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D. E. Shaw & Co., Inc.

SEC CIK
0001009207
Latest filing
Aug 14, 2026

Holdings in Q1 2021

Holdings as of Mar 31, 2021, filed May 17, 2021. Long positions only.

Institution overview
Positions
2,918
No 13F data for Q4 2020
Portfolio value
$81.5B
No 13F data for Q4 2020
Filed
May 17, 2021
SEC

Livermore's 13F data starts with Q1 2021, so this quarter has no previous quarter to compare with and changes are not shown.

Holdings of D. E. Shaw & Co., Inc. in Q1 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
MSFTMicrosoft CorpStock8,495,662$2.00B2.5%––History
AAPLApple Inc.Stock13,556,061$1.66B2.0%––History
AMZNAmazon Com IncStock337,714$1.04B1.3%––History
TSLATesla, Inc.Stock1,525,530$1.02B1.2%––History
DISWalt Disney CoStock4,462,025$823.3M1.0%––History
MRKMerck & Co., Inc.Stock9,803,194$755.7M0.9%––History
KOCoca Cola CoStock13,628,170$718.3M0.9%––History
METAMeta Platforms, Inc.Stock2,283,781$672.6M0.8%––History
NVDANVIDIA CorpStock1,236,916$660.4M0.8%––History
MUMicron Technology IncStock7,270,193$641.3M0.8%––History
COSTCostco Wholesale CorpStock1,801,341$634.9M0.8%––History
BIDUBaidu, Inc.ADR2,881,724$626.9M0.8%––History
GOOGLAlphabet Inc.Stock285,255$588.3M0.7%––History
SNAPSnap IncStock11,068,864$578.8M0.7%––History
PGProcter & Gamble CoStock3,954,648$535.6M0.7%––History
Sea Ltd81141RAD2NOTE 1.000%12/0–$475.3M0.6%–––
MAMastercard IncStock1,331,643$474.1M0.6%––History
ADBEAdobe Inc.Stock980,917$466.3M0.6%––History
MCDMcDonalds CorpStock2,039,628$457.2M0.6%––History
MDTMedtronic plcStock3,780,972$446.6M0.5%––History
SHOPShopify Inc.Stock403,468$446.4M0.5%––History
NIONIO Inc.ADR11,388,201$443.9M0.5%––History
PLUGPlug Power IncStock12,107,140$433.9M0.5%––History
AMTAmerican Tower CorpREIT1,790,906$428.1M0.5%––History
XYZBlock, Inc.CL A1,851,286$420.3M0.5%––History
VRSNVerisign IncCOM2,072,049$411.8M0.5%––History
CSCOCisco Systems, Inc.Stock7,950,630$411.1M0.5%––History
TAT&T Inc.Stock12,888,158$390.1M0.5%––History
Twilio Inc90138FAB8NOTE 0.250% 6/0–$386.6M0.5%–––
BRK.BBerkshire Hathaway IncStock1,505,574$384.6M0.5%––History
ZTSZoetis Inc.Stock2,404,339$378.6M0.5%––History
JNJJohnson & JohnsonStock2,279,623$374.7M0.5%––History
ROKURoku, IncCOM CL A1,139,487$371.2M0.5%––History
TGTTarget CorpStock1,857,746$368.0M0.5%––History
WFCWells Fargo & CompanyStock9,322,350$364.2M0.4%––History
EXPEExpedia Group, Inc.Stock2,105,910$362.5M0.4%––History
LMTLockheed Martin CorpStock959,470$354.5M0.4%––History
CLColgate Palmolive CoStock4,479,233$353.1M0.4%––History
TMETencent Music Entertainment GroupSPON ADS17,128,428$351.0M0.4%––History
NFLXNetflix IncStock665,301$347.1M0.4%––History
VVisa Inc.Stock1,632,196$345.6M0.4%––History
Liberty Media Corp Del531229607COM C SIRIUSXM7,637,743$336.9M0.4%–––
INFOIHS Markit Ltd.SHS3,436,059$332.5M0.4%––History
XOMExxonMobil Holdings CorpCOM5,663,225$316.2M0.4%––History
CRWDCrowdStrike Holdings, Inc.Stock1,716,258$313.2M0.4%––History
BABAAlibaba Group Holding LtdADR1,373,741$311.5M0.4%––History
