSHS 2023 CB | 33,943 | $720.6K | <0.1% | – |
| ProShares Tr74348A608 | SHT 7-10 YR TR | 23,500 | $717.3K | <0.1% | – |
| GASSStealthGas Inc. | SHS | 127,054 | $639.7K | <0.1% | History |
| ARLPAlliance Resource Partners LP | Stock | 27,381 | $616.9K | <0.1% | History |
| SBLKStar Bulk Carriers Corp. | SHS PAR | 29,411 | $567.1K | <0.1% | History |
| ATVIActivision Blizzard, Inc. | COM | 5,649 | $529.0K | <0.1% | History |
| UUnity Software Inc. | COM | 16,168 | $507.5K | <0.1% | History |
| ASURAsure Software Inc | COM | 52,641 | $498.0K | <0.1% | History |
| OPRAOpera Ltd | SPONSORED ADS | 42,961 | $484.2K | <0.1% | History |
| iShares Tr46436E882 | IBONDS 23 TRM TS | 19,003 | $471.7K | <0.1% | – |
| GLADGladstone Capital Corp | COM | 47,001 | $453.1K | <0.1% | History |
| EBSEmergent BioSolutions Inc. | COM | 125,112 | $425.4K | <0.1% | History |
| TRMDTORM plc | SHS CL A | 14,601 | $401.8K | <0.1% | History |
| INSWInternational Seaways, Inc. | COM | 8,360 | $376.2K | <0.1% | History |
| TDOCTeladoc Health, Inc. | COM | 19,759 | $367.3K | <0.1% | History |
| SPDR Series Trust78464A656 | ST STR TIPS ETF | 14,772 | $366.9K | <0.1% | – |
| OPPRiverNorth/DoubleLine Strategic Opportunity Fund, Inc. | COM | 45,829 | $362.5K | <0.1% | History |
| First Tr Exchange-Traded FD33737A108 | NASDQ CLN EDGE | 3,693 | $346.7K | <0.1% | – |
| iShares U.S. ETF Trust iShares Gsci Commodity Dynamic Roll Strategy ETF46431W853 | ETF | 11,271 | $328.6K | <0.1% | – |
| American Centy ETF Tr025072802 | INTL SMCP VLU | 5,654 | $327.1K | <0.1% | – |
| ELFe.l.f. Beauty, Inc. | COM | 2,944 | $323.3K | <0.1% | History |
| iShares MSCI India ETF46429B598 | ETF | 7,105 | $314.2K | <0.1% | – |
| Cambria ETF Tr132061839 | TRINITY | 12,739 | $311.5K | <0.1% | – |
| BILLBILL Holdings, Inc. | Stock | 2,833 | $307.6K | <0.1% | History |
| UALUnited Airlines Holdings, Inc. | COM | 7,027 | $297.2K | <0.1% | History |
| SPDR Series Trust78468R200 | ST STR RATE ETF | 9,327 | $286.5K | <0.1% | – |
| NNOXNano-X Imaging Ltd. | ORD SHS | 43,491 | $285.3K | <0.1% | History |
| OSISOsi Systems Inc | COM | 2,415 | $285.1K | <0.1% | History |
| SQMChemical & Mining Co of Chile Inc | SPON ADR SER B | 4,748 | $283.3K | <0.1% | History |
| SDIGStronghold Digital Mining, Inc. | CLASS A COM | 63,141 | $274.7K | <0.1% | History |
| CHRWC. H. Robinson Worldwide, Inc. | COM NEW | 3,095 | $266.6K | <0.1% | History |
| iShares Tr46432F859 | CORE 1 5 YR USD | 5,624 | $260.8K | <0.1% | – |
| ProShares Ultrashort S&P 50074347G416 | ETF | 6,920 | $256.8K | <0.1% | – |
| DPZDominos Pizza Inc | COM | 677 | $256.4K | <0.1% | History |
| iShares Tr46435U150 | IBONDS 23 TRM HG | 10,545 | $249.3K | <0.1% | – |
| MPAAMotorcar Parts of America Inc | COM | 30,271 | $244.9K | <0.1% | History |
| First Tr Exchng Traded FD VI33740F631 | FT VEST US | 7,454 | $241.5K | <0.1% | – |
| Schwab Fundamental International Small Equity ETF808524748 | ETF | 7,290 | $234.3K | <0.1% | – |
| PIMCO ETF Tr72201R627 | SR LN ACTIVE ETF | 4,531 | $227.9K | <0.1% | – |
| ARK ETF Tr00214Q203 | AUTNMUS TECHNLGY | 4,292 | $225.2K | <0.1% | – |
| ILMNIllumina, Inc. | COM | 1,638 | $224.9K | <0.1% | History |
