Cetera Advisors LLC

SEC CIK: 0001534400
Latest filing: May 24, 2024

SEC filings (opens in a new tab)

Holdings in Q2 2023

Holdings as of Jun 30, 2023, filed Aug 10, 2023. Long positions only; changes compare share counts with Q1 2023.

Positions: 1,643; +1 vs. Q1 2023
Portfolio value: $6.34B; +$339.0M (+5.6%) vs. Q1 2023
Filed: Aug 10, 2023; SEC

Holdings of Cetera Advisors LLC in Q2 2023
Security	Class	Shares	Value	% of portfolio	Share change	Action	History
LOWLowes Companies Inc	Stock	63,232	$14.3M	0.2%	+1,399+2.3%	Added	History
WisdomTree Tr97717W588	US LARGECAP FUND	305,209	$14.3M	0.2%	−7,908−2.5%	Reduced	–
Vanguard Morningstar Value ETF922908744	ETF	99,257	$14.1M	0.2%	+12,494+14.4%	Added	–
Pacer Trendpilot US Large Cap ETF69374H105	ETF	339,886	$14.0M	0.2%	+22,132+7.0%	Added	–
First Tr Exchng Traded FD VI33740F755	FT LADD BUFF ETF	537,373	$13.5M	0.2%	+17,974+3.5%	Added	–
iShares Russell Midcap ETF464287499	ETF	182,848	$13.4M	0.2%	−13,699−7.0%	Reduced	–
ORealty Income Corp	REIT	221,206	$13.2M	0.2%	+3,686+1.7%	Added	History
MRKMerck & Co., Inc.	Stock	113,868	$13.1M	0.2%	+8,326+7.9%	Added	History
Capital Group Growth ETF14020G101	SHS CREAT UNIT	499,793	$12.6M	0.2%	+180,939+56.7%	Added	–
iShares Tr464287432	20 YR TR BD ETF	121,259	$12.5M	0.2%	+6,844+6.0%	Added	–
EPDEnterprise Products Partners L.P.	Stock	470,715	$12.4M	0.2%	−112,587−19.3%	Reduced	History
iShares Russell 2000 Growth ETF464287648	ETF	51,054	$12.4M	0.2%	−682−1.3%	Reduced	–
iShares Tr464288646	ISHS 1-5YR INVS	246,476	$12.4M	0.2%	+20,366+9.0%	Added	–
VZVerizon Communications Inc	Stock	329,046	$12.2M	0.2%	−50,431−13.3%	Reduced	History
First Tr Exchng Traded FD VI33740U737	FT VEST US EQT	391,781	$12.2M	0.2%	+45,518+13.1%	Added	–
Amplify ETF Tr032108409	CWP ENHANCED DIV	336,054	$12.1M	0.2%	−29,251−8.0%	Reduced	–
BABoeing Co	Stock	56,761	$12.0M	0.2%	−593−1.0%	Reduced	History
PIMCO ETF Tr72201R874	SHTRM MUN BD ACT	241,713	$12.0M	0.2%	+6,461+2.7%	Added	–
Invesco S&P 500 Quality ETF46137V241	ETF	234,740	$11.8M	0.2%	−47,028−16.7%	Reduced	–
First Tr Exchng Traded FD VI33740F649	FT VEST NAS	525,785	$11.8M	0.2%	+237,998+82.7%	Added	–
Invesco Nasdaq 100 ETF46138G649	ETF	76,360	$11.6M	0.2%	+8,074+11.8%	Added	–
NLYAnnaly Capital Management Inc	REIT	579,515	$11.6M	0.2%	+24,467+4.4%	Added	History
WisdomTree Tr97717Y527	FLOATNG RAT TREA	230,177	$11.6M	0.2%	−21,990−8.7%	Reduced	–
iShares Russell Mid-Cap Growth ETF464287481	ETF	118,746	$11.5M	0.2%	+8,773+8.0%	Added	–
State Street SPDR S&P Regional Banking ETF78464A698	ETF	279,359	$11.4M	0.2%	+97,665+53.8%	Added	–
Invesco Exch TRD SLF Idx FD46138J858	BULSHS 2023 HY	483,735	$11.4M	0.2%	−8,344−1.7%	Reduced	–
Lattice Strategies Tr518416607	HARTFORD MLT DIV	444,082	$11.3M	0.2%	−10,259−2.3%	Reduced	–
PMPhilip Morris International Inc.	Stock	115,563	$11.3M	0.2%	−288−0.2%	Reduced	History
CATCaterpillar Inc	Stock	45,409	$11.2M	0.2%	+15,052+49.6%	Added	History
TXNTexas Instruments Inc	Stock	61,288	$11.0M	0.2%	+2,496+4.2%	Added	History
