D. E. Shaw & Co., Inc.
- SEC CIK
- 0001009207
- Latest filing
- Aug 14, 2026
Holdings in Q1 2021
Holdings as of Mar 31, 2021, filed May 17, 2021. Long positions only.
- Positions
- 2,918
- No 13F data for Q4 2020
- Portfolio value
- $81.5B
- No 13F data for Q4 2020
Livermore's 13F data starts with Q1 2021, so this quarter has no previous quarter to compare with and changes are not shown.
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| Pinduoduo Inc722304AC6 | NOTE 12/0 | – | $64.0M | 0.1% | – | – | – |
| MROMarathon Oil Corp | COM | 5,980,156 | $63.9M | 0.1% | – | – | History |
| GDSGDS Holdings Ltd | SPONSORED ADS | 783,924 | $63.6M | 0.1% | – | – | History |
| GNTXGentex Corp | COM | 1,767,701 | $63.1M | 0.1% | – | – | History |
| TRGPTarga Resources Corp. | COM | 1,976,776 | $62.8M | 0.1% | – | – | History |
| International FLAVORS&FRAGRA459506309 | UNIT 09/15/2021 | 1,274,700 | $62.7M | 0.1% | – | – | – |
| KEXKirby Corp | COM | 1,037,240 | $62.5M | 0.1% | – | – | History |
| UTHRUnited Therapeutics Corp | COM | 373,462 | $62.5M | 0.1% | – | – | History |
| GRPNGroupon, Inc. | COM NEW | 1,231,441 | $62.2M | 0.1% | – | – | History |
| STMPStamps.com Inc | COM NEW | 311,535 | $62.2M | 0.1% | – | – | History |
| iQIYI, Inc.46267XAD0 | NOTE 2.000% 4/0 | – | $62.1M | 0.1% | – | – | – |
| ICLRIcon PLC | COM | 315,684 | $62.0M | 0.1% | – | – | History |
| Western Digital Corp958102AP0 | NOTE 1.500% 2/0 | – | $61.8M | 0.1% | – | – | – |
| GDDYGoDaddy Inc. | CL A | 795,821 | $61.8M | 0.1% | – | – | History |
| ESEversource Energy | Stock | 711,828 | $61.6M | 0.1% | – | – | History |
| NRGNRG Energy, Inc. | Stock | 1,626,342 | $61.4M | 0.1% | – | – | History |
| Isis Pharmaceuticals Inc Del464337AJ3 | NOTE 1.000%11/1 | – | $60.8M | 0.1% | – | – | – |
| ACADAcadia Pharmaceuticals Inc | COM | 2,355,208 | $60.8M | 0.1% | – | – | History |
| Inphi Corp45772F107 | COM | 339,177 | $60.5M | 0.1% | – | – | – |
| GRMNGarmin Ltd | SHS | 458,273 | $60.4M | 0.1% | – | – | History |
| CHXChampionX Corp | COM | 2,761,302 | $60.0M | 0.1% | – | – | History |
| Fortive Corp34959JAK4 | NOTE 0.875% 2/1 | – | $60.0M | 0.1% | – | – | – |
| PAGSPagSeguro Digital Ltd. | COM CL A | 1,293,661 | $59.9M | 0.1% | – | – | History |
| Sarepta Therapeutics, Inc.803607AB6 | DBCV 1.500%11/1 | – | $59.6M | 0.1% | – | – | – |
| Helix Energy Solutions Grp I42330PAK3 | NOTE 6.750% 2/1 | – | $59.3M | 0.1% | – | – | – |
| MLCOMelco Resorts & Entertainment LTD | ADR | 2,975,344 | $59.2M | 0.1% | – | – | History |
| CTLTCatalent, Inc. | COM | 562,087 | $59.2M | 0.1% | – | – | History |
| RRCRange Resources Corp | COM | 5,704,920 | $58.9M | 0.1% | – | – | History |
| PIIPolaris Inc. | Stock | 440,175 | $58.8M | 0.1% | – | – | History |
| CVSCVS Health Corp | Stock | 781,079 | $58.8M | 0.1% | – | – | History |
