Cetera Advisors LLC

SEC CIK: 0001534400
Latest filing: May 24, 2024

SEC filings (opens in a new tab)

Holdings in Q4 2023

Holdings as of Dec 31, 2023, filed Feb 13, 2024. Long positions only; changes compare share counts with Q3 2023.

Positions: 1,782; +92 vs. Q3 2023
Portfolio value: $7.22B; +$816.0M (+12.7%) vs. Q3 2023
Filed: Feb 13, 2024; SEC

Holdings of Cetera Advisors LLC in Q4 2023
Security	Class	Shares	Value	% of portfolio	Share change	Action	History
KOCoca Cola Co	Stock	262,164	$15.4M	0.2%	+2,925+1.1%	Added	History
First Tr Exchng Traded FD VI33740U737	FT VEST US EQT	463,546	$15.3M	0.2%	+29,622+6.8%	Added	–
PEPPepsiCo Inc	Stock	89,719	$15.2M	0.2%	+9,142+11.3%	Added	History
Vanguard Intermediate-Term Bond ETF921937819	ETF	197,071	$15.1M	0.2%	−34,127−14.8%	Reduced	–
Invesco Exch TRD SLF Idx FD46138J833	BULSHS 2024 HY	654,331	$14.9M	0.2%	+210,549+47.4%	Added	–
BABoeing Co	Stock	56,242	$14.7M	0.2%	−1,439−2.5%	Reduced	History
PIMCO ETF Tr72201R874	SHTRM MUN BD ACT	290,821	$14.5M	0.2%	+29,792+11.4%	Added	–
RBB FD Inc74933W452	F/M US TREASURY	290,392	$14.5M	0.2%	+80,918+38.6%	Added	–
WisdomTree Tr97717W588	US LARGECAP FUND	284,199	$14.2M	0.2%	−10,656−3.6%	Reduced	–
LOWLowes Companies Inc	Stock	63,871	$14.2M	0.2%	+1,589+2.6%	Added	History
MOAltria Group, Inc.	Stock	349,860	$14.1M	0.2%	+7,755+2.3%	Added	History
iShares Russell Mid-Cap Growth ETF464287481	ETF	133,412	$13.9M	0.2%	+7,077+5.6%	Added	–
State Street SPDR S&P Regional Banking ETF78464A698	ETF	264,744	$13.9M	0.2%	−3,316−1.2%	Reduced	–
iShares Tr464288885	EAFE GRWTH ETF	142,238	$13.8M	0.2%	−63,350−30.8%	Reduced	–
PFEPfizer Inc	Stock	470,887	$13.6M	0.2%	+155,233+49.2%	Added	History
First Tr Exchng Traded FD VI33740F805	SMITH OPPORT FXD	303,185	$13.5M	0.2%	+88,729+41.4%	Added	–
Pacer Trendpilot US Large Cap ETF69374H105	ETF	306,414	$13.3M	0.2%	−2,472−0.8%	Reduced	–
iShares Russell 2000 Growth ETF464287648	ETF	52,340	$13.2M	0.2%	+1,227+2.4%	Added	–
MRKMerck & Co., Inc.	Stock	120,320	$13.1M	0.2%	+1,896+1.6%	Added	History
ORealty Income Corp	REIT	223,139	$12.8M	0.2%	−5,123−2.2%	Reduced	History
iShares Tr464288760	US AER DEF ETF	98,071	$12.4M	0.2%	+11,352+13.1%	Added	–
OKEONEOK Inc	COM	176,655	$12.4M	0.2%	−9,928−5.3%	Reduced	History
Vanguard Morningstar Small-Cap ETF922908751	ETF	57,216	$12.2M	0.2%	+14,807+34.9%	Added	–
IBMInternational Business Machines Corp	Stock	74,573	$12.2M	0.2%	−292−0.4%	Reduced	History
WisdomTree Tr97717Y527	FLOATNG RAT TREA	241,848	$12.2M	0.2%	+8,468+3.6%	Added	–
iShares Tr46435G425	ESG AWR MSCI USA	114,450	$12.0M	0.2%	+3,677+3.3%	Added	–
