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Cetera Advisors LLC

SEC CIK
0001534400
Latest filing
May 24, 2024

Holdings in Q3 2023

Holdings as of Sep 30, 2023, filed Nov 14, 2023. Long positions only; changes compare share counts with Q2 2023.

Institution overview
Positions
1,690
+47 vs. Q2 2023
Portfolio value
$6.40B
+$57.8M (+0.9%) vs. Q2 2023
Filed
Nov 14, 2023
SEC
Holdings of Cetera Advisors LLC in Q3 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
First Tr Exchng Traded FD VI33740F755FT LADD BUFF ETF583,154$14.3M0.2%+45,781+8.5%Added–
First Tr Exchange-Traded FD33739Q705FT VEST S&P 500287,085$14.2M0.2%+191,632+200.8%Added–
Capital Group Growth ETF14020G101SHS CREAT UNIT557,960$13.7M0.2%+58,167+11.6%Added–
PEPPepsiCo IncStock80,577$13.7M0.2%+164+0.2%AddedHistory
WisdomTree Tr97717W588US LARGECAP FUND294,855$13.5M0.2%−10,354−3.4%Reduced–
Vanguard Short-Term Bond ETF921937827ETF178,042$13.4M0.2%−149,396−45.6%Reduced–
First Tr Exchng Traded FD VI33740U737FT VEST US EQT433,924$13.4M0.2%+42,143+10.8%Added–
LOWLowes Companies IncStock62,282$12.9M0.2%−950−1.5%ReducedHistory
PIMCO ETF Tr72201R874SHTRM MUN BD ACT261,029$12.8M0.2%+19,316+8.0%Added–
iShares Select Dividend ETF464287168ETF116,997$12.6M0.2%−641,648−84.6%Reduced–
Invesco Exch TRD SLF Idx FD46138J817BULSHS 2025 HY558,474$12.6M0.2%+72,443+14.9%Added–
Pacer Trendpilot US Large Cap ETF69374H105ETF308,886$12.3M0.2%−31,000−9.1%Reduced–
iShares U.S. Treasury Bond ETF46429B267ETF554,834$12.2M0.2%−414,569−42.8%Reduced–
MRKMerck & Co., Inc.Stock118,424$12.2M0.2%+4,556+4.0%AddedHistory
iShares Trust iShares 0-1 Year Treasury Bond ETF464288679ETF108,188$12.0M0.2%−52,124−32.5%Reduced–
iShares Tr464288646ISHS 1-5YR INVS239,642$11.9M0.2%−6,834−2.8%Reduced–
Amplify ETF Tr032108409CWP ENHANCED DIV340,967$11.8M0.2%+4,913+1.5%Added–
OKEONEOK IncCOM186,583$11.8M0.2%+17,241+10.2%AddedHistory
Invesco S&P 500 Quality ETF46137V241ETF235,182$11.8M0.2%+442+0.2%Added–
WisdomTree Tr97717Y527FLOATNG RAT TREA233,380$11.7M0.2%+3,203+1.4%Added–
iShares Russell Mid-Cap Growth ETF464287481ETF126,335$11.5M0.2%+7,589+6.4%Added–
iShares Russell 2000 Growth ETF464287648ETF51,113$11.5M0.2%+59+0.1%Added–
ORealty Income CorpREIT228,262$11.4M0.2%+7,056+3.2%AddedHistory
Invesco Nasdaq 100 ETF46138G649ETF76,805$11.3M0.2%+445+0.6%Added–
First Tr Exchng Traded FD VI33740F649FT VEST NAS497,111$11.3M0.2%−28,674−5.5%Reduced–
State Street SPDR S&P Regional Banking ETF78464A698ETF268,060$11.2M0.2%−11,299−4.0%Reduced–
BABoeing CoStock57,681$11.1M0.2%+920+1.6%AddedHistory
Invesco Exch TRD SLF Idx FD46138J858BULSHS 2023 HY469,108$11.0M0.2%−14,627−3.0%Reduced–
NOCNorthrop Grumman CorpStock24,951$11.0M0.2%+6,747+37.1%AddedHistory
Lattice Strategies Tr518416607HARTFORD MLT DIV434,837$11.0M0.2%−9,245−2.1%Reduced–