| NTAPNetApp, Inc. | Stock | 808,282 | $58.7M | 0.1% | – | – | History |
| EXASExact Sciences Corp | COM | 445,381 | $58.7M | 0.1% | – | – | History |
| ILMNIllumina, Inc. | COM | 152,735 | $58.7M | 0.1% | – | – | History |
| Yy Inc98426TAD8 | NOTE 0.750% 6/1 | – | $58.6M | 0.1% | – | – | – |
| EOGEOG Resources Inc | Stock | 805,527 | $58.4M | 0.1% | – | – | History |
| MAXRMaxar Technologies Inc. | COM | 1,543,386 | $58.4M | 0.1% | – | – | History |
| AEEAmeren Corp | COM | 713,273 | $58.0M | 0.1% | – | – | History |
| FLEXFlex Ltd. | Stock | 3,133,978 | $57.4M | 0.1% | – | – | History |
| WOLFWolfspeed, Inc. | COM | 528,619 | $57.2M | 0.1% | – | – | History |
| BILLBILL Holdings, Inc. | Stock | 391,279 | $56.9M | 0.1% | – | – | History |
| ELEstee Lauder Companies Inc | CL A | 194,860 | $56.7M | 0.1% | – | – | History |
| BKNGBooking Holdings Inc. | Stock | 24,262 | $56.5M | 0.1% | – | – | History |
| GW Pharmaceuticals PLC36197T103 | ADS | 259,796 | $56.4M | 0.1% | – | – | – |
| YUMYum Brands Inc | Stock | 519,103 | $56.2M | 0.1% | – | – | History |
| MASMasco Corp | COM | 931,818 | $55.8M | 0.1% | – | – | History |
| GEGeneral Electric Co | COM | 4,243,978 | $55.7M | 0.1% | – | – | History |
| PTCTPTC Therapeutics, Inc. | COM | 1,169,055 | $55.4M | 0.1% | – | – | History |
| TALTAL Education Group | SPONSORED ADS | 1,022,412 | $55.1M | 0.1% | – | – | History |
| ALSNAllison Transmission Holdings Inc | Stock | 1,345,379 | $54.9M | 0.1% | – | – | History |
| HRBH&R Block Inc | COM | 2,508,585 | $54.7M | 0.1% | – | – | History |
| CERNCERNER Corp | COM | 756,646 | $54.4M | 0.1% | – | – | History |
| Royal Dutch Shell PLC780259107 | SPON ADR B | 1,471,762 | $54.2M | 0.1% | – | – | – |
| WCNWaste Connections, Inc. | COM | 501,558 | $54.2M | 0.1% | – | – | History |
| AOSSmith A O Corp | COM | 795,369 | $53.8M | 0.1% | – | – | History |
| BXBlackstone Inc. | COM | 721,397 | $53.8M | 0.1% | – | – | History |
| DOOBRP Inc. | COM SUN VTG | 618,185 | $53.6M | 0.1% | – | – | History |
| MELIMercadolibre Inc | COM | 36,289 | $53.4M | 0.1% | – | – | History |
| CHPTChargePoint Holdings, Inc. | COM CL A | 2,000,000 | $53.4M | 0.1% | – | – | History |
| SNBRQSleep Number Corp | COM | 372,128 | $53.4M | 0.1% | – | – | History |
| WKWorkiva Inc | COM CL A | 601,302 | $53.1M | 0.1% | – | – | History |
| DISHDISH Network CORP | CL A | 1,460,871 | $52.9M | 0.1% | – | – | History |
| SSNCSS&C Technologies Holdings Inc | COM | 756,170 | $52.8M | 0.1% | – | – | History |
| EQTEQT Corp | Stock | 2,833,037 | $52.6M | 0.1% | – | – | History |
| NGVTIngevity Corp | COM | 696,411 | $52.6M | 0.1% | – | – | History |
| PFEPfizer Inc | Stock | 1,450,870 | $52.6M | 0.1% | – | – | History |
| USBUS Bancorp DE | COM NEW | 947,787 | $52.4M | 0.1% | – | – | History |
