D. E. Shaw & Co., Inc.
- SEC CIK
- 0001009207
- Latest filing
- Aug 14, 2026
Holdings in Q1 2021
Holdings as of Mar 31, 2021, filed May 17, 2021. Long positions only.
- Positions
- 2,918
- No 13F data for Q4 2020
- Portfolio value
- $81.5B
- No 13F data for Q4 2020
Livermore's 13F data starts with Q1 2021, so this quarter has no previous quarter to compare with and changes are not shown.
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| PTEPolarityte, Inc. | COM | 10,162 | $11.0K | <0.1% | – | – | History |
| Reinvent Technology PartnersG74847115 | *W EXP 09/16/202 | 10,000 | $16.0K | <0.1% | – | – | – |
| Primavera Capital Acquist CoG7255E117 | *W EXP 01/19/202 | 25,000 | $21.0K | <0.1% | – | – | – |
| TYMETyme Technologies, Inc. | COM | 13,158 | $23.0K | <0.1% | – | – | History |
| GAUGaliano Gold Inc. | COM | 23,655 | $26.0K | <0.1% | – | – | History |
| Citic Capital Acquisition CoG21513117 | *W EXP 01/17/202 | 25,000 | $28.0K | <0.1% | – | – | – |
| THTarget Hospitality Corp. | COM | 12,227 | $31.0K | <0.1% | – | – | History |
| Altimeter Growth CorpG0370L116 | *W EXP 09/30/202 | 10,000 | $31.0K | <0.1% | – | – | – |
| Tiga Acquisition CorpG88672111 | *W EXP 11/06/202 | 25,446 | $33.0K | <0.1% | – | – | – |
| Canoo Inc.13803R110 | *W EXP 12/21/202 | 11,872 | $34.0K | <0.1% | – | – | – |
| ARCArc Document Solutions, Inc. | COM | 16,803 | $35.0K | <0.1% | – | – | History |
| ASAPWaitr Holdings Inc. | COM | 13,701 | $40.0K | <0.1% | – | – | History |
| OGIOrganigram Global Inc. | COM | 13,300 | $46.0K | <0.1% | – | – | History |
| ABEVAmbev S.A. | SPONSORED ADR | 17,565 | $48.0K | <0.1% | – | – | History |
| Pieris Pharmaceuticals Inc720795103 | COM | 19,088 | $49.0K | <0.1% | – | – | – |
| IVRInvesco Mortgage Capital Inc. | COM | 12,505 | $50.0K | <0.1% | – | – | History |
| Switchback II CorpG8633T107 | *W EXP 01/07/202 | 25,000 | $50.0K | <0.1% | – | – | – |
| CALACalithera Biosciences, Inc. | COM | 21,125 | $51.0K | <0.1% | – | – | History |
| SYBXSynlogic, Inc. | COM | 14,167 | $51.0K | <0.1% | – | – | History |
| SC Health CorpG78516401 | *W EXP 99/99/999 | 26,863 | $51.0K | <0.1% | – | – | – |
| VLDXWVelo3D, Inc. | *W EXP 12/01/202 | 26,470 | $52.0K | <0.1% | – | – | History |
| CASICASI Pharmaceuticals, Inc (DE) | COM | 22,596 | $54.0K | <0.1% | – | – | History |
| Cascade Acquisition Corp147151112 | *W EXP 11/30/202 | 64,699 | $58.0K | <0.1% | – | – | – |
| Kismet Acquisition One CorpG52753111 | *W EXP 99/99/999 | 75,000 | $60.0K | <0.1% | – | – | – |
| MRKRMarker Therapeutics, Inc. | COM | 27,399 | $61.0K | <0.1% | – | – | History |
| Fortress Value Acquis Corp I34964G115 | *W EXP 12/31/202 | 59,415 | $62.0K | <0.1% | – | – | – |
| NWGNatWest Group plc | SPONS ADR 2 ORD | 23,019 | $62.0K | <0.1% | – | – | History |
| CAAPCorporacion America Airports S.A. | COM | 12,859 | $63.0K | <0.1% | – | – | History |
| Dragoneer Growth Opportun CoG28302118 | *W EXP 08/18/202 | 40,000 | $64.0K | <0.1% | – | – | – |
| ITIIteris, Inc. | COM | 10,496 | $65.0K | <0.1% | – | – | History |
| OXSQOxford Square Capital Corp. | COM | 14,435 | $67.0K | <0.1% | – | – | History |
