Cetera Advisors LLC

SEC CIK: 0001534400
Latest filing: May 24, 2024

SEC filings (opens in a new tab)

Holdings in Q2 2023

Holdings as of Jun 30, 2023, filed Aug 10, 2023. Long positions only; changes compare share counts with Q1 2023.

Positions: 1,643; +1 vs. Q1 2023
Portfolio value: $6.34B; +$339.0M (+5.6%) vs. Q1 2023
Filed: Aug 10, 2023; SEC

Holdings of Cetera Advisors LLC in Q2 2023
Security	Class	Shares	Value	% of portfolio	Share change	Action	History
AAPLApple Inc.	Stock	1,196,554	$232.1M	3.7%	−4,195−0.3%	Reduced	History
iShares Core S&P 500 ETF464287200	ETF	354,942	$158.2M	2.5%	+10,034+2.9%	Added	–
SPYSPDR S&P 500 ETF Trust	ETF	339,948	$150.7M	2.4%	+71,322+26.6%	Added	History
MSFTMicrosoft Corp	Stock	276,493	$94.2M	1.5%	+2,586+0.9%	Added	History
Goldman Sachs ETF Tr381430503	ACTIVEBETA US LG	1,078,012	$94.1M	1.5%	+10,445+1.0%	Added	–
iShares Russell 1000 Growth ETF464287614	ETF	329,250	$90.6M	1.4%	+5,354+1.7%	Added	–
iShares MSCI USA Min Vol Factor ETF46429B697	ETF	1,213,032	$90.2M	1.4%	−77,317−6.0%	Reduced	–
iShares Select Dividend ETF464287168	ETF	758,645	$86.0M	1.4%	+52,667+7.5%	Added	–
Vanguard S&P 500 ETF922908363	ETF	185,133	$75.4M	1.2%	−19,799−9.7%	Reduced	–
First Tr Exchange-Traded FD33739Q408	FIRST TR ENH NEW	1,261,723	$75.0M	1.2%	+364,947+40.7%	Added	–
Vanguard Morningstar Total Stock Market ETF922908769	ETF	334,195	$73.6M	1.2%	−45,864−12.1%	Reduced	–
AMZNAmazon Com Inc	Stock	529,601	$69.0M	1.1%	−19,242−3.5%	Reduced	History
iShares Russell 1000 Value ETF464287598	ETF	366,121	$57.8M	0.9%	−4,814−1.3%	Reduced	–
Invesco QQQ Trust Series I46090E103	ETF	152,971	$56.5M	0.9%	+16,729+12.3%	Added	–
iShares S&P 500 Value ETF464287408	ETF	345,186	$55.6M	0.9%	+4,637+1.4%	Added	–
BRK.BBerkshire Hathaway Inc	Stock	157,140	$53.6M	0.8%	+1,197+0.8%	Added	History
iShares Tr46434V613	CORE UNIVRSL USD	1,171,169	$53.3M	0.8%	−46,432−3.8%	Reduced	–
Vanguard Morningstar Mid-Cap ETF922908629	ETF	224,511	$49.4M	0.8%	+53,200+31.1%	Added	–
First Tr Exchange-Traded FD336917109	SHS	1,417,490	$48.2M	0.8%	+328,584+30.2%	Added	–
TSLATesla, Inc.	Stock	183,321	$48.0M	0.8%	−6,738−3.5%	Reduced	History
Schwab US Dividend Equity ETF808524797	ETF	643,661	$46.7M	0.7%	+21,003+3.4%	Added	–
GOOGLAlphabet Inc.	Stock	372,370	$44.6M	0.7%	−2,815−0.8%	Reduced	History
Vanguard Total Bond Market ETF921937835	ETF	610,471	$44.4M	0.7%	−248,492−28.9%	Reduced	–
First Tr Exchange-Traded FD33733E104	CAP STRENGTH ETF	572,263	$43.0M	0.7%	+18,072+3.3%	Added	–
iShares Core S&P Mid-Cap ETF464287507	ETF	164,074	$42.9M	0.7%	−2,343−1.4%	Reduced	–
J P Morgan Exchange Traded F46641Q332	EQUITY PREMIUM	753,974	$41.7M	0.7%	+64,690+9.4%	Added	–
NVDANVIDIA Corp	Stock	98,487	$41.7M	0.7%	+3,763+4.0%	Added	History
Invesco Exchange Traded FD T46137V357	S&P500 EQL WGT	263,228	$39.4M	0.6%	−295,523−52.9%	Reduced	–
iShares S&P 500 Growth ETF464287309	ETF	545,235	$38.4M	0.6%	+8,519+1.6%	Added	–