| World Wrestling Entmt Inc98156QAB4 | NOTE 3.375%12/1 | – | $52.3M | 0.1% | – | – | – |
| NWSANews Corp | CL A | 2,037,244 | $51.8M | 0.1% | – | – | History |
| SYNASYNAPTICS Inc | Stock | 380,828 | $51.6M | 0.1% | – | – | History |
| AVBAvalonbay Communities Inc | COM | 279,443 | $51.6M | 0.1% | – | – | History |
| PHParker-Hannifin Corp | Stock | 161,414 | $50.9M | 0.1% | – | – | History |
| ACHAccendra Health Inc | Stock | 1,353,759 | $50.9M | 0.1% | – | – | History |
| IBNIcici Bank Ltd | ADR | 3,163,237 | $50.7M | 0.1% | – | – | History |
| MongoDB, Inc.60937PAB2 | NOTE 0.750% 6/1 | – | $50.6M | 0.1% | – | – | – |
| MTDRMatador Resources Co | COM | 2,146,592 | $50.3M | 0.1% | – | – | History |
| NVTnVent Electric plc | SHS | 1,796,467 | $50.1M | 0.1% | – | – | History |
| LHXL3HARRIS Technologies, Inc. | Stock | 247,134 | $50.1M | 0.1% | – | – | History |
| MOSMosaic Co | COM | 1,577,390 | $49.9M | 0.1% | – | – | History |
| AWKAmerican Water Works Company, Inc. | Stock | 331,846 | $49.8M | 0.1% | – | – | History |
| MGPMGM Growth Properties LLC | CL A COM | 1,524,377 | $49.7M | 0.1% | – | – | History |
| NUENucor Corp | COM | 614,503 | $49.3M | 0.1% | – | – | History |
| TCBITexas Capital Bancshares Inc | COM | 686,721 | $48.7M | 0.1% | – | – | History |
| Churchill Capital Corp V17144T107 | COM CL A | 4,928,292 | $48.7M | 0.1% | – | – | – |
| LVSLas Vegas Sands Corp | COM | 800,166 | $48.6M | 0.1% | – | – | History |
| OMEROmeros Corp | COM | 2,711,960 | $48.3M | 0.1% | – | – | History |
| STNEStoneCo Ltd. | COM | 788,142 | $48.3M | 0.1% | – | – | History |
| NETCloudflare, Inc. | CL A COM | 685,830 | $48.2M | 0.1% | – | – | History |
| LYFTLyft, Inc. | CL A COM | 758,054 | $47.9M | 0.1% | – | – | History |
| NUANNuance Communications, Inc. | COM | 1,095,529 | $47.8M | 0.1% | – | – | History |
| PRGPROG Holdings, Inc. | Stock | 1,101,942 | $47.7M | 0.1% | – | – | History |
| DDOGDatadog, Inc. | CL A COM | 569,851 | $47.5M | 0.1% | – | – | History |
| PSAPublic Storage | COM | 191,982 | $47.4M | 0.1% | – | – | History |
| BTIBritish American Tobacco p.l.c. | SPONSORED ADR | 1,211,482 | $46.9M | 0.1% | – | – | History |
| TWOU2U, LLC | COM | 1,217,567 | $46.5M | 0.1% | – | – | History |
| TNLTravel & Leisure Co. | COM | 760,378 | $46.5M | 0.1% | – | – | History |
| American Airls Group Inc02376RAF9 | NOTE 6.500% 7/0 | – | $46.4M | 0.1% | – | – | – |
| AALAmerican Airlines Group Inc. | Stock | 1,914,697 | $45.8M | 0.1% | – | – | History |
| Southwest Airls Co844741BG2 | NOTE 1.250% 5/0 | – | $45.6M | 0.1% | – | – | – |
| XECCimarex Energy Co | COM | 767,789 | $45.6M | 0.1% | – | – | History |
| HOMEAt Home Group Inc. | COM | 1,582,979 | $45.4M | 0.1% | – | – | History |
Options (686)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
The largest 100 of 686 by value.
