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Cetera Advisors LLC

SEC CIK
0001534400
Latest filing
May 24, 2024

Holdings in Q3 2023

Holdings as of Sep 30, 2023, filed Nov 14, 2023. Long positions only; changes compare share counts with Q2 2023.

Institution overview
Positions
1,690
+47 vs. Q2 2023
Portfolio value
$6.40B
+$57.8M (+0.9%) vs. Q2 2023
Filed
Nov 14, 2023
SEC
Holdings of Cetera Advisors LLC in Q3 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
AAPLApple Inc.Stock1,212,093$207.5M3.2%+15,539+1.3%AddedHistory
SPYSPDR S&P 500 ETF TrustETF421,754$180.3M2.8%+81,806+24.1%AddedHistory
iShares Core S&P 500 ETF464287200ETF376,664$161.8M2.5%+21,722+6.1%Added–
Goldman Sachs ETF Tr381430503ACTIVEBETA US LG1,239,636$104.4M1.6%+161,624+15.0%Added–
MSFTMicrosoft CorpStock322,041$101.7M1.6%+45,548+16.5%AddedHistory
iShares Russell 1000 Growth ETF464287614ETF333,988$88.8M1.4%+4,738+1.4%Added–
iShares MSCI USA Min Vol Factor ETF46429B697ETF1,174,117$85.0M1.3%−38,915−3.2%Reduced–
Vanguard S&P 500 ETF922908363ETF198,425$77.9M1.2%+13,292+7.2%Added–
First Tr Exchange-Traded FD33739Q408FIRST TR ENH NEW1,238,139$73.6M1.1%−23,584−1.9%Reduced–
iShares Russell Midcap ETF464287499ETF1,045,887$72.4M1.1%+863,039+472.0%Added–
Vanguard Morningstar Total Stock Market ETF922908769ETF340,102$72.2M1.1%+5,907+1.8%Added–
AMZNAmazon Com IncStock528,404$67.2M1.0%−1,197−0.2%ReducedHistory
Invesco QQQ Trust Series I46090E103ETF164,542$59.0M0.9%+11,571+7.6%Added–
BRK.BBerkshire Hathaway IncStock157,863$55.3M0.9%+723+0.5%AddedHistory
iShares Tr46434V613CORE UNIVRSL USD1,140,641$49.9M0.8%−30,528−2.6%Reduced–
Vanguard Morningstar Mid-Cap ETF922908629ETF238,888$49.7M0.8%+14,377+6.4%Added–
GOOGLAlphabet Inc.Stock379,980$49.7M0.8%+7,610+2.0%AddedHistory
J P Morgan Exchange Traded F46641Q332EQUITY PREMIUM922,490$49.4M0.8%+168,516+22.4%Added–
First Tr Exchange-Traded FD336917109SHS1,463,676$48.9M0.8%+46,186+3.3%Added–
TSLATesla, Inc.Stock190,413$47.6M0.7%+7,092+3.9%AddedHistory
iShares Core S&P Mid-Cap ETF464287507ETF189,014$47.1M0.7%+24,940+15.2%Added–
Schwab US Dividend Equity ETF808524797ETF665,791$47.1M0.7%+22,130+3.4%Added–
NVDANVIDIA CorpStock107,354$46.7M0.7%+8,867+9.0%AddedHistory
Vanguard Total Bond Market ETF921937835ETF654,544$45.7M0.7%+44,073+7.2%Added–
iShares Russell 1000 Value ETF464287598ETF300,117$45.6M0.7%−66,004−18.0%Reduced–
First Tr Exchange-Traded FD33733E104CAP STRENGTH ETF574,800$42.3M0.7%+2,537+0.4%Added–
iShares Russell 2000 ETF464287655ETF229,988$40.6M0.6%+125,633+120.4%Added–
iShares S&P 500 Growth ETF464287309ETF557,855$38.2M0.6%+12,620+2.3%Added–
HDHome Depot, Inc.Stock123,853$37.4M0.6%+8,663+7.5%AddedHistory