iShares MSCI USA Quality Factor ETF46432F339	ETF	279,952	$37.8M	0.6%	+18,073+6.9%	Added	–
iShares Tr464288588	MBS ETF	384,285	$35.8M	0.6%	+84,990+28.4%	Added	–
HDHome Depot, Inc.	Stock	115,190	$35.8M	0.6%	−590−0.5%	Reduced	History
iShares Tr464288653	10-20 YR TRS ETF	308,818	$34.2M	0.5%	+21,746+7.6%	Added	–
Vanguard High Dividend Yield Index ETF921946406	ETF	322,021	$34.2M	0.5%	+33,915+11.8%	Added	–
GLDSPDR Gold Trust	ETF	187,400	$33.4M	0.5%	+16,974+10.0%	Added	History
Vanguard Scottsdale FDS92206C102	SHORT TERM TREAS	571,552	$33.0M	0.5%	+27,461+5.0%	Added	–
JPMJPMorgan Chase & Co	Stock	224,139	$32.6M	0.5%	+6,342+2.9%	Added	History
First Tr Exchange-Traded FD33734H106	SHS	809,147	$32.4M	0.5%	−185,681−18.7%	Reduced	–
Vanguard Star FDS921909768	VG TL INTL STK F	566,044	$31.7M	0.5%	−393,941−41.0%	Reduced	–
iShares Tr46429B747	0-5 YR TIPS ETF	324,676	$31.7M	0.5%	−61,357−15.9%	Reduced	–
iShares Core S&P Small Cap ETF464287804	ETF	313,616	$31.3M	0.5%	−90,990−22.5%	Reduced	–
iShares Core Dividend Growth ETF46434V621	ETF	566,967	$29.2M	0.5%	−87,118−13.3%	Reduced	–
Pacer US Cash Cows 100 ETF69374H881	ETF	569,918	$27.3M	0.4%	+121,978+27.2%	Added	–
CVXChevron Corp	Stock	170,128	$26.8M	0.4%	−8,366−4.7%	Reduced	History
State Street SPDR Bloomberg Convertible Securities ETF78464A359	ETF	378,861	$26.5M	0.4%	+369,460+3,930.0%	Added	–
Vanguard Dividend Appreciation ETF921908844	ETF	158,801	$25.8M	0.4%	+77,245+94.7%	Added	–
JNJJohnson & Johnson	Stock	149,625	$24.8M	0.4%	+3,682+2.5%	Added	History
Vanguard Short-Term Bond ETF921937827	ETF	327,438	$24.7M	0.4%	−43,729−11.8%	Reduced	–
PGProcter & Gamble Co	Stock	157,383	$23.9M	0.4%	−5,224−3.2%	Reduced	History
XOMExxonMobil Holdings Corp	COM	219,709	$23.6M	0.4%	+1,998+0.9%	Added	History
GOOGAlphabet Inc.	Stock	193,431	$23.4M	0.4%	+6,362+3.4%	Added	History
Janus Detroit STR Tr47103U886	HENDRSN SHRT ETF	488,053	$23.3M	0.4%	+14,872+3.1%	Added	–
iShares Tr464288885	EAFE GRWTH ETF	241,729	$23.1M	0.4%	+15,445+6.8%	Added	–
iShares Tr464288414	NATIONAL MUN ETF	215,456	$23.0M	0.4%	+20,488+10.5%	Added	–
HONHoneywell International Inc	COM	109,965	$22.8M	0.4%	+2,519+2.3%	Added	History
iShares Core MSCI Emerging Markets ETF46434G103	ETF	458,882	$22.6M	0.4%	+18,983+4.3%	Added	–
iShares Iboxx $ Investment Grade Corporate Bond ETF464287242	ETF	206,736	$22.4M	0.4%	+29,375+16.6%	Added	–
First Trust Rising Dividend Achievers ETF33738R506	ETF	472,120	$22.2M	0.4%	−249,714−34.6%	Reduced	–
iShares U.S. Treasury Bond ETF46429B267	ETF	969,403	$22.2M	0.4%	−5,534−0.6%	Reduced	–
Capital Group Dividend Value14020W106	SHS CREAT UNIT	818,717	$22.1M	0.3%	+480,965+142.4%	Added	–
State Street Health Care Select Sector SPDR ETF81369Y209	ETF	166,337	$22.1M	0.3%	+658+0.4%	Added	–
VVisa Inc.	Stock	91,370	$21.7M	0.3%	+5,672+6.6%	Added	History
Schwab U.S. Large-Cap Growth ETF808524300	ETF	282,638	$21.2M	0.3%	+24,375+9.4%	Added	–
LLYEli Lilly & Co	Stock	45,155	$21.2M	0.3%	+16,329+56.6%	Added	History
