D. E. Shaw & Co., Inc.
- SEC CIK
- 0001009207
- Latest filing
- Aug 14, 2026
Holdings in Q1 2021
Holdings as of Mar 31, 2021, filed May 17, 2021. Long positions only.
- Positions
- 2,918
- No 13F data for Q4 2020
- Portfolio value
- $81.5B
- No 13F data for Q4 2020
Livermore's 13F data starts with Q1 2021, so this quarter has no previous quarter to compare with and changes are not shown.
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| PLANAnaplan, Inc. | COM | 1,758,310 | $94.7M | 0.1% | – | – | History |
| ACGLArch Capital Group Ltd. | Stock | 2,452,497 | $94.1M | 0.1% | – | – | History |
| CMSCMS Energy Corp | COM | 1,531,348 | $93.7M | 0.1% | – | – | History |
| Chegg, Inc163092AD1 | NOTE 0.125% 3/1 | – | $93.4M | 0.1% | – | – | – |
| PSXPhillips 66 | Stock | 1,145,785 | $93.4M | 0.1% | – | – | History |
| HDHome Depot, Inc. | Stock | 305,257 | $93.2M | 0.1% | – | – | History |
| GAPGap Inc | COM | 3,118,551 | $92.9M | 0.1% | – | – | History |
| PG&E Corp69331C140 | UNIT 99/99/9999 | 810,085 | $92.8M | 0.1% | – | – | – |
| GTGoodyear Tire & Rubber Co | COM | 5,245,295 | $92.2M | 0.1% | – | – | History |
| Discovery Inc25470F302 | COM SER C | 2,478,758 | $91.4M | 0.1% | – | – | – |
| AXPAmerican Express Co | Stock | 642,693 | $90.9M | 0.1% | – | – | History |
| APPNAppian Corp | CL A | 675,775 | $89.8M | 0.1% | – | – | History |
| Sailpoint Technologies Hldgs78781PAB1 | NOTE 0.125% 9/1 | – | $88.8M | 0.1% | – | – | – |
| NOWServiceNow, Inc. | Stock | 176,578 | $88.3M | 0.1% | – | – | History |
| UNHUnitedHealth Group Inc | Stock | 235,237 | $87.5M | 0.1% | – | – | History |
| EWEdwards Lifesciences Corp | Stock | 1,043,851 | $87.3M | 0.1% | – | – | History |
| VMCVulcan Materials CO | COM | 516,185 | $87.1M | 0.1% | – | – | History |
| CNCCentene Corp | Stock | 1,357,421 | $86.8M | 0.1% | – | – | History |
| WYNNWynn Resorts Ltd | COM | 690,921 | $86.6M | 0.1% | – | – | History |
| BACBank of America Corp | Stock | 2,236,925 | $86.5M | 0.1% | – | – | History |
| TSMTaiwan Semiconductor Manufacturing Co Ltd | ADR | 730,778 | $86.4M | 0.1% | – | – | History |
| GSGoldman Sachs Group Inc | Stock | 263,688 | $86.2M | 0.1% | – | – | History |
| BFHBread Financial Holdings, Inc. | COM | 764,175 | $85.7M | 0.1% | – | – | History |
| RAREUltragenyx Pharmaceutical Inc. | COM | 751,168 | $85.5M | 0.1% | – | – | History |
| AMEDAmedisys Inc | COM | 319,640 | $84.6M | 0.1% | – | – | History |
| STZConstellation Brands, Inc. | Stock | 369,976 | $84.4M | 0.1% | – | – | History |
| VICIVici Properties Inc. | COM | 2,977,781 | $84.1M | 0.1% | – | – | History |
| ZBHZimmer Biomet Holdings, Inc. | Stock | 524,601 | $84.0M | 0.1% | – | – | History |
| Teladoc Health, Inc.87918AAC9 | NOTE 1.375% 5/1 | – | $83.9M | 0.1% | – | – | – |