| Kludein I Acquisition Corp49878L117 | *W EXP 07/08/202 | 125,000 | $70.0K | <0.1% | – | – | – |
| Lionheart Acquisition Corp I53625R112 | *W EXP 02/14/202 | 100,000 | $72.0K | <0.1% | – | – | – |
| Glry STR NW Mdia Grup Hldg LG39973113 | *W EXP 02/13/202 | 500,773 | $73.0K | <0.1% | – | – | – |
| Northern Genesis Acquisition66516U119 | *W EXP 01/15/202 | 66,666 | $77.0K | <0.1% | – | – | – |
| Class Acceleration Corp18274B114 | *W EXP 03/31/202 | 125,000 | $78.0K | <0.1% | – | – | – |
| GNEGenie Energy Ltd. | CL B | 12,516 | $79.0K | <0.1% | – | – | History |
| CHSChico's Fas, Inc. | COM | 23,913 | $79.0K | <0.1% | – | – | History |
| FLNTFluent, Inc. | COM | 20,859 | $86.0K | <0.1% | – | – | History |
| FABCFabric.AI, Inc. | COM | 13,484 | $87.0K | <0.1% | – | – | History |
| SOLOElectrameccanica Vehicles Corp. | COM NEW | 18,633 | $88.0K | <0.1% | – | – | History |
| YQ17 Education & Technology Group Inc. | ADS | 12,546 | $90.0K | <0.1% | – | – | History |
| Companhia Brasileira de Dist20440T300 | SPONSORED ADR | 15,559 | $91.0K | <0.1% | – | – | – |
| SLDBSolid Biosciences Inc. | COM | 16,483 | $91.0K | <0.1% | – | – | History |
| New Gold Inc Cda644535106 | COM | 60,024 | $92.0K | <0.1% | – | – | – |
| HMYHarmony Gold Mining Co Ltd | ADR | 21,354 | $93.0K | <0.1% | – | – | History |
| Nuvation Bio Inc.67080N119 | *W EXP 07/07/202 | 35,401 | $95.0K | <0.1% | – | – | – |
| Replay Acquisition CorpG75130107 | COM | 10,000 | $96.0K | <0.1% | – | – | – |
| TGSGas Transporter of the South Inc | SPONSORED ADS B | 20,429 | $99.0K | <0.1% | – | – | History |
| GALTGalectin Therapeutics Inc | COM NEW | 45,775 | $99.0K | <0.1% | – | – | History |
| Hudson Executive Invt Corp443761101 | COM CL A | 10,208 | $101.0K | <0.1% | – | – | – |
| BTGB2GOLD Corp | COM | 23,756 | $102.0K | <0.1% | – | – | History |
| Tuscan Hldgs Corp II90070A111 | *W EXP 99/99/999 | 127,823 | $102.0K | <0.1% | – | – | – |
| UWMCUWM Holdings Corp | COM CL A | 12,985 | $103.0K | <0.1% | – | – | History |
| CTTCatchMark Timber Trust, Inc. | CL A | 10,093 | $103.0K | <0.1% | – | – | History |
| Better World Acquisition Cor08772B112 | *W EXP 11/15/202 | 100,770 | $104.0K | <0.1% | – | – | – |
| Novus Capital Corporation II67012W203 | UNIT 99/99/9999 | 10,426 | $104.0K | <0.1% | – | – | – |
| AAICArlington Asset Investment Corp. | CL A NEW | 26,811 | $108.0K | <0.1% | – | – | History |
| Mudrick Capital Acqu Corp II62477L107 | COM CL A | 11,000 | $108.0K | <0.1% | – | – | – |
| MGIMoneygram International Inc | COM NEW | 16,915 | $111.0K | <0.1% | – | – | History |
| ACIUAC Immune SA | SHS | 14,716 | $112.0K | <0.1% | – | – | History |
| Equity Distr Acquisition Cor29465E114 | *W EXP 09/09/202 | 104,166 | $112.0K | <0.1% | – | – | – |
| Goal Acquisitions Corp38021H206 | UNIT 99/99/9999 | 11,558 | $116.0K | <0.1% | – | – | – |
| SBTSterling Bancorp, Inc. | COM | 20,434 | $116.0K | <0.1% | – | – | History |
| Voya Prime Rate Tr92913A100 | SH BEN INT | 25,000 | $116.0K | <0.1% | – | – | – |
| DBDeutsche Bank Aktiengesellschaft | NAMEN AKT | 10,013 | $120.0K | <0.1% | – | – | History |