PMPhilip Morris International Inc.	Stock	126,232	$11.9M	0.2%	+9,593+8.2%	Added	History
Legg Mason ETF Invt52468L505	FRANKLIN INTL LW	423,847	$11.7M	0.2%	+35,901+9.3%	Added	–
ADBEAdobe Inc.	Stock	19,566	$11.7M	0.2%	+1,445+8.0%	Added	History
DIASPDR Dow Jones Industrial Average ETF Trust	UT SER 1	30,644	$11.5M	0.2%	+6,053+24.6%	Added	History
VZVerizon Communications Inc	Stock	306,087	$11.5M	0.2%	+14,230+4.9%	Added	History
First Tr Exchng Traded FD VI33740F862	FT VEST US EQT	283,325	$11.5M	0.2%	+4,853+1.7%	Added	–
Invesco S&P 500 Quality ETF46137V241	ETF	212,453	$11.5M	0.2%	−22,729−9.7%	Reduced	–
Amplify ETF Tr032108409	CWP ENHANCED DIV	312,903	$11.4M	0.2%	−28,064−8.2%	Reduced	–
NOCNorthrop Grumman Corp	Stock	24,418	$11.4M	0.2%	−533−2.1%	Reduced	History
Principal Exchange Traded FD74255Y201	QUALITY ETF	185,790	$11.4M	0.2%	+99,795+116.0%	Added	–
Fidelity Merrimack STR Tr316188309	TOTAL BD ETF	244,945	$11.3M	0.2%	+9,382+4.0%	Added	–
ETNEaton Corp plc	Stock	46,623	$11.2M	0.2%	−4,285−8.4%	Reduced	History
Pacer FDS Tr69374H709	GLOBL CASH ETF	326,926	$11.2M	0.2%	+43,270+15.3%	Added	–
WMTWalmart Inc.	Stock	70,970	$11.2M	0.2%	+8,470+13.6%	Added	History
Lattice Strategies Tr518416607	HARTFORD MLT DIV	418,338	$11.2M	0.2%	−16,499−3.8%	Reduced	–
MDYSPDR S&P Midcap 400 ETF Trust	ETF	21,899	$11.1M	0.2%	+402+1.9%	Added	History
iShares S&P 100 ETF464287101	ETF	49,478	$11.1M	0.2%	+31,849+180.7%	Added	–
INTCIntel Corp	Stock	218,948	$11.0M	0.2%	−6,860−3.0%	Reduced	History
First Tr Exchng Traded FD VI33740F649	FT VEST NAS	463,955	$11.0M	0.2%	−33,156−6.7%	Reduced	–
First Tr Exchng Traded FD VI33740U844	FT VEST U.S	311,760	$11.0M	0.2%	−14,978−4.6%	Reduced	–
State Street Consumer Discretionary Select Sector SPDR ETF81369Y407	ETF	60,569	$10.8M	0.2%	−7,083−10.5%	Reduced	–
TAT&T Inc.	Stock	629,508	$10.6M	0.1%	+14,075+2.3%	Added	History
iShares Tr46435G474	FALN ANGLS USD	392,158	$10.4M	0.1%	+164,292+72.1%	Added	–
iShares Tr46436E718	0-3 MTH TREASURY	102,919	$10.3M	0.1%	+7,051+7.4%	Added	–
Two RDS Shared Tr90214Q584	CONDCTR GBL EQTY	765,400	$10.2M	0.1%	−13,609−1.7%	Reduced	–
State Street Financial Select Sector SPDR ETF81369Y605	ETF	269,829	$10.1M	0.1%	−10,596−3.8%	Reduced	–
Schwab International Equity ETF808524805	ETF	264,647	$9.78M	0.1%	−8,886−3.2%	Reduced	–
WisdomTree Tr97717W307	US LARGECAP DIVD	146,298	$9.71M	0.1%	+2,995+2.1%	Added	–
TXNTexas Instruments Inc	Stock	56,768	$9.68M	0.1%	−4,453−7.3%	Reduced	History
Pacer Trendpilot 100 ETF69374H303	ETF	138,144	$9.02M	0.1%	+1,009+0.7%	Added	–
DISWalt Disney Co	Stock	99,828	$9.01M	0.1%	+1,482+1.5%	Added	History
KMIKinder Morgan, Inc.	Stock	507,443	$8.95M	0.1%	+8,355+1.7%	Added	History