iShares Tr464287721	U.S. TECH ETF	190,065	$20.7M	0.3%	+43,025+29.3%	Added	–
CRMSalesforce, Inc.	Stock	97,075	$20.5M	0.3%	+1,839+1.9%	Added	History
iShares Tr464287150	CORE S&P TTL STK	205,962	$20.2M	0.3%	+3,095+1.5%	Added	–
Vanguard Total International Bond ETF92203J407	ETF	406,461	$19.9M	0.3%	+24,380+6.4%	Added	–
PECOPhillips Edison & Company, Inc.	COMMON STOCK	579,558	$19.8M	0.3%	−64,187−10.0%	Reduced	History
Vanguard Health Care ETF92204A504	ETF	80,413	$19.7M	0.3%	−558−0.7%	Reduced	–
Capital Group Core Equity Et14020V108	SHS CREAT UNIT	766,150	$19.7M	0.3%	+509,726+198.8%	Added	–
MAMastercard Inc	Stock	49,786	$19.6M	0.3%	+130.0%	Added	History
iShares Russell 2000 ETF464287655	ETF	104,355	$19.5M	0.3%	+7,346+7.6%	Added	–
iShares Core MSCI Eafe ETF46432F842	ETF	288,130	$19.4M	0.3%	+67,547+30.6%	Added	–
DISWalt Disney Co	Stock	217,590	$19.4M	0.3%	−2,927−1.3%	Reduced	History
iShares Core U.S. Aggregate Bond ETF464287226	ETF	195,523	$19.2M	0.3%	+8,497+4.5%	Added	–
Vanguard Morningstar Growth ETF922908736	ETF	67,367	$19.1M	0.3%	+2,458+3.8%	Added	–
LMTLockheed Martin Corp	Stock	41,284	$19.0M	0.3%	−2,051−4.7%	Reduced	History
First Tr Exchng Traded FD VI33740F474	FT VEST US EQT	593,952	$18.7M	0.3%	+593,952	New	–
Goldman Sachs ETF Tr381430107	ACTIVEBETA INT	593,083	$18.6M	0.3%	+7,844+1.3%	Added	–
VanEck Semiconductor ETF92189F676	ETF	121,560	$18.5M	0.3%	+115,108+1,784.1%	AddedConverted for a 2-for-1 split	–
DEDeere & Co	Stock	45,566	$18.5M	0.3%	−1,350−2.9%	Reduced	History
Vanguard Intermediate-Term Bond ETF921937819	ETF	242,658	$18.3M	0.3%	+156,752+182.5%	Added	–
COSTCostco Wholesale Corp	Stock	33,282	$17.9M	0.3%	+2,373+7.7%	Added	History
iShares Trust iShares 0-1 Year Treasury Bond ETF464288679	ETF	160,312	$17.7M	0.3%	+40,722+34.1%	Added	–
State Street Technology Select Sector SPDR ETF81369Y803	ETF	99,127	$17.2M	0.3%	−2,696−2.6%	Reduced	–
METAMeta Platforms, Inc.	Stock	59,877	$17.2M	0.3%	−3,699−5.8%	Reduced	History
Vanguard Ftse Developed Markets ETF921943858	ETF	372,018	$17.2M	0.3%	−610.0%	Reduced	–
MCDMcDonalds Corp	Stock	57,437	$17.1M	0.3%	+1,934+3.5%	Added	History
ABBVAbbVie Inc.	Stock	121,956	$16.4M	0.3%	+15,603+14.7%	Added	History
iShares Tr46435G425	ESG AWR MSCI USA	167,405	$16.3M	0.3%	−5,650−3.3%	Reduced	–
Capital Grp Fixed Incm ETF T14020Y102	CORE PLUS INCM	732,594	$16.3M	0.3%	+732,594	New	–
State Street Energy Select Sector SPDR ETF81369Y506	ETF	200,369	$16.3M	0.3%	−7,115−3.4%	Reduced	–
MOAltria Group, Inc.	Stock	349,613	$15.8M	0.2%	+4,149+1.2%	Added	History
KOCoca Cola Co	Stock	257,420	$15.5M	0.2%	+6,094+2.4%	Added	History
UNHUnitedHealth Group Inc	Stock	32,167	$15.5M	0.2%	+575+1.8%	Added	History
PEPPepsiCo Inc	Stock	80,413	$14.9M	0.2%	+1,038+1.3%	Added	History
iShares Tr464288877	EAFE VALUE ETF	303,747	$14.9M	0.2%	+11,829+4.1%	Added	–
WisdomTree Tr97717X669	US QTLY DIV GRT	222,278	$14.8M	0.2%	+30,775+16.1%	Added	–
JPMorgan Ultra-Short Income ETF46641Q837	ETF	290,045	$14.5M	0.2%	−120,452−29.3%	Reduced	–

