D. E. Shaw & Co., Inc.
- SEC CIK
- 0001009207
- Latest filing
- Aug 14, 2026
Holdings in Q1 2021
Holdings as of Mar 31, 2021, filed May 17, 2021. Long positions only.
- Positions
- 2,918
- No 13F data for Q4 2020
- Portfolio value
- $81.5B
- No 13F data for Q4 2020
Livermore's 13F data starts with Q1 2021, so this quarter has no previous quarter to compare with and changes are not shown.
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| ZMZoom Communications, Inc. | Stock | 517,283 | $166.2M | 0.2% | – | – | History |
| Bilibili Inc.090040AB2 | NOTE 1.375% 4/0 | – | $165.9M | 0.2% | – | – | – |
| APAAPA Corp | Stock | 9,231,730 | $165.2M | 0.2% | – | – | History |
| RTXRTX Corp | Stock | 2,135,969 | $165.0M | 0.2% | – | – | History |
| ALXNAlexion Pharmaceuticals, Inc. | COM | 1,079,085 | $165.0M | 0.2% | – | – | History |
| PDDPDD Holdings Inc. | SPONSORED ADS | 1,223,694 | $163.8M | 0.2% | – | – | History |
| GOOGAlphabet Inc. | Stock | 78,091 | $161.5M | 0.2% | – | – | History |
| ALLYAlly Financial Inc. | Stock | 3,567,523 | $161.3M | 0.2% | – | – | History |
| Wayfair Inc.94419LAD3 | NOTE 1.125%11/0 | – | $160.3M | 0.2% | – | – | – |
| Square Inc852234AD5 | NOTE 0.500% 5/1 | – | $160.1M | 0.2% | – | – | – |
| Grubhub Inc400110102 | COM | 2,659,583 | $159.6M | 0.2% | – | – | – |
| ORLYO Reilly Automotive Inc | Stock | 314,195 | $159.4M | 0.2% | – | – | History |
| BBWIBath & Body Works, Inc. | COM | 2,540,648 | $157.2M | 0.2% | – | – | History |
| MNSTMonster Beverage Corp | COM | 1,717,940 | $156.5M | 0.2% | – | – | History |
| PTONPeloton Interactive, Inc. | CL A COM | 1,387,767 | $156.0M | 0.2% | – | – | History |
| Okta, Inc.679295AD7 | NOTE 0.125% 9/0 | – | $152.6M | 0.2% | – | – | – |
| IQiQIYI, Inc. | SPONSORED ADS | 9,171,248 | $152.4M | 0.2% | – | – | History |
| HZNPHorizon Therapeutics Public Ltd Co | SHS | 1,617,448 | $148.9M | 0.2% | – | – | History |
| UNPUnion Pacific Corp | Stock | 672,055 | $148.1M | 0.2% | – | – | History |
| BHP Group Ltd05545E209 | SPONSORED ADR | 2,530,800 | $146.4M | 0.2% | – | – | – |
| APPSDigital Turbine, Inc. | COM NEW | 1,813,911 | $145.8M | 0.2% | – | – | History |
| Splunk Inc848637AC8 | NOTE 0.500% 9/1 | – | $145.8M | 0.2% | – | – | – |
| ADSKAutodesk, Inc. | COM | 523,897 | $145.2M | 0.2% | – | – | History |
| Paramount Global92556H206 | CL B | 3,217,162 | $145.1M | 0.2% | – | – | – |
| Wayfair Inc.94419LAF8 | NOTE 1.000% 8/1 | – | $145.0M | 0.2% | – | – | – |
| AMEAmetek Inc | COM | 1,122,498 | $143.4M | 0.2% | – | – | History |
| SAGESage Therapeutics, Inc. | COM | 1,871,875 | $140.1M | 0.2% | – | – | History |
| AMDAdvanced Micro Devices Inc | Stock | 1,775,995 | $139.4M | 0.2% | – | – | History |
| ZSZscaler, Inc. | Stock | 810,665 | $139.2M | 0.2% | – | – | History |
| FEFirstenergy Corp | COM | 3,976,793 | $138.0M | 0.2% | – | – | History |