UBERUber Technologies, IncStock5,630,354$306.9M0.4%––History
TWLOTwilio IncCL A883,614$301.1M0.4%––History
CVXChevron CorpStock2,871,557$300.9M0.4%––History
XUnited States Steel CorpCOM11,179,618$292.6M0.4%––History
SBACSba Communications CorpCL A999,562$277.4M0.3%––History
FISFidelity National Information Services, Inc.Stock1,963,403$276.1M0.3%––History
Farfetch Ltd30744W107ORD SH CL A5,181,254$274.7M0.3%–––
EXEExpand Energy CorpCOM6,225,396$270.1M0.3%––History
INTCIntel CorpStock4,166,519$266.7M0.3%––History
QCOMQualcomm IncStock1,995,772$264.6M0.3%––History
LOWLowes Companies IncStock1,384,809$263.4M0.3%––History
ICEIntercontinental Exchange, Inc.Stock2,343,873$261.8M0.3%––History
PYPLPayPal Holdings, Inc.Stock1,052,729$255.6M0.3%––History
BAXBaxter International IncStock3,014,219$254.2M0.3%––History
WMTWalmart Inc.Stock1,836,845$249.5M0.3%––History
ZZillow Group, Inc.CL C CAP STK1,871,549$242.6M0.3%––History
Snap Inc83304AAB2NOTE 0.750% 8/0–$241.4M0.3%–––
HIGHartford Insurance Group, Inc.Stock3,514,648$234.7M0.3%––History
Teradyne, Inc880770AG7NOTE 1.250%12/1–$233.8M0.3%–––
CVNACarvana Co.CL A882,665$231.6M0.3%––History
Dexcom Inc252131AH0NOTE 0.750%12/0–$230.3M0.3%–––
MXIMMaxim Integrated Products IncCOM2,490,173$227.5M0.3%––History
TJXTJX Companies IncStock3,422,238$226.4M0.3%––History
ATVIActivision Blizzard, Inc.COM2,351,117$218.7M0.3%––History
Nuance Communications, Inc.67020YAK6DBCV 1.000%12/1–$216.6M0.3%–––
VIPSVipshop Holdings LtdSPONSORED ADS A7,230,549$215.9M0.3%––History
DDominion Energy, IncStock2,762,835$209.9M0.3%––History
TRUTransUnionCOM2,326,650$209.4M0.3%––History
AMGNAmgen IncStock837,995$208.5M0.3%––History
ABTAbbott LaboratoriesStock1,726,940$207.0M0.3%––History
SYNAPTICS Inc87157DAD1NOTE 0.500% 6/1–$203.5M0.2%–––
Liberty Media Corp531229409COM A SIRIUSXM4,600,611$202.8M0.2%–––
NOCNorthrop Grumman CorpStock624,766$202.2M0.2%––History
Workday, Inc.98138HAF8NOTE 0.250%10/0–$201.6M0.2%–––
TWTRTwitter, Inc.COM3,097,496$197.1M0.2%––History
PINSPinterest, Inc.CL A2,613,194$193.5M0.2%––History
WORKSlack Technologies, Inc.COM CL A4,733,945$192.3M0.2%––History
VZVerizon Communications IncStock3,252,439$189.1M0.2%––History
NEENextera Energy IncStock2,494,309$188.6M0.2%––History
BKIBlack Knight, Inc.COM2,515,884$186.2M0.2%––History
ROPRoper Technologies IncStock460,026$185.5M0.2%––History
LBRDKLiberty Broadband CorpCOM SER C1,229,736$184.6M0.2%––History
SUSuncor Energy IncStock8,713,440$182.2M0.2%––History
EAElectronic Arts Inc.COM1,334,787$180.7M0.2%––History
COFCapital One Financial CorpStock1,413,631$179.9M0.2%––History
SLBSLB LimitedStock6,578,898$178.9M0.2%––History
Palo Alto Networks Inc697435AD7NOTE 0.750% 7/0–$177.8M0.2%–––
RH74967XAA1NOTE 6/1–$177.6M0.2%–––
CAHCardinal Health IncStock2,878,215$174.9M0.2%––History
RCLRoyal Caribbean Cruises LtdCOM2,025,894$173.4M0.2%––History
SPYSPDR S&P 500 ETF TrustETF436,348$172.9M0.2%––History
UAAUnder Armour, Inc.Stock7,711,322$170.9M0.2%––History
BIIBBiogen Inc.COM609,240$170.4M0.2%––History
ACNAccenture plcStock608,206$168.0M0.2%––History