iShares MSCI Eafe ETF464287465	ETF	152,107	$11.0M	0.2%	+55,692+57.8%	Added	–
iShares Core High Dividend ETF46429B663	ETF	109,058	$11.0M	0.2%	+233+0.2%	Added	–
IBMInternational Business Machines Corp	Stock	82,083	$11.0M	0.2%	+928+1.1%	Added	History
ETNEaton Corp plc	Stock	54,549	$11.0M	0.2%	−1,963−3.5%	Reduced	History
Fidelity Merrimack STR Tr316188309	TOTAL BD ETF	241,509	$11.0M	0.2%	+41,040+20.5%	Added	–
Invesco Exch TRD SLF Idx FD46138J817	BULSHS 2025 HY	486,031	$11.0M	0.2%	+144,933+42.5%	Added	–
State Street Consumer Discretionary Select Sector SPDR ETF81369Y407	ETF	61,948	$10.5M	0.2%	+15,283+32.8%	Added	–
iShares MSCI Eafe Min Vol Factor ETF46429B689	ETF	155,385	$10.5M	0.2%	+42,183+37.3%	Added	–
OKEONEOK Inc	COM	169,342	$10.5M	0.2%	+12,614+8.0%	Added	History
Two RDS Shared Tr90214Q584	CONDCTR GBL EQTY	789,169	$10.3M	0.2%	−14,955−1.9%	Reduced	–
First Tr Exchng Traded FD VI33740U844	FT VEST U.S	305,072	$10.2M	0.2%	−291,779−48.9%	Reduced	–
AVGOBroadcom Inc.	Stock	11,758	$10.2M	0.2%	−68−0.6%	Reduced	History
WMTWalmart Inc.	Stock	63,874	$10.0M	0.2%	−4,552−6.7%	Reduced	History
MDYSPDR S&P Midcap 400 ETF Trust	ETF	20,626	$9.88M	0.2%	+640+3.2%	Added	History
TAT&T Inc.	Stock	618,836	$9.87M	0.2%	−19,192−3.0%	Reduced	History
iShares Tr464288760	US AER DEF ETF	82,948	$9.68M	0.2%	+3,201+4.0%	Added	–
Pacer Trendpilot 100 ETF69374H303	ETF	155,588	$9.66M	0.2%	+12,188+8.5%	Added	–
iShares Tr46435G474	FALN ANGLS USD	376,487	$9.55M	0.2%	−13,493−3.5%	Reduced	–
Pacer FDS Tr69374H709	GLOBL CASH ETF	282,184	$9.35M	0.1%	+44,733+18.8%	Added	–
WisdomTree Tr97717W307	US LARGECAP DIVD	146,193	$9.30M	0.1%	+7,831+5.7%	Added	–
RBB FD Inc74933W452	F/M US TREASURY	183,956	$9.22M	0.1%	+73,068+65.9%	Added	–
NEENextera Energy Inc	Stock	124,111	$9.21M	0.1%	+8,467+7.3%	Added	History
Vanguard Ftse All-World Ex-US Index Fund922042775	ETF	160,819	$8.75M	0.1%	+105,807+192.3%	Added	–
KMIKinder Morgan, Inc.	Stock	506,329	$8.72M	0.1%	+15,639+3.2%	Added	History
Schwab International Equity ETF808524805	ETF	244,438	$8.71M	0.1%	+2,605+1.1%	Added	–
Schwab Intermediate-Term US Treasury ETF808524854	ETF	176,551	$8.70M	0.1%	+11,958+7.3%	Added	–
State Street Financial Select Sector SPDR ETF81369Y605	ETF	257,925	$8.69M	0.1%	−70,131−21.4%	Reduced	–
PFEPfizer Inc	Stock	236,533	$8.68M	0.1%	−14,212−5.7%	Reduced	History
State Street SPDR Bloomberg 1-3 Month T-Bill ETF78468R663	ETF	93,277	$8.56M	0.1%	−288,635−75.6%	Reduced	–
Invesco Exch TRD SLF Idx FD46138J833	BULSHS 2024 HY	379,676	$8.54M	0.1%	+74,531+24.4%	Added	–
WisdomTree Tr97717W562	US SMALLCAP FUND	185,920	$8.33M	0.1%	+2,026+1.1%	Added	–
NOCNorthrop Grumman Corp	Stock	18,204	$8.30M	0.1%	+5,970+48.8%	Added	History
iShares Tr46436E718	0-3 MTH TREASURY	81,321	$8.18M	0.1%	+22,339+37.9%	Added	–
DIASPDR Dow Jones Industrial Average ETF Trust	UT SER 1	23,794	$8.18M	0.1%	+387+1.7%	Added	History
RTXRTX Corp	Stock	83,101	$8.14M	0.1%	−4,439−5.1%	Reduced	History