| DDDuPont de Nemours, Inc. | COM | 1,773,557 | $137.1M | 0.2% | – | – | History |
| STLDSteel Dynamics Inc | COM | 2,658,976 | $135.0M | 0.2% | – | – | History |
| SBUXStarbucks Corp | Stock | 1,233,273 | $134.8M | 0.2% | – | – | History |
| RHRH | COM | 224,188 | $133.8M | 0.2% | – | – | History |
| TERTeradyne, Inc | Stock | 1,095,393 | $133.3M | 0.2% | – | – | History |
| ETREntergy Corp | COM | 1,338,937 | $133.2M | 0.2% | – | – | History |
| DUKDuke Energy CORP | Stock | 1,377,062 | $132.9M | 0.2% | – | – | History |
| AAgilent Technologies, Inc. | COM | 1,041,941 | $132.5M | 0.2% | – | – | History |
| Insulet Corp45784PAH4 | NOTE 1.375%11/1 | – | $131.5M | 0.2% | – | – | – |
| SFIXStitch Fix, Inc. | Stock | 2,647,683 | $131.2M | 0.2% | – | – | History |
| Varian Med Sys Inc92220P105 | COM | 741,894 | $131.0M | 0.2% | – | – | – |
| CMCSAComcast Corp | Stock | 2,407,966 | $130.3M | 0.2% | – | – | History |
| MDLZMondelez International, Inc. | Stock | 2,217,914 | $129.8M | 0.2% | – | – | History |
| WWayfair Inc. | CL A | 412,353 | $129.8M | 0.2% | – | – | History |
| ASMLASML Holding NV | ADR | 205,193 | $126.7M | 0.2% | – | – | History |
| HPQHP Inc | Stock | 3,976,039 | $126.2M | 0.2% | – | – | History |
| TMOThermo Fisher Scientific Inc. | Stock | 274,807 | $125.4M | 0.2% | – | – | History |
| SYFSynchrony Financial | COM | 3,051,779 | $124.1M | 0.2% | – | – | History |
| SIGSignet Jewelers Ltd | SHS | 2,137,998 | $124.0M | 0.2% | – | – | History |
| MOAltria Group, Inc. | Stock | 2,405,022 | $123.0M | 0.2% | – | – | History |
| iShares Tr464288588 | MBS ETF | 1,134,200 | $123.0M | 0.2% | – | – | – |
| Splunk Inc848637AD6 | NOTE 1.125% 9/1 | – | $122.9M | 0.2% | – | – | – |
| INVHInvitation Homes Inc. | COM | 3,823,834 | $122.3M | 0.2% | – | – | History |
| Sunpower Corp867652406 | COM | 3,639,087 | $121.7M | 0.1% | – | – | – |
| DALDelta Air Lines, Inc. | COM NEW | 2,514,246 | $121.4M | 0.1% | – | – | History |
| FFord Motor Co | Stock | 9,735,338 | $119.3M | 0.1% | – | – | History |
| TTDTrade Desk, Inc. | Stock | 181,074 | $118.0M | 0.1% | – | – | History |
| MMacy's, Inc. | COM | 7,258,761 | $117.5M | 0.1% | – | – | History |
| VRTXVertex Pharmaceuticals Inc | Stock | 546,624 | $117.5M | 0.1% | – | – | History |
| ZGZillow Group, Inc. | CL A | 889,975 | $116.9M | 0.1% | – | – | History |
| FMCFMC Corp | COM NEW | 1,055,566 | $116.8M | 0.1% | – | – | History |
| WATWaters Corp | COM | 408,355 | $116.0M | 0.1% | – | – | History |
| Twitter, Inc.90184LAF9 | NOTE 0.250% 6/1 | – | $115.3M | 0.1% | – | – | – |
| Barrick Gold Corp067901108 | COM | 5,818,405 | $115.2M | 0.1% | – | – | – |
| IQVIQVIA Holdings Inc. | Stock | 593,824 | $114.7M | 0.1% | – | – | History |
| TCOMTrip.com Group Ltd | ADS | 2,892,040 | $114.6M | 0.1% | – | – | History |