AVGOBroadcom Inc.Stock13,185$11.0M0.2%+1,427+12.1%AddedHistory
State Street Consumer Discretionary Select Sector SPDR ETF81369Y407ETF67,652$10.9M0.2%+5,704+9.2%Added–
ETNEaton Corp plcStock50,908$10.9M0.2%−3,641−6.7%ReducedHistory
First Tr Exchng Traded FD VI33740U844FT VEST U.S326,738$10.8M0.2%+21,666+7.1%Added–
PMPhilip Morris International Inc.Stock116,639$10.8M0.2%+1,076+0.9%AddedHistory
State Street SPDR Bloomberg 1-3 Month T-Bill ETF78468R663ETF115,887$10.6M0.2%+22,610+24.2%Added–
Legg Mason ETF Invt52468L505FRANKLIN INTL LW387,946$10.6M0.2%+229,557+144.9%Added–
IBMInternational Business Machines CorpStock74,865$10.5M0.2%−7,218−8.8%ReducedHistory
RBB FD Inc74933W452F/M US TREASURY209,474$10.5M0.2%+25,518+13.9%Added–
PFEPfizer IncStock315,654$10.5M0.2%+79,121+33.5%AddedHistory
First Tr Exchng Traded FD VI33740F862FT VEST US EQT278,472$10.4M0.2%+230,943+485.9%Added–
iShares Tr46435G425ESG AWR MSCI USA110,773$10.4M0.2%−56,632−33.8%Reduced–
Fidelity Merrimack STR Tr316188309TOTAL BD ETF235,563$10.3M0.2%−5,946−2.5%Reduced–
WMTWalmart Inc.Stock62,500$10.0M0.2%−1,374−2.2%ReducedHistory
Two RDS Shared Tr90214Q584CONDCTR GBL EQTY779,009$9.99M0.2%−10,160−1.3%Reduced–
Invesco Exch TRD SLF Idx FD46138J833BULSHS 2024 HY443,782$9.98M0.2%+64,106+16.9%Added–
MDYSPDR S&P Midcap 400 ETF TrustETF21,497$9.82M0.2%+871+4.2%AddedHistory
TXNTexas Instruments IncStock61,221$9.73M0.2%−67−0.1%ReducedHistory
iShares Tr46436E7180-3 MTH TREASURY95,868$9.65M0.2%+14,547+17.9%Added–
VZVerizon Communications IncStock291,857$9.46M0.1%−37,189−11.3%ReducedHistory
State Street Financial Select Sector SPDR ETF81369Y605ETF280,425$9.30M0.1%+22,500+8.7%Added–
Schwab International Equity ETF808524805ETF273,533$9.29M0.1%+29,095+11.9%Added–
EPDEnterprise Products Partners L.P.Stock339,166$9.28M0.1%−131,549−27.9%ReducedHistory
TAT&T Inc.Stock615,433$9.24M0.1%−3,403−0.5%ReducedHistory
ADBEAdobe Inc.Stock18,121$9.24M0.1%+3,966+28.0%AddedHistory
Pacer FDS Tr69374H709GLOBL CASH ETF283,656$9.23M0.1%+1,472+0.5%Added–
iShares Tr464288760US AER DEF ETF86,719$9.19M0.1%+3,771+4.5%Added–
First Tr Exchng Traded FD VI33740F805SMITH OPPORT FXD214,456$9.02M0.1%+33,946+18.8%Added–
Schwab Intermediate-Term US Treasury ETF808524854ETF186,692$8.95M0.1%+10,141+5.7%Added–
NLYAnnaly Capital Management IncREIT475,017$8.94M0.1%−104,498−18.0%ReducedHistory
WisdomTree Tr97717W307US LARGECAP DIVD143,303$8.81M0.1%−2,890−2.0%Reduced–
iShares Core High Dividend ETF46429B663ETF85,897$8.49M0.1%−23,161−21.2%Reduced–
Pacer Trendpilot 100 ETF69374H303ETF137,135$8.43M0.1%−18,453−11.9%Reduced–
CVSCVS Health CorpStock120,061$8.38M0.1%+18,539+18.3%AddedHistory
KMIKinder Morgan, Inc.Stock499,088$8.27M0.1%−7,241−1.4%ReducedHistory