iShares Tr464288687	PFD AND INCM SEC	260,717	$8.06M	0.1%	−7,205−2.7%	Reduced	–
WPCW. P. Carey Inc.	COM	118,933	$8.04M	0.1%	+6,821+6.1%	Added	History
Franklin Templeton ETF Tr35473P884	US MID CP MLTFCT	177,605	$7.97M	0.1%	−4,733−2.6%	Reduced	–
First Tr Exchng Traded FD VI33740F805	SMITH OPPORT FXD	180,510	$7.97M	0.1%	+26,351+17.1%	Added	–
Vanguard Morningstar Small-Cap ETF922908751	ETF	39,891	$7.93M	0.1%	+9,458+31.1%	Added	–
SOSouthern Co	Stock	112,338	$7.89M	0.1%	+2,052+1.9%	Added	History
ABTAbbott Laboratories	Stock	71,931	$7.84M	0.1%	+105+0.1%	Added	History
Innovator ETFs Trust45782C573	US EQTY PWR BUF	230,079	$7.80M	0.1%	−8,076−3.4%	Reduced	–
BMYBristol Myers Squibb Co	Stock	120,787	$7.72M	0.1%	+2,558+2.2%	Added	History
State Street Consumer Staples Select Sector SPDR ETF81369Y308	ETF	103,220	$7.66M	0.1%	−34,259−24.9%	Reduced	–
VanEck ETF Trust92189F106	GOLD MINERS ETF	246,196	$7.41M	0.1%	+26,387+12.0%	Added	–
INTCIntel Corp	Stock	221,172	$7.40M	0.1%	−279,953−55.9%	Reduced	History
First Tr Exchange-Traded FD33734X846	NASDAQ CYB ETF	161,569	$7.34M	0.1%	−1,183−0.7%	Reduced	–
OXYOccidental Petroleum Corp	Stock	123,373	$7.25M	0.1%	−1,954−1.6%	Reduced	History
DHRDanaher Corp	Stock	30,048	$7.21M	0.1%	+57+0.2%	Added	History
State Street Industrial Select Sector SPDR ETF81369Y704	ETF	67,051	$7.20M	0.1%	−4,574−6.4%	Reduced	–
First Tr Exchng Traded FD VI33740F763	FT VEST US EQT	180,016	$7.17M	0.1%	−36,075−16.7%	Reduced	–
State Street Communication Services Select Sector SPDR ETF81369Y852	ETF	109,584	$7.13M	0.1%	+11,043+11.2%	Added	–
iShares Core S&P U.S. Growth ETF464287671	ETF	72,211	$7.05M	0.1%	+197+0.3%	Added	–
ProShares Tr74348A467	S&P 500 DV ARIST	74,701	$7.04M	0.1%	+2,285+3.2%	Added	–
CVSCVS Health Corp	Stock	101,522	$7.02M	0.1%	−2,260−2.2%	Reduced	History
SONSonoco Products Co	COM	118,430	$6.99M	0.1%	+2,308+2.0%	Added	History
Invesco Exch TRD SLF Idx FD46138J635	INVSCO BLSH 26	304,175	$6.94M	0.1%	+28,535+10.4%	Added	–
DNPDNP Select Income Fund Inc	COM	660,922	$6.93M	0.1%	+35,367+5.7%	Added	History
ADBEAdobe Inc.	Stock	14,155	$6.92M	0.1%	+1,645+13.1%	Added	History
ADMArcher-Daniels-Midland Co	Stock	91,498	$6.91M	0.1%	+4,417+5.1%	Added	History
First Tr Exchng Traded FD VI33740U786	FT VEST U.S	209,091	$6.82M	0.1%	−55,169−20.9%	Reduced	–
Invesco Exchange Traded FD T46137V548	INTL DIVI ACHI	375,245	$6.77M	0.1%	+10,755+3.0%	Added	–
First Tr Exchange-Traded FD33734X168	MATERIALS ALPH	105,069	$6.74M	0.1%	−11,581−9.9%	Reduced	–
iShares Tr464287622	RUS 1000 ETF	27,654	$6.74M	0.1%	+2,754+11.1%	Added	–
WisdomTree Tr97717X263	DYNAMIC INTL EQT	211,602	$6.61M	0.1%	+3,508+1.7%	Added	–
WisdomTree Tr97717W570	US MIDCAP FUND	124,857	$6.61M	0.1%	+2,301+1.9%	Added	–
CSQCalamos Strategic Total Return Fund	COM SH BEN INT	445,429	$6.57M	0.1%	−2,538−0.6%	Reduced	History
Global X FDS37954Y673	US INFR DEV ETF	207,971	$6.54M	0.1%	−38,557−15.6%	Reduced	–
First Tr Exchng Traded FD VI33740U703	FT VEST DEEP ETF	302,257	$6.51M	0.1%	+39,584+15.1%	Added	–

