Cetera Advisors LLC

SEC CIK: 0001534400
Latest filing: May 24, 2024

SEC filings (opens in a new tab)

Holdings in Q2 2023

Holdings as of Jun 30, 2023, filed Aug 10, 2023. Long positions only; changes compare share counts with Q1 2023.

Positions: 1,643; +1 vs. Q1 2023
Portfolio value: $6.34B; +$339.0M (+5.6%) vs. Q1 2023
Filed: Aug 10, 2023; SEC

Holdings of Cetera Advisors LLC in Q2 2023
Security	Class	Shares	Value	% of portfolio	Share change	Action	History
State Street SPDR Portfolio Developed World Ex-US ETF78463X889	ETF	197,638	$6.43M	0.1%	+9,955+5.3%	Added	–
iShares Tr464287515	EXPANDED TECH	18,551	$6.42M	0.1%	+219+1.2%	Added	–
First Tr Exchng Traded FD VI33740F599	FT VEST US EQT	179,226	$6.39M	0.1%	+7,148+4.2%	Added	–
ACNAccenture plc	Stock	20,432	$6.30M	0.1%	−618−2.9%	Reduced	History
Vanguard Intermediate-Term Corporate Bond ETF92206C870	ETF	79,754	$6.30M	0.1%	+27,715+53.3%	Added	–
Vanguard Scottsdale FDS92206C409	SHRT TRM CORP BD	83,282	$6.30M	0.1%	+160.0%	Added	–
Vanguard S&P 500 Growth ETF921932505	ETF	24,759	$6.29M	0.1%	+112+0.5%	Added	–
State Street SPDR Portfolio S&P 500 ETF78464A854	ETF	119,640	$6.23M	0.1%	+51,892+76.6%	Added	–
WisdomTree Tr97717W208	US HIGH DIVIDEND	77,696	$6.18M	0.1%	+3,454+4.7%	Added	–
UPSUnited Parcel Service Inc	Stock	34,304	$6.15M	0.1%	−345−1.0%	Reduced	History
iShares Tr464287762	US HLTHCARE ETF	21,710	$6.08M	0.1%	−3,391−13.5%	Reduced	–
State Street SPDR Portfolio S&P 500 Value ETF78464A508	ETF	137,839	$5.95M	0.1%	−19,460−12.4%	Reduced	–
CSCOCisco Systems, Inc.	Stock	114,976	$5.95M	0.1%	−8,093−6.6%	Reduced	History
MDTMedtronic plc	Stock	67,199	$5.92M	0.1%	+603+0.9%	Added	History
iShares Tr464287457	1 3 YR TREAS BD	72,892	$5.91M	0.1%	−24,816−25.4%	Reduced	–
FSCOFS Credit Opportunities Corp.	COMMON STOCK	1,228,943	$5.84M	0.1%	+598,971+95.1%	Added	History
Invesco Exch Traded FD Tr II46138E362	S&P500 HDL VOL	140,230	$5.80M	0.1%	−23,281−14.2%	Reduced	–
FSKFS KKR Capital Corp	COM	297,412	$5.70M	0.1%	+4,842+1.7%	Added	History
Vanguard Morningstar Small-Cap Value ETF922908611	ETF	34,032	$5.63M	0.1%	+2,259+7.1%	Added	–
UNPUnion Pacific Corp	Stock	27,475	$5.62M	0.1%	−3,113−10.2%	Reduced	History
iShares Tr46435G326	CORE MSCI INTL	91,583	$5.60M	0.1%	+5,636+6.6%	Added	–
Vanguard Admiral FDS Inc921932828	SMLLCP 600 IDX	60,457	$5.56M	0.1%	−148−0.2%	Reduced	–
SHOPShopify Inc.	Stock	85,512	$5.52M	0.1%	−8,375−8.9%	Reduced	History
SBUXStarbucks Corp	Stock	55,263	$5.47M	0.1%	+251+0.5%	Added	History
Global X Lithium & Battery Tech ETF37954Y855	ETF	81,464	$5.30M	0.1%	−2,973−3.5%	Reduced	–
Vanguard Consumer Staples ETF92204A207	ETF	27,122	$5.27M	0.1%	+406+1.5%	Added	–
State Street Utilities Select Sector SPDR ETF81369Y886	ETF	80,560	$5.27M	0.1%	−13,646−14.5%	Reduced	–
TJXTJX Companies Inc	Stock	60,846	$5.16M	0.1%	+1,079+1.8%	Added	History
iShares Core MSCI Total International Stock ETF46432F834	ETF	82,181	$5.15M	0.1%	+50,316+157.9%	Added	–