| Security | Class | Puts | Calls |
|---|---|---|---|
| TSLATesla, Inc. | Stock | $935.3M | $522.9M |
| AMZNAmazon Com Inc | Stock | $659.3M | $187.2M |
| MELIMercadolibre Inc | COM | $416.6M | $246.7M |
| XYZBlock, Inc. | CL A | $534.0M | $126.6M |
| BABAAlibaba Group Holding Ltd | ADR | $251.7M | $288.0M |
| CCitigroup Inc | Stock | $267.2M | $120.7M |
| WFCWells Fargo & Company | Stock | $228.8M | $125.7M |
| BKNGBooking Holdings Inc. | Stock | $64.5M | $243.9M |
| AAPLApple Inc. | Stock | $272.4M | $25.2M |
| SHOPShopify Inc. | Stock | $208.5M | $77.9M |
| GMGeneral Motors Co | COM | $160.0M | $101.6M |
| CRWDCrowdStrike Holdings, Inc. | Stock | $195.5M | $64.9M |
| BABoeing Co | Stock | $167.6M | $90.3M |
| GOOGLAlphabet Inc. | Stock | $65.6M | $182.9M |
| XOMExxonMobil Holdings Corp | COM | $173.1M | $75.4M |
| TSMTaiwan Semiconductor Manufacturing Co Ltd | ADR | $192.1M | $41.2M |
| DISWalt Disney Co | Stock | $103.2M | $126.7M |
| SESea Ltd | SPONSORD ADS | $129.6M | $99.2M |
| SNAPSnap Inc | Stock | $118.6M | $104.2M |
| GOOGAlphabet Inc. | Stock | $41.4M | $176.0M |
| CRMSalesforce, Inc. | Stock | $146.6M | $70.6M |
| INTCIntel Corp | Stock | $141.5M | $75.0M |
| JPMJPMorgan Chase & Co | Stock | $113.0M | $99.7M |
| ZMZoom Communications, Inc. | Stock | $159.7M | $52.8M |
| BACBank of America Corp | Stock | $129.7M | $82.7M |
| PYPLPayPal Holdings, Inc. | Stock | $160.0M | $46.6M |
| NIONIO Inc. | ADR | $146.0M | $57.9M |
| WWayfair Inc. | CL A | $62.4M | $139.7M |
| TAT&T Inc. | Stock | $150.6M | $47.3M |
| PDDPDD Holdings Inc. | SPONSORED ADS | $157.6M | $37.5M |
| CMGChipotle Mexican Grill Inc | COM | $99.3M | $91.4M |
| MSMorgan Stanley | Stock | $122.7M | $53.9M |
| GSGoldman Sachs Group Inc | Stock | $109.9M | $61.0M |
| PFEPfizer Inc | Stock | $153.2M | $12.8M |
| MUMicron Technology Inc | Stock | $138.6M | $20.2M |
| ROKURoku, Inc | COM CL A | $94.0M | $64.5M |
| UBERUber Technologies, Inc | Stock | $99.0M | $59.1M |
| PTONPeloton Interactive, Inc. | CL A COM | $77.6M | $70.8M |
| TWTRTwitter, Inc. | COM | $79.9M | $68.1M |
| PINSPinterest, Inc. | CL A | $136.8M | $8.10M |
| METAMeta Platforms, Inc. | Stock | $35.8M | $105.6M |
| BIDUBaidu, Inc. | ADR | $128.3M | $12.5M |
| CHTRCharter Communications, Inc. | CL A | $42.0M | $91.9M |
| TTDTrade Desk, Inc. | Stock | $76.0M | $54.9M |
| BYNDBeyond Meat, Inc. | COM | $86.7M | $42.3M |
| BILIBilibili Inc. | SPONS ADS REP Z | $112.1M | $16.1M |
| KOCoca Cola Co | Stock | $74.2M | $53.5M |
| DALDelta Air Lines, Inc. | COM NEW | $98.0M | $26.2M |
| CCLCarnival Corp Ltd. | UNIT 99/99/9999 | $61.8M | $53.8M |