DIASPDR Dow Jones Industrial Average ETF TrustUT SER 124,591$8.24M0.1%+797+3.3%AddedHistory
iShares Tr464288687PFD AND INCM SEC269,324$8.12M0.1%+8,607+3.3%Added–
First Tr Exchange-Traded FD33734X846NASDAQ CYB ETF177,450$8.06M0.1%+15,881+9.8%Added–
WPCW. P. Carey Inc.COM148,765$8.05M0.1%+29,832+25.1%AddedHistory
INTCIntel CorpStock225,808$8.03M0.1%+4,636+2.1%AddedHistory
Vanguard Morningstar Small-Cap ETF922908751ETF42,409$8.02M0.1%+2,518+6.3%Added–
UUPInvesco DB US Dollar Index Bullish FundBULLISH FD268,544$7.98M0.1%+268,544NewHistory
DISWalt Disney CoStock98,346$7.97M0.1%−119,244−54.8%ReducedHistory
WisdomTree Tr97717W562US SMALLCAP FUND184,176$7.97M0.1%−1,744−0.9%Reduced–
Vanguard Consumer Staples ETF92204A207ETF42,743$7.81M0.1%+15,621+57.6%Added–
State Street Communication Services Select Sector SPDR ETF81369Y852ETF117,198$7.68M0.1%+7,614+6.9%Added–
iShares Tips Bond ETF464287176ETF73,786$7.65M0.1%+40,120+119.2%Added–
Invesco Exch TRD SLF Idx FD46138J635INVSCO BLSH 26335,201$7.59M0.1%+31,026+10.2%Added–
State Street Industrial Select Sector SPDR ETF81369Y704ETF74,763$7.58M0.1%+7,712+11.5%Added–
Franklin Templeton ETF Tr35473P884US MID CP MLTFCT175,365$7.53M0.1%−2,240−1.3%Reduced–
SOSouthern CoStock114,208$7.39M0.1%+1,870+1.7%AddedHistory
iShares Core S&P U.S. Growth ETF464287671ETF77,347$7.33M0.1%+5,136+7.1%Added–
Innovator ETFs Trust45782C573US EQTY PWR BUF220,329$7.28M0.1%−9,750−4.2%Reduced–
State Street SPDR Portfolio Developed World Ex-US ETF78463X889ETF233,209$7.23M0.1%+35,571+18.0%Added–
Vanguard Intermediate-Term Corporate Bond ETF92206C870ETF95,040$7.22M0.1%+15,286+19.2%Added–
FSCOFS Credit Opportunities Corp.COMMON STOCK1,308,394$7.09M0.1%+79,451+6.5%AddedHistory
ABTAbbott LaboratoriesStock73,151$7.08M0.1%+1,220+1.7%AddedHistory
First Tr Exchng Traded FD VI33740U208FT VEST US EQT184,314$7.07M0.1%+133,808+264.9%Added–
First Tr Exchng Traded FD VI33740U786FT VEST U.S214,206$7.05M0.1%+5,115+2.4%Added–
ProShares Tr74348A467S&P 500 DV ARIST79,260$7.02M0.1%+4,559+6.1%Added–
Alps ETF Tr00162Q452ALERIAN MLP165,541$6.99M0.1%+41,941+33.9%Added–
State Street Consumer Staples Select Sector SPDR ETF81369Y308ETF101,179$6.96M0.1%−2,041−2.0%Reduced–
First Tr Exchng Traded FD VI33740U703FT VEST DEEP ETF327,578$6.96M0.1%+25,321+8.4%Added–
DNPDNP Select Income Fund IncCOM728,991$6.94M0.1%+68,069+10.3%AddedHistory
iShares Tr464287622RUS 1000 ETF29,141$6.85M0.1%+1,487+5.4%Added–
RTXRTX CorpStock94,720$6.82M0.1%+11,619+14.0%AddedHistory
WisdomTree Tr97717W208US HIGH DIVIDEND86,829$6.78M0.1%+9,133+11.8%Added–
WisdomTree Tr97717X263DYNAMIC INTL EQT222,329$6.77M0.1%+10,727+5.1%Added–
VanEck ETF Trust92189F106GOLD MINERS ETF251,383$6.76M0.1%+5,187+2.1%Added–
BMYBristol Myers Squibb CoStock116,188$6.74M0.1%−4,599−3.8%ReducedHistory