| PFLTPennantPark Floating Rate Capital Ltd. | COM | 10,169 | $121.0K | <0.1% | – | – | History |
| PBFSPioneer Bancorp, Inc. | COM | 10,414 | $121.0K | <0.1% | – | – | History |
| VKTXViking Therapeutics, Inc. | COM | 19,239 | $122.0K | <0.1% | – | – | History |
| SIGASiga Technologies Inc | COM | 19,145 | $124.0K | <0.1% | – | – | History |
| Ushg Acquisition Corp91748P209 | UNIT 99/99/9999 | 12,294 | $124.0K | <0.1% | – | – | – |
| Zix Corp98974P100 | COM | 16,386 | $124.0K | <0.1% | – | – | – |
| Cartesian Growth CorpG19276123 | UNIT 02/26/2028 | 12,500 | $124.0K | <0.1% | – | – | – |
| Highland Transcend PartnersG44690108 | COM CL A | 12,700 | $124.0K | <0.1% | – | – | – |
| LQDALiquidia Corp | COM NEW | 46,691 | $125.0K | <0.1% | – | – | History |
| Flame Acquisition Corp33850F207 | UNIT 99/99/9999 | 13,080 | $130.0K | <0.1% | – | – | – |
| CIMChimera Investment Corp | COM NEW | 10,332 | $131.0K | <0.1% | – | – | History |
| NOANorth American Construction Group Ltd. | COM | 12,400 | $134.0K | <0.1% | – | – | History |
| Investindustrial Acquisition Corp.G4771L113 | *W EXP 10/30/202 | 166,666 | $137.0K | <0.1% | – | – | – |
| ROCCBaytex Energy USA, Inc. | COM | 10,388 | $139.0K | <0.1% | – | – | History |
| Vectoiq Acquisition Corp II92244F117 | *W EXP 01/07/202 | 110,000 | $139.0K | <0.1% | – | – | – |
| Vectoiq Acquisition Corp II92244F208 | UNIT 99/99/9999 | 13,853 | $140.0K | <0.1% | – | – | – |
| RPTRithm Property Trust Inc. | COM | 13,003 | $142.0K | <0.1% | – | – | History |
| LBCLuther Burbank Corp | COM | 12,063 | $143.0K | <0.1% | – | – | History |
| NMFCNew Mountain Finance Corp | COM | 11,695 | $145.0K | <0.1% | – | – | History |
| Reinvent Technology PartnersG7483N103 | *W EXP 09/16/202 | 73,750 | $149.0K | <0.1% | – | – | – |
| KEPKorea Electric Power Corp | SPONSORED ADR | 14,619 | $150.0K | <0.1% | – | – | History |
| Social Capital Hedosopha HLDG82514111 | *W EXP 09/26/202 | 62,500 | $152.0K | <0.1% | – | – | – |
| AUPHAurinia Pharmaceuticals Inc. | COM | 11,835 | $154.0K | <0.1% | – | – | History |
| ASURAsure Software Inc | COM | 20,100 | $154.0K | <0.1% | – | – | History |
| YRDYiren Digital Ltd. | SPONSORED ADS | 30,495 | $155.0K | <0.1% | – | – | History |
| KPTIKaryopharm Therapeutics Inc. | COM | 14,865 | $156.0K | <0.1% | – | – | History |
| SFESSafeguard Scientifics Inc | COM NEW | 22,887 | $156.0K | <0.1% | – | – | History |
| GLNGGolar LNG Ltd | SHS | 15,367 | $157.0K | <0.1% | – | – | History |
| B Riley Principal 150 Merger05601V202 | UNIT 99/99/9999 | 15,900 | $159.0K | <0.1% | – | – | – |
| NEXANexa Resources S.A. | COM | 15,912 | $163.0K | <0.1% | – | – | History |
| MNOVMedicinova Inc | COM NEW | 32,702 | $165.0K | <0.1% | – | – | History |
| Warrior Technologies Acqui C936273200 | UNIT 03/31/2028 | 16,666 | $165.0K | <0.1% | – | – | – |
| SCWXSecureWorks Corp | CL A | 12,398 | $166.0K | <0.1% | – | – | History |
| ACICAmerican Coastal Insurance Corp | COM | 23,167 | $167.0K | <0.1% | – | – | History |
Options (686)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
The largest 100 of 686 by value.