American Centy ETF Tr025072349US LARGE CAP VLU708,447$37.3M0.6%+694,357+4,928.0%Added–
iShares S&P 500 Value ETF464287408ETF236,461$36.4M0.6%−108,725−31.5%Reduced–
Vanguard Scottsdale FDS92206C102SHORT TERM TREAS602,534$34.7M0.5%+30,982+5.4%Added–
JPMJPMorgan Chase & CoStock231,619$33.6M0.5%+7,480+3.3%AddedHistory
Vanguard Star FDS921909768VG TL INTL STK F625,934$33.5M0.5%+59,890+10.6%Added–
iShares Tr464288588MBS ETF367,411$32.6M0.5%−16,874−4.4%Reduced–
Vanguard High Dividend Yield Index ETF921946406ETF308,140$31.8M0.5%−13,881−4.3%Reduced–
iShares MSCI USA Quality Factor ETF46432F339ETF240,172$31.7M0.5%−39,780−14.2%Reduced–
Invesco Exchange Traded FD T46137V357S&P500 EQL WGT223,294$31.6M0.5%−39,934−15.2%Reduced–
Vanguard Dividend Appreciation ETF921908844ETF196,564$30.5M0.5%+37,763+23.8%Added–
iShares Core S&P Small Cap ETF464287804ETF319,791$30.2M0.5%+6,175+2.0%Added–
First Tr Exchange-Traded FD33734H106SHS800,308$29.9M0.5%−8,839−1.1%Reduced–
CVXChevron CorpStock174,825$29.5M0.5%+4,697+2.8%AddedHistory
iShares Core Dividend Growth ETF46434V621ETF572,121$28.3M0.4%+5,154+0.9%Added–
Pacer US Cash Cows 100 ETF69374H881ETF565,616$28.0M0.4%−4,302−0.8%Reduced–
State Street SPDR Bloomberg Convertible Securities ETF78464A359ETF408,279$27.7M0.4%+29,418+7.8%Added–
LLYEli Lilly & CoStock47,983$25.8M0.4%+2,828+6.3%AddedHistory
JPMorgan Ultra-Short Income ETF46641Q837ETF512,184$25.7M0.4%+222,139+76.6%Added–
GLDSPDR Gold TrustETF148,925$25.5M0.4%−38,475−20.5%ReducedHistory
Janus Detroit STR Tr47103U886HENDRSN SHRT ETF513,358$24.6M0.4%+25,305+5.2%Added–
iShares Tr46428865310-20 YR TRS ETF248,191$24.4M0.4%−60,627−19.6%Reduced–
Capital Group Dividend Value14020W106SHS CREAT UNIT920,429$24.4M0.4%+101,712+12.4%Added–
GOOGAlphabet Inc.Stock181,595$23.9M0.4%−11,836−6.1%ReducedHistory
iShares Iboxx $ Investment Grade Corporate Bond ETF464287242ETF233,317$23.8M0.4%+26,581+12.9%Added–
XOMExxonMobil Holdings CorpCOM198,868$23.4M0.4%−20,841−9.5%ReducedHistory
VVisa Inc.Stock101,153$23.3M0.4%+9,783+10.7%AddedHistory
Schwab U.S. Large-Cap Growth ETF808524300ETF319,642$23.2M0.4%+37,004+13.1%Added–
JNJJohnson & JohnsonStock147,143$22.9M0.4%−2,482−1.7%ReducedHistory
PGProcter & Gamble CoStock154,387$22.5M0.4%−2,996−1.9%ReducedHistory
VanEck Semiconductor ETF92189F676ETF154,721$22.4M0.4%+33,161+27.3%Added–
iShares Core MSCI Eafe ETF46432F842ETF340,284$21.9M0.3%+52,154+18.1%Added–
State Street Energy Select Sector SPDR ETF81369Y506ETF240,021$21.7M0.3%+39,652+19.8%Added–
Capital Group Core Equity Et14020V108SHS CREAT UNIT852,153$21.4M0.3%+86,003+11.2%Added–
State Street Health Care Select Sector SPDR ETF81369Y209ETF165,932$21.4M0.3%−405−0.2%Reduced–
Vanguard Health Care ETF92204A504ETF89,403$21.0M0.3%+8,990+11.2%Added–