| DOCUDocuSign, Inc. | Stock | 565,354 | $114.5M | 0.1% | – | – | History |
| CBOECboe Global Markets, Inc. | COM | 1,160,455 | $114.4M | 0.1% | – | – | History |
| Mercadolibre Inc58733RAD4 | NOTE 2.000% 8/1 | – | $114.2M | 0.1% | – | – | – |
| INTUIntuit Inc. | Stock | 297,422 | $113.9M | 0.1% | – | – | History |
| CMCanadian Imperial Bank of Commerce | COM | 1,163,039 | $113.9M | 0.1% | – | – | History |
| Priceline Grp Inc741503AX4 | NOTE 0.900% 9/1 | – | $113.0M | 0.1% | – | – | – |
| OMCOmnicom Group Inc. | COM | 1,520,566 | $112.8M | 0.1% | – | – | History |
| ORCLOracle Corp | Stock | 1,600,245 | $112.3M | 0.1% | – | – | History |
| PEPPepsiCo Inc | Stock | 787,837 | $111.4M | 0.1% | – | – | History |
| LBRDALiberty Broadband Corp | COM SER A | 764,698 | $111.0M | 0.1% | – | – | History |
| BILIBilibili Inc. | SPONS ADS REP Z | 1,033,309 | $110.6M | 0.1% | – | – | History |
| CFCF Industries Holdings, Inc. | COM | 2,433,031 | $110.4M | 0.1% | – | – | History |
| CCKCrown Holdings, Inc. | COM | 1,127,799 | $109.4M | 0.1% | – | – | History |
| KSSKOHLS Corp | Stock | 1,815,756 | $108.2M | 0.1% | – | – | History |
| YELPYelp Inc | CL A | 2,746,404 | $107.1M | 0.1% | – | – | History |
| Coupa Software Inc22266LAC0 | NOTE 0.125% 6/1 | – | $106.4M | 0.1% | – | – | – |
| NVRONevro Corp | COM | 762,057 | $106.3M | 0.1% | – | – | History |
| BNYBank of New York Mellon Corp | Stock | 2,236,196 | $105.7M | 0.1% | – | – | History |
| KNXKnight-Swift Transportation Holdings Inc. | CL A | 2,197,926 | $105.7M | 0.1% | – | – | History |
| NTRANatera, Inc. | COM | 1,037,369 | $105.3M | 0.1% | – | – | History |
| WUWestern Union CO | Stock | 4,258,343 | $105.0M | 0.1% | – | – | History |
| Proofpoint Inc743424AF0 | NOTE 0.250% 8/1 | – | $104.5M | 0.1% | – | – | – |
| MDBMongoDB, Inc. | CL A | 386,890 | $103.5M | 0.1% | – | – | History |
| Live Nation Entertainment IN538034AQ2 | NOTE 2.500% 3/1 | – | $103.3M | 0.1% | – | – | – |
| CCICrown Castle Inc. | REIT | 594,088 | $102.3M | 0.1% | – | – | History |
| CMGChipotle Mexican Grill Inc | COM | 71,717 | $101.9M | 0.1% | – | – | History |
| Lumentum Hldgs Inc55024UAB5 | NOTE 0.250% 3/1 | – | $100.5M | 0.1% | – | – | – |
| ELSEquity Lifestyle Properties Inc | COM | 1,562,796 | $99.5M | 0.1% | – | – | History |
| CORCencora, Inc. | Stock | 841,038 | $99.3M | 0.1% | – | – | History |
| FDXFedEx Corp | Stock | 343,806 | $97.7M | 0.1% | – | – | History |
| RSGRepublic Services, Inc. | COM | 975,299 | $96.9M | 0.1% | – | – | History |
| Realpage Inc75606N109 | COM | 1,104,123 | $96.3M | 0.1% | – | – | – |
| Fireeye Inc31816QAF8 | NOTE 0.875% 6/0 | – | $96.1M | 0.1% | – | – | – |
| CCLCarnival Corp Ltd. | UNIT 99/99/9999 | 3,588,822 | $95.2M | 0.1% | – | – | History |
Options (686)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
The largest 100 of 686 by value.