| Security | Class | Puts | Calls |
|---|---|---|---|
| TSLATesla, Inc. | Stock | $935.3M | $522.9M |
| AMZNAmazon Com Inc | Stock | $659.3M | $187.2M |
| MELIMercadolibre Inc | COM | $416.6M | $246.7M |
| XYZBlock, Inc. | CL A | $534.0M | $126.6M |
| BABAAlibaba Group Holding Ltd | ADR | $251.7M | $288.0M |
| CCitigroup Inc | Stock | $267.2M | $120.7M |
| WFCWells Fargo & Company | Stock | $228.8M | $125.7M |
| BKNGBooking Holdings Inc. | Stock | $64.5M | $243.9M |
| AAPLApple Inc. | Stock | $272.4M | $25.2M |
| SHOPShopify Inc. | Stock | $208.5M | $77.9M |
| GMGeneral Motors Co | COM | $160.0M | $101.6M |
| CRWDCrowdStrike Holdings, Inc. | Stock | $195.5M | $64.9M |
| BABoeing Co | Stock | $167.6M | $90.3M |
| GOOGLAlphabet Inc. | Stock | $65.6M | $182.9M |
| XOMExxonMobil Holdings Corp | COM | $173.1M | $75.4M |
| TSMTaiwan Semiconductor Manufacturing Co Ltd | ADR | $192.1M | $41.2M |
| DISWalt Disney Co | Stock | $103.2M | $126.7M |
| SESea Ltd | SPONSORD ADS | $129.6M | $99.2M |
| SNAPSnap Inc | Stock | $118.6M | $104.2M |
| GOOGAlphabet Inc. | Stock | $41.4M | $176.0M |
| CRMSalesforce, Inc. | Stock | $146.6M | $70.6M |
| INTCIntel Corp | Stock | $141.5M | $75.0M |
| JPMJPMorgan Chase & Co | Stock | $113.0M | $99.7M |
| ZMZoom Communications, Inc. | Stock | $159.7M | $52.8M |
| BACBank of America Corp | Stock | $129.7M | $82.7M |
| PYPLPayPal Holdings, Inc. | Stock | $160.0M | $46.6M |
| NIONIO Inc. | ADR | $146.0M | $57.9M |
| WWayfair Inc. | CL A | $62.4M | $139.7M |
| TAT&T Inc. | Stock | $150.6M | $47.3M |
| PDDPDD Holdings Inc. | SPONSORED ADS | $157.6M | $37.5M |
| CMGChipotle Mexican Grill Inc | COM | $99.3M | $91.4M |
| MSMorgan Stanley | Stock | $122.7M | $53.9M |
| GSGoldman Sachs Group Inc | Stock | $109.9M | $61.0M |
| PFEPfizer Inc | Stock | $153.2M | $12.8M |
| MUMicron Technology Inc | Stock | $138.6M | $20.2M |
| ROKURoku, Inc | COM CL A | $94.0M | $64.5M |
| UBERUber Technologies, Inc | Stock | $99.0M | $59.1M |
| PTONPeloton Interactive, Inc. | CL A COM | $77.6M | $70.8M |
| TWTRTwitter, Inc. | COM | $79.9M | $68.1M |
| PINSPinterest, Inc. | CL A | $136.8M | $8.10M |
| METAMeta Platforms, Inc. | Stock | $35.8M | $105.6M |
| BIDUBaidu, Inc. | ADR | $128.3M | $12.5M |
| CHTRCharter Communications, Inc. | CL A | $42.0M | $91.9M |
| TTDTrade Desk, Inc. | Stock | $76.0M | $54.9M |
| BYNDBeyond Meat, Inc. | COM | $86.7M | $42.3M |
| BILIBilibili Inc. | SPONS ADS REP Z | $112.1M | $16.1M |
| KOCoca Cola Co | Stock | $74.2M | $53.5M |
| DALDelta Air Lines, Inc. | COM NEW | $98.0M | $26.2M |
| CCLCarnival Corp Ltd. | UNIT 99/99/9999 | $61.8M | $53.8M |