iShares Tr46435G524	INTL DIV GRWTH	82,823	$5.14M	0.1%	+2,613+3.3%	Added	–
State Street Materials Select Sector SPDR ETF81369Y100	ETF	61,818	$5.12M	0.1%	−6,294−9.2%	Reduced	–
NFLXNetflix Inc	Stock	11,618	$5.12M	0.1%	+224+2.0%	Added	History
CMCSAComcast Corp	Stock	122,995	$5.11M	0.1%	−2,134−1.7%	Reduced	History
First Tr Exchange-Traded FD33739Q705	FT VEST S&P 500	95,453	$5.04M	0.1%	+26,169+37.8%	Added	–
SPDR Series Trust78464A763	ST STR SP DIV	41,003	$5.03M	0.1%	+2,026+5.2%	Added	–
IAUiShares Gold Trust	ETF	137,234	$4.99M	0.1%	−4,505−3.2%	Reduced	History
DKNGDraftKings Inc.	Stock	187,315	$4.98M	0.1%	−4,694−2.4%	Reduced	History
Invesco Exch Traded FD Tr II46138E354	S&P500 LOW VOL	78,950	$4.96M	0.1%	+91+0.1%	Added	–
iShares Russell Mid-Cap Value ETF464287473	ETF	44,404	$4.88M	0.1%	−2,069−4.5%	Reduced	–
Alps ETF Tr00162Q452	ALERIAN MLP	123,600	$4.85M	0.1%	+751+0.6%	Added	–
iShares Tr464287630	RUS 2000 VAL ETF	34,345	$4.84M	0.1%	−564−1.6%	Reduced	–
iShares Tr464288513	IBOXX HI YD ETF	64,234	$4.82M	0.1%	+34,884+118.9%	Added	–
Cambria ETF Tr132061706	EMRG SHAREHLDR	172,557	$4.80M	0.1%	−6,225−3.5%	Reduced	–
BACBank of America Corp	Stock	166,829	$4.79M	0.1%	+965+0.6%	Added	History
WisdomTree Tr97717X271	DYNAMIC INT EQ	152,576	$4.79M	0.1%	+4,488+3.0%	Added	–
State Street SPDR S&P Biotech ETF78464A870	ETF	57,449	$4.78M	0.1%	−1,789−3.0%	Reduced	–
First Tr Exchng Traded FD VI33740U778	VEST BUFFERED	235,395	$4.75M	0.1%	−34,103−12.7%	Reduced	–
TMOThermo Fisher Scientific Inc.	Stock	9,103	$4.75M	0.1%	−476−5.0%	Reduced	History
Principal Exchange Traded FD74255Y201	QUALITY ETF	84,162	$4.75M	0.1%	+3,114+3.8%	Added	–
AMGNAmgen Inc	Stock	21,256	$4.72M	0.1%	−1,641−7.2%	Reduced	History
iShares Global Clean Energy ETF464288224	ETF	254,930	$4.69M	0.1%	−86,826−25.4%	Reduced	–
State Street SPDR S&P Semiconductor ETF78464A862	ETF	21,056	$4.66M	0.1%	−1,118−5.0%	Reduced	–
Global X FDS37954Y483	NASDAQ 100 COVER	261,782	$4.65M	0.1%	+12,775+5.1%	Added	–
ORCLOracle Corp	Stock	38,976	$4.64M	0.1%	−2,173−5.3%	Reduced	History
Vanguard Mun BD FDS922907746	TAX EXEMPT BD	92,236	$4.63M	0.1%	−1,235−1.3%	Reduced	–
Pacer FDS Tr69374H717	LUNT LRG CP ALTR	123,149	$4.62M	0.1%	+59,012+92.0%	Added	–
Schwab U.S. Large-Cap Value ETF808524409	ETF	68,119	$4.57M	0.1%	−1,097−1.6%	Reduced	–
ADPAutomatic Data Processing Inc	Stock	20,605	$4.53M	0.1%	+3,868+23.1%	Added	History
First Tr Exchng Traded FD VI33740F847	FT VEST US EQT	111,672	$4.50M	0.1%	−7,255−6.1%	Reduced	–
NKENIKE, Inc.	Stock	40,655	$4.49M	0.1%	+4,431+12.2%	Added	History
Innovator ETFs Trust45782C540	US EQTY PWR BUF	134,540	$4.48M	0.1%	−9,163−6.4%	Reduced	–
FCXFreeport-McMoran Inc	Stock	111,411	$4.46M	0.1%	+77,802+231.5%	Added	History
BXBlackstone Inc.	COM	47,647	$4.43M	0.1%	−3,139−6.2%	Reduced	History
Vanguard Ftse Emerging Markets ETF922042858	ETF	108,523	$4.41M	0.1%	+10,812+11.1%	Added	–
Legg Mason ETF Invt52468L406	FRANKLIN US LOW	119,342	$4.38M	0.1%	+727+0.6%	Added	–