First Trust Rising Dividend Achievers ETF33738R506ETF455,863$20.9M0.3%−16,257−3.4%Reduced–
METAMeta Platforms, Inc.Stock69,646$20.9M0.3%+9,769+16.3%AddedHistory
Vanguard Ftse Developed Markets ETF921943858ETF476,504$20.8M0.3%+104,486+28.1%Added–
iShares Tr464288877EAFE VALUE ETF423,007$20.7M0.3%+119,260+39.3%Added–
COSTCostco Wholesale CorpStock36,553$20.7M0.3%+3,271+9.8%AddedHistory
HONHoneywell International IncCOM110,274$20.4M0.3%+309+0.3%AddedHistory
CRMSalesforce, Inc.Stock100,394$20.4M0.3%+3,319+3.4%AddedHistory
iShares Tr46428743220 YR TR BD ETF228,692$20.3M0.3%+107,433+88.6%Added–
Vanguard Morningstar Growth ETF922908736ETF74,481$20.3M0.3%+7,114+10.6%Added–
Vanguard Total International Bond ETF92203J407ETF420,396$20.1M0.3%+13,935+3.4%Added–
MAMastercard IncStock50,663$20.1M0.3%+877+1.8%AddedHistory
iShares Tr464287150CORE S&P TTL STK209,031$19.7M0.3%+3,069+1.5%Added–
DEDeere & CoStock51,850$19.6M0.3%+6,284+13.8%AddedHistory
ABBVAbbVie Inc.Stock129,772$19.3M0.3%+7,816+6.4%AddedHistory
First Tr Exchng Traded FD VI33740F474FT VEST US EQT609,359$19.3M0.3%+15,407+2.6%Added–
UNHUnitedHealth Group IncStock36,230$18.3M0.3%+4,063+12.6%AddedHistory
iShares Core MSCI Emerging Markets ETF46434G103ETF373,277$17.8M0.3%−85,605−18.7%Reduced–
iShares Tr464288885EAFE GRWTH ETF205,588$17.7M0.3%−36,141−15.0%Reduced–
Goldman Sachs ETF Tr381430107ACTIVEBETA INT587,064$17.6M0.3%−6,019−1.0%Reduced–
State Street Technology Select Sector SPDR ETF81369Y803ETF106,924$17.5M0.3%+7,797+7.9%Added–
LMTLockheed Martin CorpStock42,787$17.5M0.3%+1,503+3.6%AddedHistory
iShares Core U.S. Aggregate Bond ETF464287226ETF184,564$17.4M0.3%−10,959−5.6%Reduced–
PECOPhillips Edison & Company, Inc.COMMON STOCK509,697$17.1M0.3%−69,861−12.1%ReducedHistory
Capital Grp Fixed Incm ETF T14020Y102CORE PLUS INCM778,711$16.7M0.3%+46,117+6.3%Added–
Vanguard Intermediate-Term Bond ETF921937819ETF231,198$16.7M0.3%−11,460−4.7%Reduced–
WisdomTree Tr97717X669US QTLY DIV GRT255,792$16.2M0.3%+33,514+15.1%Added–
CATCaterpillar IncStock58,699$16.0M0.3%+13,290+29.3%AddedHistory
iShares Tr464287721U.S. TECH ETF152,283$16.0M0.2%−37,782−19.9%Reduced–
iShares Tr46434V860TRS FLT RT BD303,280$15.4M0.2%+281,590+1,298.2%Added–
iShares Tr464288414NATIONAL MUN ETF148,819$15.3M0.2%−66,637−30.9%Reduced–
SPGIS&P Global Inc.Stock40,847$14.9M0.2%+32,472+387.7%AddedHistory
iShares Tr46429B7470-5 YR TIPS ETF151,399$14.7M0.2%−173,277−53.4%Reduced–
MCDMcDonalds CorpStock55,279$14.6M0.2%−2,158−3.8%ReducedHistory
KOCoca Cola CoStock259,239$14.5M0.2%+1,819+0.7%AddedHistory
Vanguard Morningstar Value ETF922908744ETF105,130$14.5M0.2%+5,873+5.9%Added–
MOAltria Group, Inc.Stock342,105$14.4M0.2%−7,508−2.1%ReducedHistory