Vanguard Intermediate-Term Corporate Bond ETF92206C870	ETF	109,499	$8.90M	0.1%	+14,459+15.2%	Added	–
Franklin Templeton ETF Tr35473P884	US MID CP MLTFCT	181,766	$8.75M	0.1%	+6,401+3.7%	Added	–
Invesco Exch TRD SLF Idx FD46138J635	INVSCO BLSH 26	375,137	$8.68M	0.1%	+39,936+11.9%	Added	–
ARK Innovation ETF00214Q104	ETF	165,598	$8.67M	0.1%	+67,461+68.7%	Added	–
iShares Tr46429B655	FLTG RATE NT ETF	170,767	$8.64M	0.1%	+119,951+236.0%	Added	–
CVSCVS Health Corp	Stock	109,333	$8.63M	0.1%	−10,728−8.9%	Reduced	History
iShares Tr464288687	PFD AND INCM SEC	275,618	$8.60M	0.1%	+6,294+2.3%	Added	–
State Street Industrial Select Sector SPDR ETF81369Y704	ETF	75,310	$8.58M	0.1%	+547+0.7%	Added	–
Schwab Intermediate-Term US Treasury ETF808524854	ETF	171,932	$8.55M	0.1%	−14,760−7.9%	Reduced	–
First Tr Exchange-Traded FD33734X846	NASDAQ CYB ETF	158,662	$8.54M	0.1%	−18,788−10.6%	Reduced	–
WisdomTree Tr97717W562	US SMALLCAP FUND	171,009	$8.52M	0.1%	−13,167−7.1%	Reduced	–
State Street SPDR Portfolio S&P 500 Value ETF78464A508	ETF	181,819	$8.48M	0.1%	+45,498+33.4%	Added	–
NLYAnnaly Capital Management Inc	REIT	437,602	$8.48M	0.1%	−37,415−7.9%	Reduced	History
ABTAbbott Laboratories	Stock	76,191	$8.39M	0.1%	+3,040+4.2%	Added	History
WPCW. P. Carey Inc.	COM	128,242	$8.31M	0.1%	−20,523−13.8%	Reduced	History
SOSouthern Co	Stock	118,092	$8.28M	0.1%	+3,884+3.4%	Added	History
ACNAccenture plc	Stock	23,596	$8.28M	0.1%	+1,819+8.4%	Added	History
iShares Tr464288653	10-20 YR TRS ETF	76,369	$8.27M	0.1%	−171,822−69.2%	Reduced	–
State Street Communication Services Select Sector SPDR ETF81369Y852	ETF	112,979	$8.21M	0.1%	−4,219−3.6%	Reduced	–
iShares Core S&P U.S. Growth ETF464287671	ETF	78,493	$8.17M	0.1%	+1,146+1.5%	Added	–
State Street Utilities Select Sector SPDR ETF81369Y886	ETF	128,651	$8.15M	0.1%	+35,538+38.2%	Added	–
AMGNAmgen Inc	Stock	28,245	$8.14M	0.1%	+4,768+20.3%	Added	History
JPMorgan Nasdaq Equity Premium Income ETF46654Q203	ETF	161,121	$8.04M	0.1%	+155,093+2,572.9%	Added	–
WisdomTree Tr97717W208	US HIGH DIVIDEND	97,738	$8.03M	0.1%	+10,909+12.6%	Added	–
ProShares Tr74348A467	S&P 500 DV ARIST	83,385	$7.94M	0.1%	+4,125+5.2%	Added	–
iShares Tr464287622	RUS 1000 ETF	30,064	$7.88M	0.1%	+923+3.2%	Added	–
State Street SPDR Portfolio Developed World Ex-US ETF78463X889	ETF	231,398	$7.87M	0.1%	−1,811−0.8%	Reduced	–
UNPUnion Pacific Corp	Stock	32,008	$7.86M	0.1%	+3,931+14.0%	Added	History
iShares U.S. Treasury Bond ETF46429B267	ETF	340,282	$7.84M	0.1%	−214,552−38.7%	Reduced	–
Vanguard Short-Term Bond ETF921937827	ETF	101,479	$7.82M	0.1%	−76,563−43.0%	Reduced	–