Options (8)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Cetera Advisors LLC in Q2 2023
Security	Class	Puts	Calls
SPYSPDR S&P 500 ETF Trust	ETF	$111.7K	$355
Invesco QQQ Trust Series I46090E103	ETF	$89.8K	–
NVDANVIDIA Corp	Stock	$27.6K	–
SLViShares Silver Trust	ETF	$23.8K	–
CCJCameco Corp	Stock	$16.7K	–
ISRGIntuitive Surgical Inc	COM NEW	$9.66K	–
PODDInsulet Corp	Stock	$7.80K	–
GLDSPDR Gold Trust	ETF	$6.86K	–

Sold out since Q1 2023 (144)

Positions held at the end of Q1 2023 that are gone from this filing.

The largest 100 of 144 by value last quarter.

Positions of Cetera Advisors LLC sold out since Q1 2023
Security	Class	Shares in Q1 2023	Value in Q1 2023	% of portfolio in Q1 2023	History
UUPInvesco DB US Dollar Index Bullish Fund	BULLISH FD	278,617	$7.77M	0.1%	History
RGLDRoyal Gold Inc	Stock	29,034	$3.77M	0.1%	History
Columbia ETF Tr I19761L300	SUSTANABLE US	91,925	$3.46M	0.1%	–
SPDR Ser Tr78464A813	S&P 600 SML CAP	36,181	$3.04M	0.1%	–
TRTNTriton International Ltd	CL A	28,768	$1.82M	<0.1%	History
Barclays Bank PLC06740P114	IPTH PURE BRD	34,699	$1.56M	<0.1%	–
Tidal ETF Tr886364603	RPAR RISK PARI	55,230	$1.08M	<0.1%	–
SESea Ltd	SPONSORD ADS	11,358	$983.0K	<0.1%	History
Invesco Exchange Traded FD T46137V258	S&P500 PUR VAL	12,318	$934.9K	<0.1%	–
PIImpinj Inc	COM	6,724	$911.2K	<0.1%	History
CHPTChargePoint Holdings, Inc.	COM CL A	85,865	$899.0K	<0.1%	History
SPDR Series Trust78468R556	SP O&G EXPL PRO	6,902	$880.7K	<0.1%	–
BBWBuild-A-Bear Workshop Inc	COM	36,145	$840.0K	<0.1%	History
BSMBlack Stone Minerals, L.P.	COM UNIT	45,055	$706.9K	<0.1%	History
KRPKimbell Royalty Partners, LP	UNIT	44,599	$679.2K	<0.1%	History
CWENClearway Energy, Inc.	CL C	21,284	$666.8K	<0.1%	History
PDDPDD Holdings Inc.	SPONSORED ADS	8,479	$643.6K	<0.1%	History
GBDCGolub Capital BDC, Inc.	COM	46,866	$635.5K	<0.1%	History
STNGScorpio Tankers Inc.	SHS	10,415	$586.5K	<0.1%	History
TFSLTFS Financial CORP	COM	46,232	$583.9K	<0.1%	History
Barclays BK PLC06746P456	ETN LKD 48	8,440	$550.4K	<0.1%	–
DBPInvesco DB Precious Metals Fund	PRECIOUS METAL	10,695	$545.9K	<0.1%	History
First Tr Dow Jones Select Mi33718M105	COM SHS ANNUAL	9,760	$523.7K	<0.1%	–
XPEVXpeng Inc.	ADS	46,198	$513.3K	<0.1%	History
VRDNViridian Therapeutics, Inc.	COM	19,945	$507.4K	<0.1%	History
ALGMAllegro Microsystems, Inc.	COM	10,155	$487.3K	<0.1%	History