| NFLXNetflix Inc | Stock | $91.8M | $22.4M |
| MRNAModerna, Inc. | Stock | $45.1M | $64.7M |
| AALAmerican Airlines Group Inc. | Stock | $58.9M | $49.8M |
| COUPCoupa Software Inc | COM | $51.9M | $55.5M |
| UPSUnited Parcel Service Inc | Stock | $15.2M | $90.9M |
| FDXFedEx Corp | Stock | $57.8M | $39.5M |
| RHRH | COM | $64.1M | $29.2M |
| FFord Motor Co | Stock | $68.3M | $23.6M |
| ETSYEtsy Inc | COM | $55.5M | $36.3M |
| ABBVAbbVie Inc. | Stock | $55.4M | $34.9M |
| IBMInternational Business Machines Corp | Stock | $54.5M | $33.7M |
| WYNNWynn Resorts Ltd | COM | $49.7M | $38.5M |
| TDOCTeladoc Health, Inc. | COM | $55.1M | $31.6M |
| AZOAutoZone Inc | COM | $14.6M | $70.2M |
| AMDAdvanced Micro Devices Inc | Stock | $84.7M | – |
| SPGSimon Property Group Inc. | REIT | $55.5M | $28.4M |
| UALUnited Airlines Holdings, Inc. | COM | $51.6M | $31.9M |
| MGMMGM Resorts International | Stock | $53.7M | $28.0M |
| NOWServiceNow, Inc. | Stock | $52.8M | $28.8M |
| DKNGDraftKings Inc. | COM CL A | $30.3M | $49.4M |
| BPBP PLC | ADR | $44.4M | $35.1M |
| ZZillow Group, Inc. | CL C CAP STK | $27.1M | $52.3M |
| LYFTLyft, Inc. | CL A COM | $43.6M | $35.5M |
| CATCaterpillar Inc | Stock | $47.6M | $30.8M |
| TWLOTwilio Inc | CL A | $51.1M | $27.0M |
| NVDANVIDIA Corp | Stock | $68.8M | $8.81M |
| MRKMerck & Co., Inc. | Stock | $63.1M | $14.5M |
| Paramount Global92556H206 | CL B | $21.5M | $55.8M |
| SPOTSpotify Technology S.A. | Stock | $56.0M | $20.0M |
| FSLYFastly, Inc. | CL A | $53.0M | $22.9M |
| HUBSHubSpot Inc | COM | $40.9M | $32.9M |
| ADBEAdobe Inc. | Stock | $32.6M | $38.0M |
| JDJD.com, Inc. | SPON ADS CL A | $55.3M | $15.2M |
| FCXFreeport-McMoran Inc | Stock | $37.8M | $32.0M |
| CVSCVS Health Corp | Stock | $49.8M | $19.8M |
| SEDGSolaredge Technologies, Inc. | COM | $52.6M | $16.4M |
| CVXChevron Corp | Stock | $34.7M | $34.2M |
| RCLRoyal Caribbean Cruises Ltd | COM | $29.3M | $39.0M |
| EXPEExpedia Group, Inc. | Stock | $28.7M | $38.2M |
| ENPHEnphase Energy, Inc. | Stock | $48.2M | $17.0M |
| LMTLockheed Martin Corp | Stock | $27.8M | $35.3M |
| REGNRegeneron Pharmaceuticals, Inc. | COM | $48.5M | $14.2M |
| DDOGDatadog, Inc. | CL A COM | $42.5M | $19.3M |
| DXCMDexcom Inc | COM | $34.8M | $26.0M |
| ZSZscaler, Inc. | Stock | $28.9M | $31.8M |
| ISRGIntuitive Surgical Inc | COM NEW | $30.6M | $29.9M |
| SAMBoston Beer Co Inc | CL A | $55.6M | $3.98M |
| VALEVale S.A. | SPONSORED ADS | $25.0M | $34.1M |
| RNGRingCentral, Inc. | CL A | $31.8M | $26.6M |
| Barrick Gold Corp067901108 | COM | $47.8M | $9.30M |
| WMTWalmart Inc. | Stock | $52.1M | $4.25M |