First Tr Exchng Traded FD VI33740U703	FT VEST DEEP ETF	342,580	$7.78M	0.1%	+15,002+4.6%	Added	–
VanEck ETF Trust92189F106	GOLD MINERS ETF	250,056	$7.75M	0.1%	−1,327−0.5%	Reduced	–
First Tr Exchng Traded FD VI33740U208	FT VEST US EQT	183,874	$7.65M	0.1%	−440−0.2%	Reduced	–
iShares Select Dividend ETF464287168	ETF	64,678	$7.58M	0.1%	−52,319−44.7%	Reduced	–
DKNGDraftKings Inc.	Stock	212,673	$7.50M	0.1%	+782+0.4%	Added	History
State Street Consumer Staples Select Sector SPDR ETF81369Y308	ETF	103,878	$7.48M	0.1%	+2,699+2.7%	Added	–
Innovator ETFs Trust45782C573	US EQTY PWR BUF	215,186	$7.41M	0.1%	−5,143−2.3%	Reduced	–
Global X FDS37954Y673	US INFR DEV ETF	213,726	$7.36M	0.1%	−2,233−1.0%	Reduced	–
State Street SPDR Portfolio S&P 500 ETF78464A854	ETF	131,211	$7.33M	0.1%	+7,138+5.8%	Added	–
Pacer US Small Cap Cash Cows ETF69374H857	ETF	150,109	$7.21M	0.1%	+57,792+62.6%	Added	–
NEENextera Energy Inc	Stock	118,205	$7.18M	0.1%	+10,663+9.9%	Added	History
FSCOFS Credit Opportunities Corp.	COMMON STOCK	1,265,446	$7.18M	0.1%	−42,948−3.3%	Reduced	History

Options (6)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Cetera Advisors LLC in Q4 2023
Security	Class	Puts	Calls
Global X Uranium ETF37954Y871	ETF	$47.6K	–
AFRMAffirm Holdings, Inc.	COM CL A	$25.1K	–
PANWPalo Alto Networks Inc	Stock	$17.6K	–
CRWDCrowdStrike Holdings, Inc.	Stock	$3.34K	–
Invesco QQQ Trust Series I46090E103	ETF	$1.06K	–
FIGSFIGS, Inc.	CL A	–	$36

Sold out since Q3 2023 (97)

Positions held at the end of Q3 2023 that are gone from this filing.

Positions of Cetera Advisors LLC sold out since Q3 2023
Security	Class	Shares in Q3 2023	Value in Q3 2023	% of portfolio in Q3 2023	History
Invesco Exch TRD SLF Idx FD46138J858	BULSHS 2023 HY	469,108	$11.0M	0.2%	–
UUPInvesco DB US Dollar Index Bullish Fund	BULLISH FD	268,544	$7.98M	0.1%	History
MMacy's, Inc.	COM	186,806	$2.17M	<0.1%	History
DBCInvesco DB Commodity Index Tracking Fund	UNIT	67,232	$1.68M	<0.1%	History
ETF Ser Solutions26922A172	NATIONWIDE RSK	73,097	$1.47M	<0.1%	–
iShares Tr46434VAX8	IBONDS DEC23 ETF	55,708	$1.41M	<0.1%	–
ANAutonation, Inc.	COM	9,116	$1.38M	<0.1%	History
LSCCLattice Semiconductor Corp	COM	14,076	$1.21M	<0.1%	History
IEPIcahn Enterprises L.P.	DEPOSITARY UNIT	51,751	$1.02M	<0.1%	History
TDWTidewater Inc	COM	14,285	$1.02M	<0.1%	History
SGENSeagen Inc.	COM	4,763	$1.01M	<0.1%	History
WisdomTree Tr97717W802	ITL HIGH DIV FD	25,030	$906.0K	<0.1%	–
VMWVmware LLC	CL A COM	5,372	$894.4K	<0.1%	History
TNKTeekay Tankers Ltd.	CL A	18,686	$777.9K	<0.1%	History
Invesco Exchange Traded FD T46137V688	NEXT GEN CON ETF	9,850	$752.6K	<0.1%	–