Options (8)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Cetera Advisors LLC in Q2 2023
Security	Class	Puts	Calls
SPYSPDR S&P 500 ETF Trust	ETF	$111.7K	$355
Invesco QQQ Trust Series I46090E103	ETF	$89.8K	–
NVDANVIDIA Corp	Stock	$27.6K	–
SLViShares Silver Trust	ETF	$23.8K	–
CCJCameco Corp	Stock	$16.7K	–
ISRGIntuitive Surgical Inc	COM NEW	$9.66K	–
PODDInsulet Corp	Stock	$7.80K	–
GLDSPDR Gold Trust	ETF	$6.86K	–

Sold out since Q1 2023 (144)

Positions held at the end of Q1 2023 that are gone from this filing.

The largest 100 of 144 by value last quarter.

Positions of Cetera Advisors LLC sold out since Q1 2023
Security	Class	Shares in Q1 2023	Value in Q1 2023	% of portfolio in Q1 2023	History
UUPInvesco DB US Dollar Index Bullish Fund	BULLISH FD	278,617	$7.77M	0.1%	History
RGLDRoyal Gold Inc	Stock	29,034	$3.77M	0.1%	History
Columbia ETF Tr I19761L300	SUSTANABLE US	91,925	$3.46M	0.1%	–
SPDR Ser Tr78464A813	S&P 600 SML CAP	36,181	$3.04M	0.1%	–
TRTNTriton International Ltd	CL A	28,768	$1.82M	<0.1%	History
Barclays Bank PLC06740P114	IPTH PURE BRD	34,699	$1.56M	<0.1%	–
Tidal ETF Tr886364603	RPAR RISK PARI	55,230	$1.08M	<0.1%	–
SESea Ltd	SPONSORD ADS	11,358	$983.0K	<0.1%	History
Invesco Exchange Traded FD T46137V258	S&P500 PUR VAL	12,318	$934.9K	<0.1%	–
PIImpinj Inc	COM	6,724	$911.2K	<0.1%	History
CHPTChargePoint Holdings, Inc.	COM CL A	85,865	$899.0K	<0.1%	History
SPDR Series Trust78468R556	SP O&G EXPL PRO	6,902	$880.7K	<0.1%	–
BBWBuild-A-Bear Workshop Inc	COM	36,145	$840.0K	<0.1%	History
BSMBlack Stone Minerals, L.P.	COM UNIT	45,055	$706.9K	<0.1%	History
KRPKimbell Royalty Partners, LP	UNIT	44,599	$679.2K	<0.1%	History
CWENClearway Energy, Inc.	CL C	21,284	$666.8K	<0.1%	History
PDDPDD Holdings Inc.	SPONSORED ADS	8,479	$643.6K	<0.1%	History
GBDCGolub Capital BDC, Inc.	COM	46,866	$635.5K	<0.1%	History
STNGScorpio Tankers Inc.	SHS	10,415	$586.5K	<0.1%	History
TFSLTFS Financial CORP	COM	46,232	$583.9K	<0.1%	History
Barclays BK PLC06746P456	ETN LKD 48	8,440	$550.4K	<0.1%	–
DBPInvesco DB Precious Metals Fund	PRECIOUS METAL	10,695	$545.9K	<0.1%	History
First Tr Dow Jones Select Mi33718M105	COM SHS ANNUAL	9,760	$523.7K	<0.1%	–
XPEVXpeng Inc.	ADS	46,198	$513.3K	<0.1%	History
VRDNViridian Therapeutics, Inc.	COM	19,945	$507.4K	<0.1%	History
ALGMAllegro Microsystems, Inc.	COM	10,155	$487.3K	<0.1%	History