ProShares Tr74347B391	EQTS FOR RISIN	9,773	$482.0K	<0.1%	–
TRINTrinity Capital Inc.	COM	36,902	$469.8K	<0.1%	History
CANETeucrium Commodity Trust	SUGAR FD	40,050	$455.8K	<0.1%	History
CPERUnited States Commodity Index Funds Trust	CM REP COPP FD	18,090	$451.2K	<0.1%	History
Invesco Exchange Traded FD T46137V266	S&P500 PUR GWT	2,985	$451.2K	<0.1%	–
TRIThomson Reuters Corp	COM NEW	3,456	$449.7K	<0.1%	History
Barclays BK PLC06746P431	ETN LKD 48	5,445	$447.3K	<0.1%	–
Barclays Bank PLC06739H313	ETN DJUBSCOCO 38	13,625	$438.0K	<0.1%	–
DBBInvesco DB Base Metals Fund	BASE METALS FD	21,365	$431.6K	<0.1%	History
FROFrontline plc	COM	25,992	$430.4K	<0.1%	History
SBRSabine Royalty Trust	UNIT BEN INT	5,993	$430.3K	<0.1%	History
EPAMEPAM Systems, Inc.	COM	1,425	$426.1K	<0.1%	History
CXTCrane NXT, Co.	COM	3,590	$407.5K	<0.1%	History
GAMGeneral American Investors Co Inc	COM	9,978	$388.2K	<0.1%	History
CNCCentene Corp	Stock	5,854	$370.0K	<0.1%	History
Crescent PT Energy Corp22576C101	COM	51,981	$366.5K	<0.1%	–
Invesco Exch Traded FD Tr II46138G870	VAR RATE PFD	16,304	$361.1K	<0.1%	–
iShares Tr464289446	RUS TOP 200 ETF	3,666	$356.7K	<0.1%	–
Direxion Shares ETF Trust25460E869	DAILY 500 1X ETF	21,900	$339.2K	<0.1%	–
GSLGlobal Ship Lease, Inc.	COM CL A	17,942	$336.2K	<0.1%	History
ADCAgree Realty Corp	COM	4,868	$334.0K	<0.1%	History
AVIDAvid Technology, Inc.	COM	10,000	$319.8K	<0.1%	History
SBSWSibanye Stillwater Ltd	SPONSORED ADR	38,077	$316.8K	<0.1%	History
SPDR Index Shs FDS78463X541	ST STR NAT ETF	5,542	$316.4K	<0.1%	–
iShares U S ETF Tr46431W580	INFLATION HEDG	12,048	$315.8K	<0.1%	–
SPHSuburban Propane Partners LP	UNIT LTD PARTN	20,277	$310.6K	<0.1%	History
DHTDHT Holdings, Inc.	SHS NEW	28,591	$309.1K	<0.1%	History
ANDEAndersons, Inc.	COM	7,439	$307.4K	<0.1%	History
WSBCWesbanco Inc	COM	9,973	$306.2K	<0.1%	History
BBYBest Buy Co Inc	Stock	3,890	$304.4K	<0.1%	History
SPDR Series Trust78464A292	ST STR PFD ETF	8,718	$296.1K	<0.1%	–
MASIMasimo Corp	COM	1,591	$293.6K	<0.1%	History
HDSNHudson Technologies Inc	COM	33,547	$292.9K	<0.1%	History
DBX ETF Tr233051879	XTRACK HRVST CSI	9,815	$289.3K	<0.1%	–
SPDR Series Trust78464A573	ST STR SP HCSVC	3,313	$286.5K	<0.1%	–
FPFFirst Trust Intermediate Duration Preferred & Income Fund	COM	18,131	$286.1K	<0.1%	History