Invesco Exch TRD SLF Idx FD46138J866	BULSHS 2023 CB	33,943	$720.6K	<0.1%	–
ProShares Tr74348A608	SHT 7-10 YR TR	23,500	$717.3K	<0.1%	–
GASSStealthGas Inc.	SHS	127,054	$639.7K	<0.1%	History
ARLPAlliance Resource Partners LP	Stock	27,381	$616.9K	<0.1%	History
SBLKStar Bulk Carriers Corp.	SHS PAR	29,411	$567.1K	<0.1%	History
ATVIActivision Blizzard, Inc.	COM	5,649	$529.0K	<0.1%	History
UUnity Software Inc.	COM	16,168	$507.5K	<0.1%	History
ASURAsure Software Inc	COM	52,641	$498.0K	<0.1%	History
OPRAOpera Ltd	SPONSORED ADS	42,961	$484.2K	<0.1%	History
iShares Tr46436E882	IBONDS 23 TRM TS	19,003	$471.7K	<0.1%	–
GLADGladstone Capital Corp	COM	47,001	$453.1K	<0.1%	History
EBSEmergent BioSolutions Inc.	COM	125,112	$425.4K	<0.1%	History
TRMDTORM plc	SHS CL A	14,601	$401.8K	<0.1%	History
INSWInternational Seaways, Inc.	COM	8,360	$376.2K	<0.1%	History
TDOCTeladoc Health, Inc.	COM	19,759	$367.3K	<0.1%	History
SPDR Series Trust78464A656	ST STR TIPS ETF	14,772	$366.9K	<0.1%	–
OPPRiverNorth/DoubleLine Strategic Opportunity Fund, Inc.	COM	45,829	$362.5K	<0.1%	History
First Tr Exchange-Traded FD33737A108	NASDQ CLN EDGE	3,693	$346.7K	<0.1%	–
iShares U.S. ETF Trust iShares Gsci Commodity Dynamic Roll Strategy ETF46431W853	ETF	11,271	$328.6K	<0.1%	–
American Centy ETF Tr025072802	INTL SMCP VLU	5,654	$327.1K	<0.1%	–
ELFe.l.f. Beauty, Inc.	COM	2,944	$323.3K	<0.1%	History
iShares MSCI India ETF46429B598	ETF	7,105	$314.2K	<0.1%	–
Cambria ETF Tr132061839	TRINITY	12,739	$311.5K	<0.1%	–
BILLBILL Holdings, Inc.	Stock	2,833	$307.6K	<0.1%	History
UALUnited Airlines Holdings, Inc.	COM	7,027	$297.2K	<0.1%	History
SPDR Series Trust78468R200	ST STR RATE ETF	9,327	$286.5K	<0.1%	–
NNOXNano-X Imaging Ltd.	ORD SHS	43,491	$285.3K	<0.1%	History
OSISOsi Systems Inc	COM	2,415	$285.1K	<0.1%	History
SQMChemical & Mining Co of Chile Inc	SPON ADR SER B	4,748	$283.3K	<0.1%	History
SDIGStronghold Digital Mining, Inc.	CLASS A COM	63,141	$274.7K	<0.1%	History
CHRWC. H. Robinson Worldwide, Inc.	COM NEW	3,095	$266.6K	<0.1%	History
iShares Tr46432F859	CORE 1 5 YR USD	5,624	$260.8K	<0.1%	–
ProShares Ultrashort S&P 50074347G416	ETF	6,920	$256.8K	<0.1%	–
DPZDominos Pizza Inc	COM	677	$256.4K	<0.1%	History
iShares Tr46435U150	IBONDS 23 TRM HG	10,545	$249.3K	<0.1%	–
MPAAMotorcar Parts of America Inc	COM	30,271	$244.9K	<0.1%	History
First Tr Exchng Traded FD VI33740F631	FT VEST US	7,454	$241.5K	<0.1%	–
Schwab Fundamental International Small Equity ETF808524748	ETF	7,290	$234.3K	<0.1%	–
PIMCO ETF Tr72201R627	SR LN ACTIVE ETF	4,531	$227.9K	<0.1%	–
ARK ETF Tr00214Q203	AUTNMUS TECHNLGY	4,292	$225.2K	<0.1%	–
ILMNIllumina, Inc.	COM	1,638	$224.9K	<0.1%	History