Options (9)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Cetera Advisors LLC in Q3 2023
SecurityClassPutsCalls
SPYSPDR S&P 500 ETF TrustETF$121.1K$20
Invesco QQQ Trust Series I46090E103ETF$86.3K–
CBRECbre Group, Inc.CL A$54.4K–
CCJCameco CorpStock$53.7K–
AAPLApple Inc.Stock$30.9K–
Global X Uranium ETF37954Y871ETF$25.4K–
FIGSFIGS, Inc.CL A–$108
VanEck ETF Trust92189F106GOLD MINERS ETF–$54
VanEck ETF Trust92189F791JUNIOR GOLD MINE–$1

Sold out since Q2 2023 (120)

Positions held at the end of Q2 2023 that are gone from this filing.

The largest 100 of 120 by value last quarter.

Positions of Cetera Advisors LLC sold out since Q2 2023
SecurityClassShares in Q2 2023Value in Q2 2023% of portfolio in Q2 2023History
BGSB&G Foods, Inc.COM188,536$2.62M<0.1%History
Alpha Architect ETF Tr02072L870GADSDN DYN MLT64,943$1.91M<0.1%–
Invesco Exch Traded FD Tr II46138E875DORSEY WRGT DVLP62,082$1.89M<0.1%–
CBRLCracker Barrel Old Country Store, IncCOM15,561$1.45M<0.1%History
FIXComfort Systems USA IncCOM8,706$1.43M<0.1%History
ETF Ser Solutions26922A388APTUS DEFINED52,557$1.31M<0.1%–
iShares Future AI & Tech ETF46435U556ETF38,717$1.28M<0.1%–
iShares U S ETF Tr46431W648U.S. TECH INDEPD17,456$961.8K<0.1%–
TEVATeva Pharmaceutical Industries LtdSPONSORED ADS120,677$908.7K<0.1%History
TAPMolson Coors Beverage CoCL B13,299$875.6K<0.1%History
MMPMagellan Midstream Partners, L.P.COM UNIT RP LP13,216$823.6K<0.1%History
Invesco Exch Traded FD Tr II46138E370S&P 500 HB ETF10,487$801.1K<0.1%–
iShares MSCI Acwi Ex U.S. ETF464288240ETF16,187$796.7K<0.1%–
AEHRAehr Test SystemsCOM15,905$656.1K<0.1%History
Invesco Exchange Traded FD T46137V589GBL LISTED PVT62,080$653.1K<0.1%–
PENPenumbra IncCOM1,887$649.2K<0.1%History
PODDInsulet CorpStock2,224$641.3K<0.1%History
J P Morgan Exchange-Traded F46641Q407JPMORGAN DIVER6,290$615.0K<0.1%–
AAONAaon, Inc.COM PAR $0.0046,327$599.9K<0.1%History
ESSEssex Property Trust, Inc.COM2,538$594.7K<0.1%History
TGLSTecnoglass Holdings Inc.ORD SHS11,074$572.1K<0.1%History
GFIGold Fields LtdSPONSORED ADR37,562$519.5K<0.1%History
ETF Ser Solutions26922B873DEFIANCE HTL AIR24,099$519.5K<0.1%–
ITUBItau Unibanco Holding S.A.SPON ADR REP PFD87,169$515.2K<0.1%History
FMXMexican Economic Development IncSPON ADR UNITS4,540$503.2K<0.1%History
OMEROmeros CorpCOM88,365$480.7K<0.1%History
Ssga Active ETF Tr78467V707ST STR UL BD ETF11,857$477.2K<0.1%–
PERIPerion Network Ltd.SHS NEW15,426$473.1K<0.1%History
ETSYEtsy IncCOM5,517$466.8K<0.1%History
UPSTUpstart Holdings, Inc.COM12,533$448.8K<0.1%History
RMDResmed IncCOM1,908$416.9K<0.1%History
LSILife Storage, Inc.COM3,110$413.5K<0.1%History
BNY Mellon ETF Trust09661T800HIGH YIELD ETF8,480$394.1K<0.1%–
AQNAlgonquin Power & Utilities Corp.COM47,254$391.1K<0.1%History
SPDR Index Shs FDS78463X103PORTFLO EURP ETF9,652$371.7K<0.1%–
Aim ETF Products Trust00888H794ALLIANZIM US EQT13,810$371.1K<0.1%–
Coherent Corp.19247G2066% CONV PFD A1,626$369.3K<0.1%–
Global X FDS37954Y376RATE PREFERRED15,518$346.5K<0.1%–
BBVABanco Bilbao Vizcaya Argentaria, S.A.SPONSORED ADR44,706$343.3K<0.1%History
EXTRExtreme Networks IncCOM13,169$343.1K<0.1%History
BMEABiomea Fusion, Inc.COM15,430$338.7K<0.1%History
DYDycom Industries IncCOM2,779$315.8K<0.1%History
Maxeon Solar Technologies LTY58473102SHS10,831$305.0K<0.1%–