| Security | Class | Puts | Calls |
|---|---|---|---|
| TSLATesla, Inc. | Stock | $935.3M | $522.9M |
| AMZNAmazon Com Inc | Stock | $659.3M | $187.2M |
| MELIMercadolibre Inc | COM | $416.6M | $246.7M |
| XYZBlock, Inc. | CL A | $534.0M | $126.6M |
| BABAAlibaba Group Holding Ltd | ADR | $251.7M | $288.0M |
| CCitigroup Inc | Stock | $267.2M | $120.7M |
| WFCWells Fargo & Company | Stock | $228.8M | $125.7M |
| BKNGBooking Holdings Inc. | Stock | $64.5M | $243.9M |
| AAPLApple Inc. | Stock | $272.4M | $25.2M |
| SHOPShopify Inc. | Stock | $208.5M | $77.9M |
| GMGeneral Motors Co | COM | $160.0M | $101.6M |
| CRWDCrowdStrike Holdings, Inc. | Stock | $195.5M | $64.9M |
| BABoeing Co | Stock | $167.6M | $90.3M |
| GOOGLAlphabet Inc. | Stock | $65.6M | $182.9M |
| XOMExxonMobil Holdings Corp | COM | $173.1M | $75.4M |
| TSMTaiwan Semiconductor Manufacturing Co Ltd | ADR | $192.1M | $41.2M |
| DISWalt Disney Co | Stock | $103.2M | $126.7M |
| SESea Ltd | SPONSORD ADS | $129.6M | $99.2M |
| SNAPSnap Inc | Stock | $118.6M | $104.2M |
| GOOGAlphabet Inc. | Stock | $41.4M | $176.0M |
| CRMSalesforce, Inc. | Stock | $146.6M | $70.6M |
| INTCIntel Corp | Stock | $141.5M | $75.0M |
| JPMJPMorgan Chase & Co | Stock | $113.0M | $99.7M |
| ZMZoom Communications, Inc. | Stock | $159.7M | $52.8M |
| BACBank of America Corp | Stock | $129.7M | $82.7M |
| PYPLPayPal Holdings, Inc. | Stock | $160.0M | $46.6M |
| NIONIO Inc. | ADR | $146.0M | $57.9M |
| WWayfair Inc. | CL A | $62.4M | $139.7M |
| TAT&T Inc. | Stock | $150.6M | $47.3M |
| PDDPDD Holdings Inc. | SPONSORED ADS | $157.6M | $37.5M |
| CMGChipotle Mexican Grill Inc | COM | $99.3M | $91.4M |
| MSMorgan Stanley | Stock | $122.7M | $53.9M |
| GSGoldman Sachs Group Inc | Stock | $109.9M | $61.0M |
| PFEPfizer Inc | Stock | $153.2M | $12.8M |
| MUMicron Technology Inc | Stock | $138.6M | $20.2M |
| ROKURoku, Inc | COM CL A | $94.0M | $64.5M |
| UBERUber Technologies, Inc | Stock | $99.0M | $59.1M |
| PTONPeloton Interactive, Inc. | CL A COM | $77.6M | $70.8M |
| TWTRTwitter, Inc. | COM | $79.9M | $68.1M |
| PINSPinterest, Inc. | CL A | $136.8M | $8.10M |
| METAMeta Platforms, Inc. | Stock | $35.8M | $105.6M |
| BIDUBaidu, Inc. | ADR | $128.3M | $12.5M |
| CHTRCharter Communications, Inc. | CL A | $42.0M | $91.9M |
| TTDTrade Desk, Inc. | Stock | $76.0M | $54.9M |
| BYNDBeyond Meat, Inc. | COM | $86.7M | $42.3M |
| BILIBilibili Inc. | SPONS ADS REP Z | $112.1M | $16.1M |
| KOCoca Cola Co | Stock | $74.2M | $53.5M |
| DALDelta Air Lines, Inc. | COM NEW | $98.0M | $26.2M |
| CCLCarnival Corp Ltd. | UNIT 99/99/9999 | $61.8M | $53.8M |