Options (9)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Cetera Advisors LLC in Q3 2023
SecurityClassPutsCalls
SPYSPDR S&P 500 ETF TrustETF$121.1K$20
Invesco QQQ Trust Series I46090E103ETF$86.3K–
CBRECbre Group, Inc.CL A$54.4K–
CCJCameco CorpStock$53.7K–
AAPLApple Inc.Stock$30.9K–
Global X Uranium ETF37954Y871ETF$25.4K–
FIGSFIGS, Inc.CL A–$108
VanEck ETF Trust92189F106GOLD MINERS ETF–$54
VanEck ETF Trust92189F791JUNIOR GOLD MINE–$1

Sold out since Q2 2023 (120)

Positions held at the end of Q2 2023 that are gone from this filing.

The largest 100 of 120 by value last quarter.

Positions of Cetera Advisors LLC sold out since Q2 2023
SecurityClassShares in Q2 2023Value in Q2 2023% of portfolio in Q2 2023History
BGSB&G Foods, Inc.COM188,536$2.62M<0.1%History
Alpha Architect ETF Tr02072L870GADSDN DYN MLT64,943$1.91M<0.1%–
Invesco Exch Traded FD Tr II46138E875DORSEY WRGT DVLP62,082$1.89M<0.1%–
CBRLCracker Barrel Old Country Store, IncCOM15,561$1.45M<0.1%History
FIXComfort Systems USA IncCOM8,706$1.43M<0.1%History
ETF Ser Solutions26922A388APTUS DEFINED52,557$1.31M<0.1%–
iShares Future AI & Tech ETF46435U556ETF38,717$1.28M<0.1%–
iShares U S ETF Tr46431W648U.S. TECH INDEPD17,456$961.8K<0.1%–
TEVATeva Pharmaceutical Industries LtdSPONSORED ADS120,677$908.7K<0.1%History
TAPMolson Coors Beverage CoCL B13,299$875.6K<0.1%History
MMPMagellan Midstream Partners, L.P.COM UNIT RP LP13,216$823.6K<0.1%History
Invesco Exch Traded FD Tr II46138E370S&P 500 HB ETF10,487$801.1K<0.1%–
iShares MSCI Acwi Ex U.S. ETF464288240ETF16,187$796.7K<0.1%–
AEHRAehr Test SystemsCOM15,905$656.1K<0.1%History
Invesco Exchange Traded FD T46137V589GBL LISTED PVT62,080$653.1K<0.1%–
PENPenumbra IncCOM1,887$649.2K<0.1%History
PODDInsulet CorpStock2,224$641.3K<0.1%History
J P Morgan Exchange-Traded F46641Q407JPMORGAN DIVER6,290$615.0K<0.1%–
AAONAaon, Inc.COM PAR $0.0046,327$599.9K<0.1%History
ESSEssex Property Trust, Inc.COM2,538$594.7K<0.1%History
TGLSTecnoglass Holdings Inc.ORD SHS11,074$572.1K<0.1%History
GFIGold Fields LtdSPONSORED ADR37,562$519.5K<0.1%History
ETF Ser Solutions26922B873DEFIANCE HTL AIR24,099$519.5K<0.1%–
ITUBItau Unibanco Holding S.A.SPON ADR REP PFD87,169$515.2K<0.1%History
FMXMexican Economic Development IncSPON ADR UNITS4,540$503.2K<0.1%History
OMEROmeros CorpCOM88,365$480.7K<0.1%History
Ssga Active ETF Tr78467V707ST STR UL BD ETF11,857$477.2K<0.1%–
PERIPerion Network Ltd.SHS NEW15,426$473.1K<0.1%History
ETSYEtsy IncCOM5,517$466.8K<0.1%History
UPSTUpstart Holdings, Inc.COM12,533$448.8K<0.1%History
RMDResmed IncCOM1,908$416.9K<0.1%History
LSILife Storage, Inc.COM3,110$413.5K<0.1%History
BNY Mellon ETF Trust09661T800HIGH YIELD ETF8,480$394.1K<0.1%–
AQNAlgonquin Power & Utilities Corp.COM47,254$391.1K<0.1%History
SPDR Index Shs FDS78463X103PORTFLO EURP ETF9,652$371.7K<0.1%–
Aim ETF Products Trust00888H794ALLIANZIM US EQT13,810$371.1K<0.1%–
Coherent Corp.19247G2066% CONV PFD A1,626$369.3K<0.1%–
Global X FDS37954Y376RATE PREFERRED15,518$346.5K<0.1%–
BBVABanco Bilbao Vizcaya Argentaria, S.A.SPONSORED ADR44,706$343.3K<0.1%History
EXTRExtreme Networks IncCOM13,169$343.1K<0.1%History
BMEABiomea Fusion, Inc.COM15,430$338.7K<0.1%History
DYDycom Industries IncCOM2,779$315.8K<0.1%History
Maxeon Solar Technologies LTY58473102SHS10,831$305.0K<0.1%–