| MTNVail Resorts Inc | COM | 287,229 | $83.8M | 0.1% | – | – | History |
| EVRGEvergy, Inc. | Stock | 1,405,182 | $83.7M | 0.1% | – | – | History |
| DDD3D Systems Corp | COM NEW | 3,046,578 | $83.6M | 0.1% | – | – | History |
| CDNACareDx, Inc. | COM | 1,215,931 | $82.8M | 0.1% | – | – | History |
| MTSIMACOM Technology Solutions Holdings, Inc. | COM | 1,426,813 | $82.8M | 0.1% | – | – | History |
| DOVDOVER Corp | COM | 603,514 | $82.8M | 0.1% | – | – | History |
| DRIDarden Restaurants Inc | COM | 581,931 | $82.6M | 0.1% | – | – | History |
| Huazhu Group Ltd16949NAC3 | NOTE 0.375%11/0 | – | $82.1M | 0.1% | – | – | – |
| HSICHenry Schein Inc | COM | 1,184,325 | $82.0M | 0.1% | – | – | History |
| AFLAflac Inc | Stock | 1,601,946 | $82.0M | 0.1% | – | – | History |
| INSPInspire Medical Systems, Inc. | COM | 395,119 | $81.8M | 0.1% | – | – | History |
| JPMJPMorgan Chase & Co | Stock | 534,518 | $81.4M | 0.1% | – | – | History |
| Nuance Communications, Inc.67020YAG5 | DEBT 1.500%11/0 | – | $81.3M | 0.1% | – | – | – |
| Spirit Airls Inc848577AA0 | NOTE 4.750% 5/1 | – | $81.1M | 0.1% | – | – | – |
| MYGNMyriad Genetics Inc | COM | 2,659,707 | $81.0M | 0.1% | – | – | History |
| ATIAti Inc | Stock | 3,825,819 | $80.6M | 0.1% | – | – | History |
| FAFFirst American Financial Corp | Stock | 1,411,597 | $80.0M | 0.1% | – | – | History |
| XLNXXilinx Inc | COM | 640,860 | $79.4M | 0.1% | – | – | History |
| CHWYChewy, Inc. | CL A | 928,784 | $78.7M | 0.1% | – | – | History |
| QRVOQorvo, Inc. | Stock | 427,128 | $78.0M | 0.1% | – | – | History |
| ALLEAllegion plc | ORD SHS | 620,097 | $77.9M | 0.1% | – | – | History |
| AMHAmerican Homes 4 Rent | CL A | 2,312,222 | $77.1M | 0.1% | – | – | History |
| XPOXPO, Inc. | COM | 621,436 | $76.6M | 0.1% | – | – | History |
| MCKMcKesson Corp | Stock | 391,337 | $76.3M | 0.1% | – | – | History |
| PLDPrologis, Inc. | REIT | 716,201 | $75.9M | 0.1% | – | – | History |
| Twitter, Inc.90184LAD4 | NOTE 1.000% 9/1 | – | $75.8M | 0.1% | – | – | – |
| Corelogic Inc21871D103 | COM | 953,158 | $75.5M | 0.1% | – | – | – |
| PHMPultegroup Inc | COM | 1,434,235 | $75.2M | 0.1% | – | – | History |
| CACICACI International Inc | CL A | 304,339 | $75.1M | 0.1% | – | – | History |
| BLBlackline, Inc. | COM | 691,162 | $74.9M | 0.1% | – | – | History |
| WECWec Energy Group, Inc. | Stock | 794,794 | $74.4M | 0.1% | – | – | History |
| MDRXVeradigm Inc. | COM | 4,936,889 | $74.1M | 0.1% | – | – | History |
| WRBBerkley W R Corp | COM | 982,783 | $74.1M | 0.1% | – | – | History |
| SRESempra | Stock | 554,723 | $73.5M | 0.1% | – | – | History |
| RH74967XAD5 | NOTE 9/1 | – | $73.5M | 0.1% | – | – | – |
| Wix.com Ltd.92940WAB5 | NOTE 7/0 | – | $73.1M | 0.1% | – | – | – |
| Zendesk, Inc.98936JAB7 | NOTE 0.250% 3/1 | – | $73.0M | 0.1% | – | – | – |