ZBHZimmer Biomet Holdings, Inc.	Stock	1,983	$222.5K	<0.1%	History
PBTPermian Basin Royalty Trust	UNIT BEN INT	10,436	$221.8K	<0.1%	History
Sprott FDS Tr85208P303	URANIUM MINERS E	4,686	$221.0K	<0.1%	–
AIC3.ai, Inc.	Stock	8,647	$220.7K	<0.1%	History
ATKRAtkore Inc.	COM	1,468	$219.0K	<0.1%	History
Invesco Exchange Traded FD T46137V225	S&P MIDCAP 400	2,489	$217.3K	<0.1%	–
AGRAvangrid, Inc.	COM	7,197	$217.1K	<0.1%	History
ALGNAlign Technology Inc	COM	694	$211.9K	<0.1%	History
RHIRobert Half Inc.	COM	2,884	$211.4K	<0.1%	History
CNHCNH Industrial N.V.	SHS	17,272	$211.0K	<0.1%	History
First Tr Exch Traded FD III33739P301	MUNI HI INCM ETF	4,664	$210.2K	<0.1%	–
UTGReaves Utility Income Fund	COM SH BEN INT	8,495	$209.4K	<0.1%	History
HSBCHSBC Holdings PLC	SPON ADR NEW	5,264	$207.7K	<0.1%	History
Amplify ETF Tr032108888	BLACKSWAN GRWT	8,687	$207.4K	<0.1%	–
iShares Tr46435U663	ESG AWARE MSCI	6,109	$205.6K	<0.1%	–
CHRDChord Energy Corp	COM NEW	1,267	$205.3K	<0.1%	History
Dimensional ETF Trust25434V864	SHOR DUR FIX ETF	4,394	$203.8K	<0.1%	–
HASHasbro, Inc.	COM	3,055	$202.1K	<0.1%	History
LACLithium Americas Corp.	COM NEW	11,331	$192.7K	<0.1%	History
INTTIntest Corp	COM	12,674	$192.3K	<0.1%	History
Nuveen Calif Select Tax Free67063R103	SH BEN INT	15,000	$182.6K	<0.1%	–
YEXTYext, Inc.	COM	25,742	$162.9K	<0.1%	History
MHDBlackRock Muniholdings Fund, Inc.	COM	14,451	$149.0K	<0.1%	History
AGDabrdn Global Dynamic Dividend Fund	COM	14,899	$129.0K	<0.1%	History
NIMNuveen Select Maturities Municipal Fund	SH BEN INT	14,160	$119.9K	<0.1%	History
PMLPIMCO Municipal Income Fund II	COM	15,007	$115.4K	<0.1%	History
EOLSEvolus, Inc.	COM	11,477	$104.9K	<0.1%	History
AXGNAxogen, Inc.	COM	18,399	$92.0K	<0.1%	History
EMDWestern Asset Emerging Markets Debt Fund Inc.	COM	10,380	$86.2K	<0.1%	History
RWTRedwood Trust Inc	COM	11,422	$81.4K	<0.1%	History
First Tr Exchng Traded FD VI33740F540	SKYB CRY IND ETF	13,847	$68.4K	<0.1%	–
GUTGabelli Utility Trust	COM	12,239	$64.9K	<0.1%	History
IGDVoya GLOBAL EQUITY DIVIDEND & PREMIUM OPPORTUNITY FUND	COM	10,424	$51.1K	<0.1%	History
FAXAbrdn Asia-Pacific Income Fund, Inc.	COM	17,827	$43.7K	<0.1%	History
ACBAurora Cannabis Inc	COM	55,050	$32.2K	<0.1%	History
FPAYFlexShopper, Inc.	COM NEW	27,400	$28.6K	<0.1%	History
LUMNLumen Technologies, Inc.	Stock	16,503	$23.4K	<0.1%	History
Ironwood Pharmaceuticals Inc46333XAF5	NOTE 0.750% 6/1	21,000	$20.6K	<0.1%	–
PRAXPraxis Precision Medicines, Inc.	COM	11,194	$19.1K	<0.1%	History
Hope Bancorp Inc43940TAB5	NOTE 2.000% 5/1	18,000	$17.8K	<0.1%	–
NVTAInvitae Corp	COM	11,377	$6.88K	<0.1%	History