DOWDow Inc.	Stock	81,706	$4.35M	0.1%	+2,435+3.1%	Added	History
Goldman Sachs ETF Tr381430602	ACTIVEBETA US	75,356	$4.35M	0.1%	+425+0.6%	Added	–
SYKStryker Corp	Stock	14,223	$4.34M	0.1%	−566−3.8%	Reduced	History
Advisorshares Tr00768Y438	Q DYNAMIC GROWTH	151,301	$4.32M	0.1%	−11,605−7.1%	Reduced	–
iShares Ibonds 2025 Term High Yield & Income ETF46435U168	ETF	187,565	$4.31M	0.1%	+43,227+29.9%	Added	–
Legg Mason ETF Invt52468L505	FRANKLIN INTL LW	158,389	$4.31M	0.1%	−66,489−29.6%	Reduced	–
QCOMQualcomm Inc	Stock	36,145	$4.30M	0.1%	+3,329+10.1%	Added	History
Vanguard Real Estate ETF922908553	ETF	51,371	$4.29M	0.1%	+6,340+14.1%	Added	–
iShares Tr464288281	JPMORGAN USD EMG	49,009	$4.24M	0.1%	+2,871+6.2%	Added	–
Vanguard Information Technology ETF92204A702	ETF	9,506	$4.20M	0.1%	−1,091−10.3%	Reduced	–
Vanguard Ftse All-World Ex-US Small-Cap ETF922042718	ETF	37,937	$4.19M	0.1%	+8,385+28.4%	Added	–
Invesco Exch Traded FD Tr II46138E263	S&P GBL WATER	81,326	$4.18M	0.1%	−1,169−1.4%	Reduced	–
DUKDuke Energy CORP	Stock	46,560	$4.18M	0.1%	+1,540+3.4%	Added	History
iShares Tr464287440	7-10 YR TRSY BD	42,943	$4.15M	0.1%	−110,084−71.9%	Reduced	–
BHPBHP Group Ltd	ADR	69,422	$4.14M	0.1%	−6,141−8.1%	Reduced	History
First Tr Exchng Traded FD VI33740F581	FT VEST NAS	171,715	$4.12M	0.1%	+88,911+107.4%	Added	–
ARCCAres Capital Corp	CEF	218,576	$4.11M	0.1%	+6,719+3.2%	Added	History
COPConocoPhillips	Stock	39,551	$4.10M	0.1%	−6,952−14.9%	Reduced	History
Aim ETF Products Trust00888H752	ALLIA US MAY ETF	158,020	$4.09M	0.1%	+158,020	New	–
First Tr Exchange Trad FD VI33739H101	FST TR GLB FD	179,232	$4.08M	0.1%	−90,401−33.5%	Reduced	–
GEGeneral Electric Co	Stock	37,031	$4.07M	0.1%	+2,308+6.6%	Added	History
iShares Tr464288638	ISHS 5-10YR INVT	80,326	$4.06M	0.1%	+30,638+61.7%	Added	–
NOWServiceNow, Inc.	Stock	7,214	$4.05M	0.1%	+452+6.7%	Added	History
iShares Russell Top 200 Growth ETF464289438	ETF	25,465	$4.04M	0.1%	−14,955−37.0%	Reduced	–
First Tr Exchange-Traded FD33734X176	TECH ALPHADEX	35,016	$4.03M	0.1%	+5,635+19.2%	Added	–
State Street SPDR Portfolio S&P 500 Growth ETF78464A409	ETF	65,625	$4.00M	0.1%	−8,092−11.0%	Reduced	–
Vanguard Mortgage-Backed Securities ETF92206C771	ETF	85,797	$3.95M	0.1%	+9,907+13.1%	Added	–
IDXXIDEXX Laboratories Inc	COM	7,842	$3.94M	0.1%	−178−2.2%	Reduced	History
Capital Grp Fixed Incm ETF T14020Y409	SHORT DURATION	156,607	$3.93M	0.1%	+140,976+901.9%	Added	–
FDXFedEx Corp	Stock	15,759	$3.91M	0.1%	−2,150−12.0%	Reduced	History
WMWaste Management Inc	Stock	22,501	$3.90M	0.1%	−12−0.1%	Reduced	History
AMTAmerican Tower Corp	REIT	20,112	$3.90M	0.1%	−32,010−61.4%	Reduced	History
ARK Innovation ETF00214Q104	ETF	88,136	$3.89M	0.1%	+7,958+9.9%	Added	–
State Street SPDR Portfolio S&P 600 Small Cap ETF78468R853	ETF	99,565	$3.87M	0.1%	+92,210+1,253.7%	Added	–
Starboard Invt Tr85521B775	RH TACTICAL ROT	306,558	$3.86M	0.1%	−15,336−4.8%	Reduced	–