ProShares Tr74347B391	EQTS FOR RISIN	9,773	$482.0K	<0.1%	–
TRINTrinity Capital Inc.	COM	36,902	$469.8K	<0.1%	History
CANETeucrium Commodity Trust	SUGAR FD	40,050	$455.8K	<0.1%	History
CPERUnited States Commodity Index Funds Trust	CM REP COPP FD	18,090	$451.2K	<0.1%	History
Invesco Exchange Traded FD T46137V266	S&P500 PUR GWT	2,985	$451.2K	<0.1%	–
TRIThomson Reuters Corp	COM NEW	3,456	$449.7K	<0.1%	History
Barclays BK PLC06746P431	ETN LKD 48	5,445	$447.3K	<0.1%	–
Barclays Bank PLC06739H313	ETN DJUBSCOCO 38	13,625	$438.0K	<0.1%	–
DBBInvesco DB Base Metals Fund	BASE METALS FD	21,365	$431.6K	<0.1%	History
FROFrontline plc	COM	25,992	$430.4K	<0.1%	History
SBRSabine Royalty Trust	UNIT BEN INT	5,993	$430.3K	<0.1%	History
EPAMEPAM Systems, Inc.	COM	1,425	$426.1K	<0.1%	History
CXTCrane NXT, Co.	COM	3,590	$407.5K	<0.1%	History
GAMGeneral American Investors Co Inc	COM	9,978	$388.2K	<0.1%	History
CNCCentene Corp	Stock	5,854	$370.0K	<0.1%	History
Crescent PT Energy Corp22576C101	COM	51,981	$366.5K	<0.1%	–
Invesco Exch Traded FD Tr II46138G870	VAR RATE PFD	16,304	$361.1K	<0.1%	–
iShares Tr464289446	RUS TOP 200 ETF	3,666	$356.7K	<0.1%	–
Direxion Shares ETF Trust25460E869	DAILY 500 1X ETF	21,900	$339.2K	<0.1%	–
GSLGlobal Ship Lease, Inc.	COM CL A	17,942	$336.2K	<0.1%	History
ADCAgree Realty Corp	COM	4,868	$334.0K	<0.1%	History
AVIDAvid Technology, Inc.	COM	10,000	$319.8K	<0.1%	History
SBSWSibanye Stillwater Ltd	SPONSORED ADR	38,077	$316.8K	<0.1%	History
SPDR Index Shs FDS78463X541	ST STR NAT ETF	5,542	$316.4K	<0.1%	–
iShares U S ETF Tr46431W580	INFLATION HEDG	12,048	$315.8K	<0.1%	–
SPHSuburban Propane Partners LP	UNIT LTD PARTN	20,277	$310.6K	<0.1%	History
DHTDHT Holdings, Inc.	SHS NEW	28,591	$309.1K	<0.1%	History
ANDEAndersons, Inc.	COM	7,439	$307.4K	<0.1%	History
WSBCWesbanco Inc	COM	9,973	$306.2K	<0.1%	History
BBYBest Buy Co Inc	Stock	3,890	$304.4K	<0.1%	History
SPDR Series Trust78464A292	ST STR PFD ETF	8,718	$296.1K	<0.1%	–
MASIMasimo Corp	COM	1,591	$293.6K	<0.1%	History
HDSNHudson Technologies Inc	COM	33,547	$292.9K	<0.1%	History
DBX ETF Tr233051879	XTRACK HRVST CSI	9,815	$289.3K	<0.1%	–
SPDR Series Trust78464A573	ST STR SP HCSVC	3,313	$286.5K	<0.1%	–
FPFFirst Trust Intermediate Duration Preferred & Income Fund	COM	18,131	$286.1K	<0.1%	History