| LULUlululemon athletica inc. | Stock | 237,219 | $72.8M | 0.1% | – | – | History |
| SCHWSchwab Charles Corp | Stock | 1,114,359 | $72.6M | 0.1% | – | – | History |
| SWKStanley Black & Decker, Inc. | COM | 361,804 | $72.2M | 0.1% | – | – | History |
| SGENSeagen Inc. | COM | 519,592 | $72.2M | 0.1% | – | – | History |
| CTASCintas Corp | Stock | 211,188 | $72.1M | 0.1% | – | – | History |
| PRAHPRA Health Sciences, Inc. | COM | 468,559 | $71.8M | 0.1% | – | – | History |
| LPXLouisiana-Pacific Corp | COM | 1,294,371 | $71.8M | 0.1% | – | – | History |
| iShares Tr464288513 | IBOXX HI YD ETF | 822,978 | $71.7M | 0.1% | – | – | – |
| SONOSonos Inc | COM | 1,913,364 | $71.7M | 0.1% | – | – | History |
| MGMMGM Resorts International | Stock | 1,884,843 | $71.6M | 0.1% | – | – | History |
| BDXBecton Dickinson & Co | Stock | 290,390 | $70.6M | 0.1% | – | – | History |
| VFCV F Corp | Stock | 879,263 | $70.3M | 0.1% | – | – | History |
| OTISOtis Worldwide Corp | Stock | 1,016,478 | $69.6M | 0.1% | – | – | History |
| Penn Natl Gaming Inc707569AU3 | NOTE 2.750% 5/1 | – | $69.5M | 0.1% | – | – | – |
| United States STL Corp New912909AT5 | NOTE 5.000%11/0 | – | $69.3M | 0.1% | – | – | – |
| ALGNAlign Technology Inc | COM | 127,850 | $69.2M | 0.1% | – | – | History |
| JBLUJetBlue Airways Corp | COM | 3,397,398 | $69.1M | 0.1% | – | – | History |
| MCHPMicrochip Technology Inc | Stock | 442,947 | $68.8M | 0.1% | – | – | History |
| HubSpot Inc443573AB6 | NOTE 0.250% 6/0 | – | $68.5M | 0.1% | – | – | – |
| MSIMotorola Solutions, Inc. | Stock | 361,865 | $68.0M | 0.1% | – | – | History |
| ITGartner Inc | COM | 372,620 | $68.0M | 0.1% | – | – | History |
| OPTUOptimum Communications, Inc. | CL A | 2,071,932 | $67.4M | 0.1% | – | – | History |
| BSXBoston Scientific Corp | Stock | 1,741,744 | $67.3M | 0.1% | – | – | History |
| TXNMTXNM Energy Inc | COM | 1,366,859 | $67.0M | 0.1% | – | – | History |
| TDToronto Dominion Bank | Stock | 1,021,188 | $66.6M | 0.1% | – | – | History |
| CMAComerica Inc | COM | 923,706 | $66.3M | 0.1% | – | – | History |
| CRMSalesforce, Inc. | Stock | 312,645 | $66.2M | 0.1% | – | – | History |
| WENWendy's Co | Stock | 3,267,634 | $66.2M | 0.1% | – | – | History |
| GPROGoPro, Inc. | CL A | 5,684,293 | $66.2M | 0.1% | – | – | History |
| TENBTenable Holdings, Inc. | COM | 1,816,058 | $65.7M | 0.1% | – | – | History |
| BBBY20230930-DK-Butterfly-1, Inc. | COM | 2,247,140 | $65.5M | 0.1% | – | – | History |
| OHIOmega Healthcare Investors Inc | COM | 1,785,698 | $65.4M | 0.1% | – | – | History |
| TLRYTilray Brands, Inc. | COM CL 2 | 2,864,727 | $65.1M | 0.1% | – | – | History |
| II-VI Inc902104AB4 | NOTE 0.250% 9/0 | – | $65.0M | 0.1% | – | – | – |
Options (686)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
The largest 100 of 686 by value.