| NFLXNetflix Inc | Stock | $91.8M | $22.4M |
| MRNAModerna, Inc. | Stock | $45.1M | $64.7M |
| AALAmerican Airlines Group Inc. | Stock | $58.9M | $49.8M |
| COUPCoupa Software Inc | COM | $51.9M | $55.5M |
| UPSUnited Parcel Service Inc | Stock | $15.2M | $90.9M |
| FDXFedEx Corp | Stock | $57.8M | $39.5M |
| RHRH | COM | $64.1M | $29.2M |
| FFord Motor Co | Stock | $68.3M | $23.6M |
| ETSYEtsy Inc | COM | $55.5M | $36.3M |
| ABBVAbbVie Inc. | Stock | $55.4M | $34.9M |
| IBMInternational Business Machines Corp | Stock | $54.5M | $33.7M |
| WYNNWynn Resorts Ltd | COM | $49.7M | $38.5M |
| TDOCTeladoc Health, Inc. | COM | $55.1M | $31.6M |
| AZOAutoZone Inc | COM | $14.6M | $70.2M |
| AMDAdvanced Micro Devices Inc | Stock | $84.7M | – |
| SPGSimon Property Group Inc. | REIT | $55.5M | $28.4M |
| UALUnited Airlines Holdings, Inc. | COM | $51.6M | $31.9M |
| MGMMGM Resorts International | Stock | $53.7M | $28.0M |
| NOWServiceNow, Inc. | Stock | $52.8M | $28.8M |
| DKNGDraftKings Inc. | COM CL A | $30.3M | $49.4M |
| BPBP PLC | ADR | $44.4M | $35.1M |
| ZZillow Group, Inc. | CL C CAP STK | $27.1M | $52.3M |
| LYFTLyft, Inc. | CL A COM | $43.6M | $35.5M |
| CATCaterpillar Inc | Stock | $47.6M | $30.8M |
| TWLOTwilio Inc | CL A | $51.1M | $27.0M |
| NVDANVIDIA Corp | Stock | $68.8M | $8.81M |
| MRKMerck & Co., Inc. | Stock | $63.1M | $14.5M |
| Paramount Global92556H206 | CL B | $21.5M | $55.8M |
| SPOTSpotify Technology S.A. | Stock | $56.0M | $20.0M |
| FSLYFastly, Inc. | CL A | $53.0M | $22.9M |
| HUBSHubSpot Inc | COM | $40.9M | $32.9M |
| ADBEAdobe Inc. | Stock | $32.6M | $38.0M |
| JDJD.com, Inc. | SPON ADS CL A | $55.3M | $15.2M |
| FCXFreeport-McMoran Inc | Stock | $37.8M | $32.0M |
| CVSCVS Health Corp | Stock | $49.8M | $19.8M |
| SEDGSolaredge Technologies, Inc. | COM | $52.6M | $16.4M |
| CVXChevron Corp | Stock | $34.7M | $34.2M |
| RCLRoyal Caribbean Cruises Ltd | COM | $29.3M | $39.0M |
| EXPEExpedia Group, Inc. | Stock | $28.7M | $38.2M |
| ENPHEnphase Energy, Inc. | Stock | $48.2M | $17.0M |
| LMTLockheed Martin Corp | Stock | $27.8M | $35.3M |
| REGNRegeneron Pharmaceuticals, Inc. | COM | $48.5M | $14.2M |
| DDOGDatadog, Inc. | CL A COM | $42.5M | $19.3M |
| DXCMDexcom Inc | COM | $34.8M | $26.0M |
| ZSZscaler, Inc. | Stock | $28.9M | $31.8M |
| ISRGIntuitive Surgical Inc | COM NEW | $30.6M | $29.9M |
| SAMBoston Beer Co Inc | CL A | $55.6M | $3.98M |
| VALEVale S.A. | SPONSORED ADS | $25.0M | $34.1M |
| RNGRingCentral, Inc. | CL A | $31.8M | $26.6M |
| Barrick Gold Corp067901108 | COM | $47.8M | $9.30M |
| WMTWalmart Inc. | Stock | $52.1M | $4.25M |