Invesco Exch Traded FD Tr II46138E867	DORSEY WRGT EMRG	15,231	$282.2K	<0.1%	–
AVYAvery Dennison Corp	COM	1,532	$274.2K	<0.1%	History
KIMKimco Realty Corp	COM	13,724	$268.0K	<0.1%	History
Cambria ETF Tr132061300	CAMBRIA FGN SHR	10,410	$260.4K	<0.1%	–
Franklin Templeton ETF Tr35473P744	FTSE JAPAN ETF	10,071	$260.3K	<0.1%	–
MKTXMarketaxess Holdings Inc	COM	654	$255.9K	<0.1%	History
Direxion Shs ETF Tr25460E307	AUSPCE CMD STG	8,133	$249.4K	<0.1%	–
Invesco Exchange Traded FD T46137V274	S&P500 EQL UTL	2,190	$248.3K	<0.1%	–
PORPortland General Electric Co	COM NEW	5,059	$247.3K	<0.1%	History
RMBSRambus Inc	COM	4,820	$247.1K	<0.1%	History
RCMTRCM Technologies, Inc.	COM NEW	21,017	$243.0K	<0.1%	History
RGENRepligen Corp	COM	1,435	$241.6K	<0.1%	History
BMRNBiomarin Pharmaceutical Inc	COM	2,469	$240.1K	<0.1%	History
EMNEastman Chemical Co	Stock	2,843	$239.8K	<0.1%	History
TYLTyler Technologies Inc	COM	676	$239.7K	<0.1%	History
AAPAdvance Auto Parts Inc	COM	1,965	$239.0K	<0.1%	History
Innovator ETFs Trust45782C649	US EQTY ULTRA B	8,679	$238.7K	<0.1%	–
UDNInvesco DB US Dollar Index Bearish Fund	BEARISH FD	12,475	$234.2K	<0.1%	History
UBSIUnited Bankshares Inc	COM	6,642	$233.8K	<0.1%	History
ROCCBaytex Energy USA, Inc.	COM	5,683	$232.1K	<0.1%	History
CTRClearBridge MLP & Midstream Total Return Fund Inc.	COM	8,020	$231.8K	<0.1%	History
Invesco Exchange Traded FD T46137V647	SEMICONDUCTORS	1,875	$231.7K	<0.1%	–
PKGPackaging Corp of America	Stock	1,661	$230.6K	<0.1%	History
APTVAptiv PLC	SHS	2,042	$229.1K	<0.1%	History
Abrdn ETFs003261203	BBRG ALL COMMDY	6,856	$227.2K	<0.1%	–
HRBH&R Block Inc	COM	6,317	$222.7K	<0.1%	History
VanEck ETF Trust92189H805	RARE EARTH AND S	2,712	$221.2K	<0.1%	–
CIENCiena Corp	COM NEW	4,208	$221.0K	<0.1%	History
CNRCore Natural Resources, Inc.	COM	3,765	$219.4K	<0.1%	History
VanEck ETF Trust92189H607	OIL SERVICES ETF	778	$215.6K	<0.1%	–
Yamana Gold Inc98462Y100	COM	36,800	$215.3K	<0.1%	–
Schwab U.S. REIT ETF808524847	ETF	11,023	$214.9K	<0.1%	–
iShares Tr464287697	U.S. UTILITS ETF	2,526	$211.5K	<0.1%	–
GFSGLOBALFOUNDRIES Inc.	Stock	2,912	$210.2K	<0.1%	History
FNFFidelity National Financial, Inc.	COM SHS	6,005	$209.8K	<0.1%	History
SONYSony Group Corp	SPONSORED ADR	2,310	$209.4K	<0.1%	History
Barclays Bank PLC06740P221	IPTH CRUDE OIL	7,212	$208.8K	<0.1%	–
OLNOLIN Corp	Stock	3,750	$208.1K	<0.1%	History