| Security | Class | Puts | Calls |
|---|---|---|---|
| TSLATesla, Inc. | Stock | $935.3M | $522.9M |
| AMZNAmazon Com Inc | Stock | $659.3M | $187.2M |
| MELIMercadolibre Inc | COM | $416.6M | $246.7M |
| XYZBlock, Inc. | CL A | $534.0M | $126.6M |
| BABAAlibaba Group Holding Ltd | ADR | $251.7M | $288.0M |
| CCitigroup Inc | Stock | $267.2M | $120.7M |
| WFCWells Fargo & Company | Stock | $228.8M | $125.7M |
| BKNGBooking Holdings Inc. | Stock | $64.5M | $243.9M |
| AAPLApple Inc. | Stock | $272.4M | $25.2M |
| SHOPShopify Inc. | Stock | $208.5M | $77.9M |
| GMGeneral Motors Co | COM | $160.0M | $101.6M |
| CRWDCrowdStrike Holdings, Inc. | Stock | $195.5M | $64.9M |
| BABoeing Co | Stock | $167.6M | $90.3M |
| GOOGLAlphabet Inc. | Stock | $65.6M | $182.9M |
| XOMExxonMobil Holdings Corp | COM | $173.1M | $75.4M |
| TSMTaiwan Semiconductor Manufacturing Co Ltd | ADR | $192.1M | $41.2M |
| DISWalt Disney Co | Stock | $103.2M | $126.7M |
| SESea Ltd | SPONSORD ADS | $129.6M | $99.2M |
| SNAPSnap Inc | Stock | $118.6M | $104.2M |
| GOOGAlphabet Inc. | Stock | $41.4M | $176.0M |
| CRMSalesforce, Inc. | Stock | $146.6M | $70.6M |
| INTCIntel Corp | Stock | $141.5M | $75.0M |
| JPMJPMorgan Chase & Co | Stock | $113.0M | $99.7M |
| ZMZoom Communications, Inc. | Stock | $159.7M | $52.8M |
| BACBank of America Corp | Stock | $129.7M | $82.7M |
| PYPLPayPal Holdings, Inc. | Stock | $160.0M | $46.6M |
| NIONIO Inc. | ADR | $146.0M | $57.9M |
| WWayfair Inc. | CL A | $62.4M | $139.7M |
| TAT&T Inc. | Stock | $150.6M | $47.3M |
| PDDPDD Holdings Inc. | SPONSORED ADS | $157.6M | $37.5M |
| CMGChipotle Mexican Grill Inc | COM | $99.3M | $91.4M |
| MSMorgan Stanley | Stock | $122.7M | $53.9M |
| GSGoldman Sachs Group Inc | Stock | $109.9M | $61.0M |
| PFEPfizer Inc | Stock | $153.2M | $12.8M |
| MUMicron Technology Inc | Stock | $138.6M | $20.2M |
| ROKURoku, Inc | COM CL A | $94.0M | $64.5M |
| UBERUber Technologies, Inc | Stock | $99.0M | $59.1M |
| PTONPeloton Interactive, Inc. | CL A COM | $77.6M | $70.8M |
| TWTRTwitter, Inc. | COM | $79.9M | $68.1M |
| PINSPinterest, Inc. | CL A | $136.8M | $8.10M |
| METAMeta Platforms, Inc. | Stock | $35.8M | $105.6M |
| BIDUBaidu, Inc. | ADR | $128.3M | $12.5M |
| CHTRCharter Communications, Inc. | CL A | $42.0M | $91.9M |
| TTDTrade Desk, Inc. | Stock | $76.0M | $54.9M |
| BYNDBeyond Meat, Inc. | COM | $86.7M | $42.3M |
| BILIBilibili Inc. | SPONS ADS REP Z | $112.1M | $16.1M |
| KOCoca Cola Co | Stock | $74.2M | $53.5M |
| DALDelta Air Lines, Inc. | COM NEW | $98.0M | $26.2M |
| CCLCarnival Corp Ltd. | UNIT 99/99/9999 | $61.8M | $53.8M |