Options (686)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

The largest 100 of 686 by value.

Option positions of D. E. Shaw & Co., Inc. in Q1 2021
SecurityClassPutsCalls
TSLATesla, Inc.Stock$935.3M$522.9M
AMZNAmazon Com IncStock$659.3M$187.2M
MELIMercadolibre IncCOM$416.6M$246.7M
XYZBlock, Inc.CL A$534.0M$126.6M
BABAAlibaba Group Holding LtdADR$251.7M$288.0M
CCitigroup IncStock$267.2M$120.7M
WFCWells Fargo & CompanyStock$228.8M$125.7M
BKNGBooking Holdings Inc.Stock$64.5M$243.9M
AAPLApple Inc.Stock$272.4M$25.2M
SHOPShopify Inc.Stock$208.5M$77.9M
GMGeneral Motors CoCOM$160.0M$101.6M
CRWDCrowdStrike Holdings, Inc.Stock$195.5M$64.9M
BABoeing CoStock$167.6M$90.3M
GOOGLAlphabet Inc.Stock$65.6M$182.9M
XOMExxonMobil Holdings CorpCOM$173.1M$75.4M
TSMTaiwan Semiconductor Manufacturing Co LtdADR$192.1M$41.2M
DISWalt Disney CoStock$103.2M$126.7M
SESea LtdSPONSORD ADS$129.6M$99.2M
SNAPSnap IncStock$118.6M$104.2M
GOOGAlphabet Inc.Stock$41.4M$176.0M
CRMSalesforce, Inc.Stock$146.6M$70.6M
INTCIntel CorpStock$141.5M$75.0M
JPMJPMorgan Chase & CoStock$113.0M$99.7M
ZMZoom Communications, Inc.Stock$159.7M$52.8M
BACBank of America CorpStock$129.7M$82.7M
PYPLPayPal Holdings, Inc.Stock$160.0M$46.6M
NIONIO Inc.ADR$146.0M$57.9M
WWayfair Inc.CL A$62.4M$139.7M
TAT&T Inc.Stock$150.6M$47.3M
PDDPDD Holdings Inc.SPONSORED ADS$157.6M$37.5M
CMGChipotle Mexican Grill IncCOM$99.3M$91.4M
MSMorgan StanleyStock$122.7M$53.9M
GSGoldman Sachs Group IncStock$109.9M$61.0M
PFEPfizer IncStock$153.2M$12.8M
MUMicron Technology IncStock$138.6M$20.2M
ROKURoku, IncCOM CL A$94.0M$64.5M
UBERUber Technologies, IncStock$99.0M$59.1M
PTONPeloton Interactive, Inc.CL A COM$77.6M$70.8M
TWTRTwitter, Inc.COM$79.9M$68.1M
PINSPinterest, Inc.CL A$136.8M$8.10M
METAMeta Platforms, Inc.Stock$35.8M$105.6M
BIDUBaidu, Inc.ADR$128.3M$12.5M
CHTRCharter Communications, Inc.CL A$42.0M$91.9M
TTDTrade Desk, Inc.Stock$76.0M$54.9M
BYNDBeyond Meat, Inc.COM$86.7M$42.3M
BILIBilibili Inc.SPONS ADS REP Z$112.1M$16.1M
KOCoca Cola CoStock$74.2M$53.5M