Options (8)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Cetera Advisors LLC in Q2 2023
Security	Class	Puts	Calls
SPYSPDR S&P 500 ETF Trust	ETF	$111.7K	$355
Invesco QQQ Trust Series I46090E103	ETF	$89.8K	–
NVDANVIDIA Corp	Stock	$27.6K	–
SLViShares Silver Trust	ETF	$23.8K	–
CCJCameco Corp	Stock	$16.7K	–
ISRGIntuitive Surgical Inc	COM NEW	$9.66K	–
PODDInsulet Corp	Stock	$7.80K	–
GLDSPDR Gold Trust	ETF	$6.86K	–

Sold out since Q1 2023 (144)

Positions held at the end of Q1 2023 that are gone from this filing.

The largest 100 of 144 by value last quarter.

Positions of Cetera Advisors LLC sold out since Q1 2023
Security	Class	Shares in Q1 2023	Value in Q1 2023	% of portfolio in Q1 2023	History
UUPInvesco DB US Dollar Index Bullish Fund	BULLISH FD	278,617	$7.77M	0.1%	History
RGLDRoyal Gold Inc	Stock	29,034	$3.77M	0.1%	History
Columbia ETF Tr I19761L300	SUSTANABLE US	91,925	$3.46M	0.1%	–
SPDR Ser Tr78464A813	S&P 600 SML CAP	36,181	$3.04M	0.1%	–
TRTNTriton International Ltd	CL A	28,768	$1.82M	<0.1%	History
Barclays Bank PLC06740P114	IPTH PURE BRD	34,699	$1.56M	<0.1%	–
Tidal ETF Tr886364603	RPAR RISK PARI	55,230	$1.08M	<0.1%	–
SESea Ltd	SPONSORD ADS	11,358	$983.0K	<0.1%	History
Invesco Exchange Traded FD T46137V258	S&P500 PUR VAL	12,318	$934.9K	<0.1%	–
PIImpinj Inc	COM	6,724	$911.2K	<0.1%	History
CHPTChargePoint Holdings, Inc.	COM CL A	85,865	$899.0K	<0.1%	History
SPDR Series Trust78468R556	SP O&G EXPL PRO	6,902	$880.7K	<0.1%	–
BBWBuild-A-Bear Workshop Inc	COM	36,145	$840.0K	<0.1%	History
BSMBlack Stone Minerals, L.P.	COM UNIT	45,055	$706.9K	<0.1%	History
KRPKimbell Royalty Partners, LP	UNIT	44,599	$679.2K	<0.1%	History
CWENClearway Energy, Inc.	CL C	21,284	$666.8K	<0.1%	History
PDDPDD Holdings Inc.	SPONSORED ADS	8,479	$643.6K	<0.1%	History
GBDCGolub Capital BDC, Inc.	COM	46,866	$635.5K	<0.1%	History
STNGScorpio Tankers Inc.	SHS	10,415	$586.5K	<0.1%	History
TFSLTFS Financial CORP	COM	46,232	$583.9K	<0.1%	History
Barclays BK PLC06746P456	ETN LKD 48	8,440	$550.4K	<0.1%	–
DBPInvesco DB Precious Metals Fund	PRECIOUS METAL	10,695	$545.9K	<0.1%	History
First Tr Dow Jones Select Mi33718M105	COM SHS ANNUAL	9,760	$523.7K	<0.1%	–
XPEVXpeng Inc.	ADS	46,198	$513.3K	<0.1%	History
VRDNViridian Therapeutics, Inc.	COM	19,945	$507.4K	<0.1%	History
ALGMAllegro Microsystems, Inc.	COM	10,155	$487.3K	<0.1%	History