| NFLXNetflix Inc | Stock | $91.8M | $22.4M |
| MRNAModerna, Inc. | Stock | $45.1M | $64.7M |
| AALAmerican Airlines Group Inc. | Stock | $58.9M | $49.8M |
| COUPCoupa Software Inc | COM | $51.9M | $55.5M |
| UPSUnited Parcel Service Inc | Stock | $15.2M | $90.9M |
| FDXFedEx Corp | Stock | $57.8M | $39.5M |
| RHRH | COM | $64.1M | $29.2M |
| FFord Motor Co | Stock | $68.3M | $23.6M |
| ETSYEtsy Inc | COM | $55.5M | $36.3M |
| ABBVAbbVie Inc. | Stock | $55.4M | $34.9M |
| IBMInternational Business Machines Corp | Stock | $54.5M | $33.7M |
| WYNNWynn Resorts Ltd | COM | $49.7M | $38.5M |
| TDOCTeladoc Health, Inc. | COM | $55.1M | $31.6M |
| AZOAutoZone Inc | COM | $14.6M | $70.2M |
| AMDAdvanced Micro Devices Inc | Stock | $84.7M | – |
| SPGSimon Property Group Inc. | REIT | $55.5M | $28.4M |
| UALUnited Airlines Holdings, Inc. | COM | $51.6M | $31.9M |
| MGMMGM Resorts International | Stock | $53.7M | $28.0M |
| NOWServiceNow, Inc. | Stock | $52.8M | $28.8M |
| DKNGDraftKings Inc. | COM CL A | $30.3M | $49.4M |
| BPBP PLC | ADR | $44.4M | $35.1M |
| ZZillow Group, Inc. | CL C CAP STK | $27.1M | $52.3M |
| LYFTLyft, Inc. | CL A COM | $43.6M | $35.5M |
| CATCaterpillar Inc | Stock | $47.6M | $30.8M |
| TWLOTwilio Inc | CL A | $51.1M | $27.0M |
| NVDANVIDIA Corp | Stock | $68.8M | $8.81M |
| MRKMerck & Co., Inc. | Stock | $63.1M | $14.5M |
| Paramount Global92556H206 | CL B | $21.5M | $55.8M |
| SPOTSpotify Technology S.A. | Stock | $56.0M | $20.0M |
| FSLYFastly, Inc. | CL A | $53.0M | $22.9M |
| HUBSHubSpot Inc | COM | $40.9M | $32.9M |
| ADBEAdobe Inc. | Stock | $32.6M | $38.0M |
| JDJD.com, Inc. | SPON ADS CL A | $55.3M | $15.2M |
| FCXFreeport-McMoran Inc | Stock | $37.8M | $32.0M |
| CVSCVS Health Corp | Stock | $49.8M | $19.8M |
| SEDGSolaredge Technologies, Inc. | COM | $52.6M | $16.4M |
| CVXChevron Corp | Stock | $34.7M | $34.2M |
| RCLRoyal Caribbean Cruises Ltd | COM | $29.3M | $39.0M |
| EXPEExpedia Group, Inc. | Stock | $28.7M | $38.2M |
| ENPHEnphase Energy, Inc. | Stock | $48.2M | $17.0M |
| LMTLockheed Martin Corp | Stock | $27.8M | $35.3M |
| REGNRegeneron Pharmaceuticals, Inc. | COM | $48.5M | $14.2M |
| DDOGDatadog, Inc. | CL A COM | $42.5M | $19.3M |
| DXCMDexcom Inc | COM | $34.8M | $26.0M |
| ZSZscaler, Inc. | Stock | $28.9M | $31.8M |
| ISRGIntuitive Surgical Inc | COM NEW | $30.6M | $29.9M |
| SAMBoston Beer Co Inc | CL A | $55.6M | $3.98M |
| VALEVale S.A. | SPONSORED ADS | $25.0M | $34.1M |
| RNGRingCentral, Inc. | CL A | $31.8M | $26.6M |
| Barrick Gold Corp067901108 | COM | $47.8M | $9.30M |
| WMTWalmart Inc. | Stock | $52.1M | $4.25M |