| NFLXNetflix Inc | Stock | $91.8M | $22.4M |
| MRNAModerna, Inc. | Stock | $45.1M | $64.7M |
| AALAmerican Airlines Group Inc. | Stock | $58.9M | $49.8M |
| COUPCoupa Software Inc | COM | $51.9M | $55.5M |
| UPSUnited Parcel Service Inc | Stock | $15.2M | $90.9M |
| FDXFedEx Corp | Stock | $57.8M | $39.5M |
| RHRH | COM | $64.1M | $29.2M |
| FFord Motor Co | Stock | $68.3M | $23.6M |
| ETSYEtsy Inc | COM | $55.5M | $36.3M |
| ABBVAbbVie Inc. | Stock | $55.4M | $34.9M |
| IBMInternational Business Machines Corp | Stock | $54.5M | $33.7M |
| WYNNWynn Resorts Ltd | COM | $49.7M | $38.5M |
| TDOCTeladoc Health, Inc. | COM | $55.1M | $31.6M |
| AZOAutoZone Inc | COM | $14.6M | $70.2M |
| AMDAdvanced Micro Devices Inc | Stock | $84.7M | – |
| SPGSimon Property Group Inc. | REIT | $55.5M | $28.4M |
| UALUnited Airlines Holdings, Inc. | COM | $51.6M | $31.9M |
| MGMMGM Resorts International | Stock | $53.7M | $28.0M |
| NOWServiceNow, Inc. | Stock | $52.8M | $28.8M |
| DKNGDraftKings Inc. | COM CL A | $30.3M | $49.4M |
| BPBP PLC | ADR | $44.4M | $35.1M |
| ZZillow Group, Inc. | CL C CAP STK | $27.1M | $52.3M |
| LYFTLyft, Inc. | CL A COM | $43.6M | $35.5M |
| CATCaterpillar Inc | Stock | $47.6M | $30.8M |
| TWLOTwilio Inc | CL A | $51.1M | $27.0M |
| NVDANVIDIA Corp | Stock | $68.8M | $8.81M |
| MRKMerck & Co., Inc. | Stock | $63.1M | $14.5M |
| Paramount Global92556H206 | CL B | $21.5M | $55.8M |
| SPOTSpotify Technology S.A. | Stock | $56.0M | $20.0M |
| FSLYFastly, Inc. | CL A | $53.0M | $22.9M |
| HUBSHubSpot Inc | COM | $40.9M | $32.9M |
| ADBEAdobe Inc. | Stock | $32.6M | $38.0M |
| JDJD.com, Inc. | SPON ADS CL A | $55.3M | $15.2M |
| FCXFreeport-McMoran Inc | Stock | $37.8M | $32.0M |
| CVSCVS Health Corp | Stock | $49.8M | $19.8M |
| SEDGSolaredge Technologies, Inc. | COM | $52.6M | $16.4M |
| CVXChevron Corp | Stock | $34.7M | $34.2M |
| RCLRoyal Caribbean Cruises Ltd | COM | $29.3M | $39.0M |
| EXPEExpedia Group, Inc. | Stock | $28.7M | $38.2M |
| ENPHEnphase Energy, Inc. | Stock | $48.2M | $17.0M |
| LMTLockheed Martin Corp | Stock | $27.8M | $35.3M |
| REGNRegeneron Pharmaceuticals, Inc. | COM | $48.5M | $14.2M |
| DDOGDatadog, Inc. | CL A COM | $42.5M | $19.3M |
| DXCMDexcom Inc | COM | $34.8M | $26.0M |
| ZSZscaler, Inc. | Stock | $28.9M | $31.8M |
| ISRGIntuitive Surgical Inc | COM NEW | $30.6M | $29.9M |
| SAMBoston Beer Co Inc | CL A | $55.6M | $3.98M |
| VALEVale S.A. | SPONSORED ADS | $25.0M | $34.1M |
| RNGRingCentral, Inc. | CL A | $31.8M | $26.6M |
| Barrick Gold Corp067901108 | COM | $47.8M | $9.30M |
| WMTWalmart Inc. | Stock | $52.1M | $4.25M |