ProShares Tr74347B391	EQTS FOR RISIN	9,773	$482.0K	<0.1%	–
TRINTrinity Capital Inc.	COM	36,902	$469.8K	<0.1%	History
CANETeucrium Commodity Trust	SUGAR FD	40,050	$455.8K	<0.1%	History
CPERUnited States Commodity Index Funds Trust	CM REP COPP FD	18,090	$451.2K	<0.1%	History
Invesco Exchange Traded FD T46137V266	S&P500 PUR GWT	2,985	$451.2K	<0.1%	–
TRIThomson Reuters Corp	COM NEW	3,456	$449.7K	<0.1%	History
Barclays BK PLC06746P431	ETN LKD 48	5,445	$447.3K	<0.1%	–
Barclays Bank PLC06739H313	ETN DJUBSCOCO 38	13,625	$438.0K	<0.1%	–
DBBInvesco DB Base Metals Fund	BASE METALS FD	21,365	$431.6K	<0.1%	History
FROFrontline plc	COM	25,992	$430.4K	<0.1%	History
SBRSabine Royalty Trust	UNIT BEN INT	5,993	$430.3K	<0.1%	History
EPAMEPAM Systems, Inc.	COM	1,425	$426.1K	<0.1%	History
CXTCrane NXT, Co.	COM	3,590	$407.5K	<0.1%	History
GAMGeneral American Investors Co Inc	COM	9,978	$388.2K	<0.1%	History
CNCCentene Corp	Stock	5,854	$370.0K	<0.1%	History
Crescent PT Energy Corp22576C101	COM	51,981	$366.5K	<0.1%	–
Invesco Exch Traded FD Tr II46138G870	VAR RATE PFD	16,304	$361.1K	<0.1%	–
iShares Tr464289446	RUS TOP 200 ETF	3,666	$356.7K	<0.1%	–
Direxion Shares ETF Trust25460E869	DAILY 500 1X ETF	21,900	$339.2K	<0.1%	–
GSLGlobal Ship Lease, Inc.	COM CL A	17,942	$336.2K	<0.1%	History
ADCAgree Realty Corp	COM	4,868	$334.0K	<0.1%	History
AVIDAvid Technology, Inc.	COM	10,000	$319.8K	<0.1%	History
SBSWSibanye Stillwater Ltd	SPONSORED ADR	38,077	$316.8K	<0.1%	History
SPDR Index Shs FDS78463X541	ST STR NAT ETF	5,542	$316.4K	<0.1%	–
iShares U S ETF Tr46431W580	INFLATION HEDG	12,048	$315.8K	<0.1%	–
SPHSuburban Propane Partners LP	UNIT LTD PARTN	20,277	$310.6K	<0.1%	History
DHTDHT Holdings, Inc.	SHS NEW	28,591	$309.1K	<0.1%	History
ANDEAndersons, Inc.	COM	7,439	$307.4K	<0.1%	History
WSBCWesbanco Inc	COM	9,973	$306.2K	<0.1%	History
BBYBest Buy Co Inc	Stock	3,890	$304.4K	<0.1%	History
SPDR Series Trust78464A292	ST STR PFD ETF	8,718	$296.1K	<0.1%	–
MASIMasimo Corp	COM	1,591	$293.6K	<0.1%	History
HDSNHudson Technologies Inc	COM	33,547	$292.9K	<0.1%	History
DBX ETF Tr233051879	XTRACK HRVST CSI	9,815	$289.3K	<0.1%	–
SPDR Series Trust78464A573	ST STR SP HCSVC	3,313	$286.5K	<0.1%	–
FPFFirst Trust Intermediate Duration Preferred & Income Fund	COM	18,131	$286.1K	<0.1%	History