DALDelta Air Lines, Inc.COM NEW$98.0M$26.2M
CCLCarnival Corp Ltd.UNIT 99/99/9999$61.8M$53.8M
NFLXNetflix IncStock$91.8M$22.4M
MRNAModerna, Inc.Stock$45.1M$64.7M
AALAmerican Airlines Group Inc.Stock$58.9M$49.8M
COUPCoupa Software IncCOM$51.9M$55.5M
UPSUnited Parcel Service IncStock$15.2M$90.9M
FDXFedEx CorpStock$57.8M$39.5M
RHRHCOM$64.1M$29.2M
FFord Motor CoStock$68.3M$23.6M
ETSYEtsy IncCOM$55.5M$36.3M
ABBVAbbVie Inc.Stock$55.4M$34.9M
IBMInternational Business Machines CorpStock$54.5M$33.7M
WYNNWynn Resorts LtdCOM$49.7M$38.5M
TDOCTeladoc Health, Inc.COM$55.1M$31.6M
AZOAutoZone IncCOM$14.6M$70.2M
AMDAdvanced Micro Devices IncStock$84.7M–
SPGSimon Property Group Inc.REIT$55.5M$28.4M
UALUnited Airlines Holdings, Inc.COM$51.6M$31.9M
MGMMGM Resorts InternationalStock$53.7M$28.0M
NOWServiceNow, Inc.Stock$52.8M$28.8M
DKNGDraftKings Inc.COM CL A$30.3M$49.4M
BPBP PLCADR$44.4M$35.1M
ZZillow Group, Inc.CL C CAP STK$27.1M$52.3M
LYFTLyft, Inc.CL A COM$43.6M$35.5M
CATCaterpillar IncStock$47.6M$30.8M
TWLOTwilio IncCL A$51.1M$27.0M
NVDANVIDIA CorpStock$68.8M$8.81M
MRKMerck & Co., Inc.Stock$63.1M$14.5M
Paramount Global92556H206CL B$21.5M$55.8M
SPOTSpotify Technology S.A.Stock$56.0M$20.0M
FSLYFastly, Inc.CL A$53.0M$22.9M
HUBSHubSpot IncCOM$40.9M$32.9M
ADBEAdobe Inc.Stock$32.6M$38.0M
JDJD.com, Inc.SPON ADS CL A$55.3M$15.2M
FCXFreeport-McMoran IncStock$37.8M$32.0M
CVSCVS Health CorpStock$49.8M$19.8M
SEDGSolaredge Technologies, Inc.COM$52.6M$16.4M
CVXChevron CorpStock$34.7M$34.2M
RCLRoyal Caribbean Cruises LtdCOM$29.3M$39.0M
EXPEExpedia Group, Inc.Stock$28.7M$38.2M
ENPHEnphase Energy, Inc.Stock$48.2M$17.0M
LMTLockheed Martin CorpStock$27.8M$35.3M
REGNRegeneron Pharmaceuticals, Inc.COM$48.5M$14.2M
DDOGDatadog, Inc.CL A COM$42.5M$19.3M
DXCMDexcom IncCOM$34.8M$26.0M
ZSZscaler, Inc.Stock$28.9M$31.8M
ISRGIntuitive Surgical IncCOM NEW$30.6M$29.9M
SAMBoston Beer Co IncCL A$55.6M$3.98M
VALEVale S.A.SPONSORED ADS$25.0M$34.1M
RNGRingCentral, Inc.CL A$31.8M$26.6M
Barrick Gold Corp067901108COM$47.8M$9.30M
WMTWalmart Inc.Stock$52.1M$4.25M