| ZBHZimmer Biomet Holdings, Inc. | Stock | 1,983 | $222.5K | <0.1% | History |
| PBTPermian Basin Royalty Trust | UNIT BEN INT | 10,436 | $221.8K | <0.1% | History |
| Sprott FDS Tr85208P303 | URANIUM MINERS E | 4,686 | $221.0K | <0.1% | – |
| AIC3.ai, Inc. | Stock | 8,647 | $220.7K | <0.1% | History |
| ATKRAtkore Inc. | COM | 1,468 | $219.0K | <0.1% | History |
| Invesco Exchange Traded FD T46137V225 | S&P MIDCAP 400 | 2,489 | $217.3K | <0.1% | – |
| AGRAvangrid, Inc. | COM | 7,197 | $217.1K | <0.1% | History |
| ALGNAlign Technology Inc | COM | 694 | $211.9K | <0.1% | History |
| RHIRobert Half Inc. | COM | 2,884 | $211.4K | <0.1% | History |
| CNHCNH Industrial N.V. | SHS | 17,272 | $211.0K | <0.1% | History |
| First Tr Exch Traded FD III33739P301 | MUNI HI INCM ETF | 4,664 | $210.2K | <0.1% | – |
| UTGReaves Utility Income Fund | COM SH BEN INT | 8,495 | $209.4K | <0.1% | History |
| HSBCHSBC Holdings PLC | SPON ADR NEW | 5,264 | $207.7K | <0.1% | History |
| Amplify ETF Tr032108888 | BLACKSWAN GRWT | 8,687 | $207.4K | <0.1% | – |
| iShares Tr46435U663 | ESG AWARE MSCI | 6,109 | $205.6K | <0.1% | – |
| CHRDChord Energy Corp | COM NEW | 1,267 | $205.3K | <0.1% | History |
| Dimensional ETF Trust25434V864 | SHOR DUR FIX ETF | 4,394 | $203.8K | <0.1% | – |
| HASHasbro, Inc. | COM | 3,055 | $202.1K | <0.1% | History |
| LACLithium Americas Corp. | COM NEW | 11,331 | $192.7K | <0.1% | History |
| INTTIntest Corp | COM | 12,674 | $192.3K | <0.1% | History |
| Nuveen Calif Select Tax Free67063R103 | SH BEN INT | 15,000 | $182.6K | <0.1% | – |
| YEXTYext, Inc. | COM | 25,742 | $162.9K | <0.1% | History |
| MHDBlackRock Muniholdings Fund, Inc. | COM | 14,451 | $149.0K | <0.1% | History |
| AGDabrdn Global Dynamic Dividend Fund | COM | 14,899 | $129.0K | <0.1% | History |
| NIMNuveen Select Maturities Municipal Fund | SH BEN INT | 14,160 | $119.9K | <0.1% | History |
| PMLPIMCO Municipal Income Fund II | COM | 15,007 | $115.4K | <0.1% | History |
| EOLSEvolus, Inc. | COM | 11,477 | $104.9K | <0.1% | History |
| AXGNAxogen, Inc. | COM | 18,399 | $92.0K | <0.1% | History |
| EMDWestern Asset Emerging Markets Debt Fund Inc. | COM | 10,380 | $86.2K | <0.1% | History |
| RWTRedwood Trust Inc | COM | 11,422 | $81.4K | <0.1% | History |
| First Tr Exchng Traded FD VI33740F540 | SKYB CRY IND ETF | 13,847 | $68.4K | <0.1% | – |
| GUTGabelli Utility Trust | COM | 12,239 | $64.9K | <0.1% | History |
| IGDVoya GLOBAL EQUITY DIVIDEND & PREMIUM OPPORTUNITY FUND | COM | 10,424 | $51.1K | <0.1% | History |
| FAXAbrdn Asia-Pacific Income Fund, Inc. | COM | 17,827 | $43.7K | <0.1% | History |
| ACBAurora Cannabis Inc | COM | 55,050 | $32.2K | <0.1% | History |
| FPAYFlexShopper, Inc. | COM NEW | 27,400 | $28.6K | <0.1% | History |
| LUMNLumen Technologies, Inc. | Stock | 16,503 | $23.4K | <0.1% | History |
| Ironwood Pharmaceuticals Inc46333XAF5 | NOTE 0.750% 6/1 | 21,000 | $20.6K | <0.1% | – |
| PRAXPraxis Precision Medicines, Inc. | COM | 11,194 | $19.1K | <0.1% | History |
| Hope Bancorp Inc43940TAB5 | NOTE 2.000% 5/1 | 18,000 | $17.8K | <0.1% | – |
| NVTAInvitae Corp | COM | 11,377 | $6.88K | <0.1% | History |