Invesco Exch Traded FD Tr II46138E867	DORSEY WRGT EMRG	15,231	$282.2K	<0.1%	–
AVYAvery Dennison Corp	COM	1,532	$274.2K	<0.1%	History
KIMKimco Realty Corp	COM	13,724	$268.0K	<0.1%	History
Cambria ETF Tr132061300	CAMBRIA FGN SHR	10,410	$260.4K	<0.1%	–
Franklin Templeton ETF Tr35473P744	FTSE JAPAN ETF	10,071	$260.3K	<0.1%	–
MKTXMarketaxess Holdings Inc	COM	654	$255.9K	<0.1%	History
Direxion Shs ETF Tr25460E307	AUSPCE CMD STG	8,133	$249.4K	<0.1%	–
Invesco Exchange Traded FD T46137V274	S&P500 EQL UTL	2,190	$248.3K	<0.1%	–
PORPortland General Electric Co	COM NEW	5,059	$247.3K	<0.1%	History
RMBSRambus Inc	COM	4,820	$247.1K	<0.1%	History
RCMTRCM Technologies, Inc.	COM NEW	21,017	$243.0K	<0.1%	History
RGENRepligen Corp	COM	1,435	$241.6K	<0.1%	History
BMRNBiomarin Pharmaceutical Inc	COM	2,469	$240.1K	<0.1%	History
EMNEastman Chemical Co	Stock	2,843	$239.8K	<0.1%	History
TYLTyler Technologies Inc	COM	676	$239.7K	<0.1%	History
AAPAdvance Auto Parts Inc	COM	1,965	$239.0K	<0.1%	History
Innovator ETFs Trust45782C649	US EQTY ULTRA B	8,679	$238.7K	<0.1%	–
UDNInvesco DB US Dollar Index Bearish Fund	BEARISH FD	12,475	$234.2K	<0.1%	History
UBSIUnited Bankshares Inc	COM	6,642	$233.8K	<0.1%	History
ROCCBaytex Energy USA, Inc.	COM	5,683	$232.1K	<0.1%	History
CTRClearBridge MLP & Midstream Total Return Fund Inc.	COM	8,020	$231.8K	<0.1%	History
Invesco Exchange Traded FD T46137V647	SEMICONDUCTORS	1,875	$231.7K	<0.1%	–
PKGPackaging Corp of America	Stock	1,661	$230.6K	<0.1%	History
APTVAptiv PLC	SHS	2,042	$229.1K	<0.1%	History
Abrdn ETFs003261203	BBRG ALL COMMDY	6,856	$227.2K	<0.1%	–
HRBH&R Block Inc	COM	6,317	$222.7K	<0.1%	History
VanEck ETF Trust92189H805	RARE EARTH AND S	2,712	$221.2K	<0.1%	–
CIENCiena Corp	COM NEW	4,208	$221.0K	<0.1%	History
CNRCore Natural Resources, Inc.	COM	3,765	$219.4K	<0.1%	History
VanEck ETF Trust92189H607	OIL SERVICES ETF	778	$215.6K	<0.1%	–
Yamana Gold Inc98462Y100	COM	36,800	$215.3K	<0.1%	–
Schwab U.S. REIT ETF808524847	ETF	11,023	$214.9K	<0.1%	–
iShares Tr464287697	U.S. UTILITS ETF	2,526	$211.5K	<0.1%	–
GFSGLOBALFOUNDRIES Inc.	Stock	2,912	$210.2K	<0.1%	History
FNFFidelity National Financial, Inc.	COM SHS	6,005	$209.8K	<0.1%	History
SONYSony Group Corp	SPONSORED ADR	2,310	$209.4K	<0.1%	History
Barclays Bank PLC06740P221	IPTH CRUDE OIL	7,212	$208.8K	<0.1%	–
OLNOLIN Corp	Stock	3,750	$208.1K	<0.1%	History