URBNUrban Outfitters IncCOM9,168$303.7K<0.1%History
BNSBank of Nova ScotiaCOM5,983$299.4K<0.1%History
PLNTPlanet Fitness, Inc.CL A4,428$298.6K<0.1%History
XIFRXPLR Infrastructure, LPCOM UNIT PART IN5,023$294.6K<0.1%History
GRBKGreen Brick Partners, Inc.COM4,910$278.9K<0.1%History
PDXPIMCO Dynamic Income Strategy FundCOM SHS BEN INT17,500$275.8K<0.1%History
MOMOHello Group Inc.ADS27,978$268.9K<0.1%History
SCMStellus Capital Investment CorpCOM19,004$267.4K<0.1%History
MLMMartin Marietta Materials IncCOM573$264.7K<0.1%History
Fidelity Covington Trust316092303CONSMR STAPLES5,792$263.1K<0.1%–
BGRBlackRock Energy & Resources TrustCOM21,695$261.2K<0.1%History
HIEMiller/Howard High Income Equity FundCOM SHS BEN IN25,425$257.6K<0.1%History
RBB FD Inc74933W486US TREASY 2 YR5,305$255.9K<0.1%–
iShares Tr464288182MSCI AC ASIA ETF3,849$255.7K<0.1%–
WisdomTree Tr97717Y790US EFFIC CORE FD6,884$255.2K<0.1%–
ASOAcademy Sports & Outdoors, Inc.COM4,600$248.6K<0.1%History
Vanguard Scottsdale FDS92206C565TOTAL WLD BD ETF3,595$246.0K<0.1%–
JDJD.com, Inc.SPON ADS CL A7,122$243.1K<0.1%History
LTHMLivent Corp.COM8,846$242.6K<0.1%History
GSGiShares S&P GSCI Commodity-Indexed TrustUNIT BEN INT12,240$238.6K<0.1%History
HDBHDFC Bank LtdSPONSORED ADS3,415$238.0K<0.1%History
SWKStanley Black & Decker, Inc.COM2,539$237.9K<0.1%History
DARDarling Ingredients Inc.COM3,697$235.8K<0.1%History
IFFInternational Flavors & Fragrances IncCOM2,944$234.3K<0.1%History
iShares Tr46435G532MSCI GBL SUS DEV2,954$233.5K<0.1%–
ORGNOrigin Materials, Inc.COM54,636$232.7K<0.1%History
HUBSHubSpot IncCOM431$229.3K<0.1%History
RCUSArcus Biosciences, Inc.COM11,212$227.7K<0.1%History
PNWPinnacle West Capital CorpCOM2,765$225.2K<0.1%History
SARSaratoga Investment Corp.COM NEW8,325$224.7K<0.1%History
CAKECheesecake Factory IncCOM6,455$223.2K<0.1%History
iShares Tr46435U184IBONDS 24 TRM HG9,560$220.6K<0.1%–
iShares U S ETF Tr46431W705INT RT HDG C B2,359$219.3K<0.1%–
PATHUiPath, Inc.Stock13,212$218.9K<0.1%History
SSYSStratasys Ltd.SHS12,257$217.7K<0.1%History
KRNTKornit Digital Ltd.SHS7,397$217.3K<0.1%History
American Centy ETF Tr025072703INTL EQT ETF3,748$215.1K<0.1%–
NXSTNexstar Media Group, Inc.COMMON STOCK1,283$213.7K<0.1%History
AAAlcoa CorpStock6,236$211.6K<0.1%History
First Tr Exchng Traded FD VI33740F656FT VEST INTE9,617$211.3K<0.1%–
ZGZillow Group, Inc.CL A4,280$210.6K<0.1%History
RYRoyal Bank of CanadaStock2,191$209.3K<0.1%History
GNEGenie Energy Ltd.CL B14,774$208.9K<0.1%History
TRPTC Energy CorpCOM5,149$208.4K<0.1%History
LVSLas Vegas Sands CorpCOM3,580$207.6K<0.1%History
PVHPVH Corp.COM2,442$207.5K<0.1%History
Invesco Exchange Traded FD T46137V316S&P500 EQL MAT1,274$206.7K<0.1%–
AMRCAmeresco, Inc.CL A4,250$206.7K<0.1%History
Amplify ETF Tr032108102ONLIN RETL ETF4,455$205.9K<0.1%–
Lattice Strategies Tr518416409HARTFORD US EQTY4,967$205.8K<0.1%–
iShares Tr464288166AGENCY BOND ETF1,922$205.6K<0.1%–
LEGLeggett & Platt IncStock6,916$204.8K<0.1%History
HSTHost Hotels & Resorts, Inc.COM12,138$204.3K<0.1%History
HEI.AHeico CorpCL A1,445$203.2K<0.1%History
CRLCharles River Laboratories International, Inc.COM966$203.1K<0.1%History
Nushares ETF Tr67092P870NUVEEN ESG US9,191$202.1K<0.1%–
STTState Street CorpCOM2,760$202.0K<0.1%History