Invesco Exch Traded FD Tr II46138E867	DORSEY WRGT EMRG	15,231	$282.2K	<0.1%	–
AVYAvery Dennison Corp	COM	1,532	$274.2K	<0.1%	History
KIMKimco Realty Corp	COM	13,724	$268.0K	<0.1%	History
Cambria ETF Tr132061300	CAMBRIA FGN SHR	10,410	$260.4K	<0.1%	–
Franklin Templeton ETF Tr35473P744	FTSE JAPAN ETF	10,071	$260.3K	<0.1%	–
MKTXMarketaxess Holdings Inc	COM	654	$255.9K	<0.1%	History
Direxion Shs ETF Tr25460E307	AUSPCE CMD STG	8,133	$249.4K	<0.1%	–
Invesco Exchange Traded FD T46137V274	S&P500 EQL UTL	2,190	$248.3K	<0.1%	–
PORPortland General Electric Co	COM NEW	5,059	$247.3K	<0.1%	History
RMBSRambus Inc	COM	4,820	$247.1K	<0.1%	History
RCMTRCM Technologies, Inc.	COM NEW	21,017	$243.0K	<0.1%	History
RGENRepligen Corp	COM	1,435	$241.6K	<0.1%	History
BMRNBiomarin Pharmaceutical Inc	COM	2,469	$240.1K	<0.1%	History
EMNEastman Chemical Co	Stock	2,843	$239.8K	<0.1%	History
TYLTyler Technologies Inc	COM	676	$239.7K	<0.1%	History
AAPAdvance Auto Parts Inc	COM	1,965	$239.0K	<0.1%	History
Innovator ETFs Trust45782C649	US EQTY ULTRA B	8,679	$238.7K	<0.1%	–
UDNInvesco DB US Dollar Index Bearish Fund	BEARISH FD	12,475	$234.2K	<0.1%	History
UBSIUnited Bankshares Inc	COM	6,642	$233.8K	<0.1%	History
ROCCBaytex Energy USA, Inc.	COM	5,683	$232.1K	<0.1%	History
CTRClearBridge MLP & Midstream Total Return Fund Inc.	COM	8,020	$231.8K	<0.1%	History
Invesco Exchange Traded FD T46137V647	SEMICONDUCTORS	1,875	$231.7K	<0.1%	–
PKGPackaging Corp of America	Stock	1,661	$230.6K	<0.1%	History
APTVAptiv PLC	SHS	2,042	$229.1K	<0.1%	History
Abrdn ETFs003261203	BBRG ALL COMMDY	6,856	$227.2K	<0.1%	–
HRBH&R Block Inc	COM	6,317	$222.7K	<0.1%	History
VanEck ETF Trust92189H805	RARE EARTH AND S	2,712	$221.2K	<0.1%	–
CIENCiena Corp	COM NEW	4,208	$221.0K	<0.1%	History
CNRCore Natural Resources, Inc.	COM	3,765	$219.4K	<0.1%	History
VanEck ETF Trust92189H607	OIL SERVICES ETF	778	$215.6K	<0.1%	–
Yamana Gold Inc98462Y100	COM	36,800	$215.3K	<0.1%	–
Schwab U.S. REIT ETF808524847	ETF	11,023	$214.9K	<0.1%	–
iShares Tr464287697	U.S. UTILITS ETF	2,526	$211.5K	<0.1%	–
GFSGLOBALFOUNDRIES Inc.	Stock	2,912	$210.2K	<0.1%	History
FNFFidelity National Financial, Inc.	COM SHS	6,005	$209.8K	<0.1%	History
SONYSony Group Corp	SPONSORED ADR	2,310	$209.4K	<0.1%	History
Barclays Bank PLC06740P221	IPTH CRUDE OIL	7,212	$208.8K	<0.1%	–
OLNOLIN Corp	Stock	3,750	$208.1K	<0.1%	History