URBNUrban Outfitters IncCOM9,168$303.7K<0.1%History
BNSBank of Nova ScotiaCOM5,983$299.4K<0.1%History
PLNTPlanet Fitness, Inc.CL A4,428$298.6K<0.1%History
XIFRXPLR Infrastructure, LPCOM UNIT PART IN5,023$294.6K<0.1%History
GRBKGreen Brick Partners, Inc.COM4,910$278.9K<0.1%History
PDXPIMCO Dynamic Income Strategy FundCOM SHS BEN INT17,500$275.8K<0.1%History
MOMOHello Group Inc.ADS27,978$268.9K<0.1%History
SCMStellus Capital Investment CorpCOM19,004$267.4K<0.1%History
MLMMartin Marietta Materials IncCOM573$264.7K<0.1%History
Fidelity Covington Trust316092303CONSMR STAPLES5,792$263.1K<0.1%–
BGRBlackRock Energy & Resources TrustCOM21,695$261.2K<0.1%History
HIEMiller/Howard High Income Equity FundCOM SHS BEN IN25,425$257.6K<0.1%History
RBB FD Inc74933W486US TREASY 2 YR5,305$255.9K<0.1%–
iShares Tr464288182MSCI AC ASIA ETF3,849$255.7K<0.1%–
WisdomTree Tr97717Y790US EFFIC CORE FD6,884$255.2K<0.1%–
ASOAcademy Sports & Outdoors, Inc.COM4,600$248.6K<0.1%History
Vanguard Scottsdale FDS92206C565TOTAL WLD BD ETF3,595$246.0K<0.1%–
JDJD.com, Inc.SPON ADS CL A7,122$243.1K<0.1%History
LTHMLivent Corp.COM8,846$242.6K<0.1%History
GSGiShares S&P GSCI Commodity-Indexed TrustUNIT BEN INT12,240$238.6K<0.1%History
HDBHDFC Bank LtdSPONSORED ADS3,415$238.0K<0.1%History
SWKStanley Black & Decker, Inc.COM2,539$237.9K<0.1%History
DARDarling Ingredients Inc.COM3,697$235.8K<0.1%History
IFFInternational Flavors & Fragrances IncCOM2,944$234.3K<0.1%History
iShares Tr46435G532MSCI GBL SUS DEV2,954$233.5K<0.1%–
ORGNOrigin Materials, Inc.COM54,636$232.7K<0.1%History
HUBSHubSpot IncCOM431$229.3K<0.1%History
RCUSArcus Biosciences, Inc.COM11,212$227.7K<0.1%History
PNWPinnacle West Capital CorpCOM2,765$225.2K<0.1%History
SARSaratoga Investment Corp.COM NEW8,325$224.7K<0.1%History
CAKECheesecake Factory IncCOM6,455$223.2K<0.1%History
iShares Tr46435U184IBONDS 24 TRM HG9,560$220.6K<0.1%–
iShares U S ETF Tr46431W705INT RT HDG C B2,359$219.3K<0.1%–
PATHUiPath, Inc.Stock13,212$218.9K<0.1%History
SSYSStratasys Ltd.SHS12,257$217.7K<0.1%History
KRNTKornit Digital Ltd.SHS7,397$217.3K<0.1%History
American Centy ETF Tr025072703INTL EQT ETF3,748$215.1K<0.1%–
NXSTNexstar Media Group, Inc.COMMON STOCK1,283$213.7K<0.1%History
AAAlcoa CorpStock6,236$211.6K<0.1%History
First Tr Exchng Traded FD VI33740F656FT VEST INTE9,617$211.3K<0.1%–
ZGZillow Group, Inc.CL A4,280$210.6K<0.1%History
RYRoyal Bank of CanadaStock2,191$209.3K<0.1%History
GNEGenie Energy Ltd.CL B14,774$208.9K<0.1%History
TRPTC Energy CorpCOM5,149$208.4K<0.1%History
LVSLas Vegas Sands CorpCOM3,580$207.6K<0.1%History
PVHPVH Corp.COM2,442$207.5K<0.1%History
Invesco Exchange Traded FD T46137V316S&P500 EQL MAT1,274$206.7K<0.1%–
AMRCAmeresco, Inc.CL A4,250$206.7K<0.1%History
Amplify ETF Tr032108102ONLIN RETL ETF4,455$205.9K<0.1%–
Lattice Strategies Tr518416409HARTFORD US EQTY4,967$205.8K<0.1%–
iShares Tr464288166AGENCY BOND ETF1,922$205.6K<0.1%–
LEGLeggett & Platt IncStock6,916$204.8K<0.1%History
HSTHost Hotels & Resorts, Inc.COM12,138$204.3K<0.1%History
HEI.AHeico CorpCL A1,445$203.2K<0.1%History
CRLCharles River Laboratories International, Inc.COM966$203.1K<0.1%History
Nushares ETF Tr67092P870NUVEEN ESG US9,191$202.1K<0.1%–
STTState Street CorpCOM2,760$202.0K<0.1%History