D. E. Shaw & Co., Inc.
- SEC CIK
- 0001009207
- Latest filing
- Aug 14, 2026
Holdings in Q1 2021
Holdings as of Mar 31, 2021, filed May 17, 2021. Long positions only.
- Positions
- 2,918
- No 13F data for Q4 2020
- Portfolio value
- $81.5B
- No 13F data for Q4 2020
Livermore's 13F data starts with Q1 2021, so this quarter has no previous quarter to compare with and changes are not shown.
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| Jazz Investments I Ltd472145AB7 | NOTE 1.875% 8/1 | – | $45.3M | 0.1% | – | – | – |
| HUNHuntsman CORP | COM | 1,571,754 | $45.3M | 0.1% | – | – | History |
| 8X8 Inc282914AB6 | NOTE 0.500% 2/0 | – | $45.0M | 0.1% | – | – | – |
| BABoeing Co | Stock | 175,449 | $44.7M | 0.1% | – | – | History |
| Nextera Energy Inc65339F796 | UNIT 09/01/2022S | 775,007 | $44.7M | 0.1% | – | – | – |
| TMToyota Motor Corp | ADS | 285,093 | $44.5M | 0.1% | – | – | History |
| ANFAbercrombie & Fitch Co | CL A | 1,295,492 | $44.4M | 0.1% | – | – | History |
| CMCCommercial Metals Co | Stock | 1,439,406 | $44.4M | 0.1% | – | – | History |
| RSReliance, Inc. | COM | 290,348 | $44.2M | 0.1% | – | – | History |
| Flagstar Bank, National Association649445103 | COM | 3,496,169 | $44.1M | 0.1% | – | – | – |
| TEAMAtlassian Corp | CL A | 209,266 | $44.1M | 0.1% | – | – | History |
| Southern Co842587602 | UNIT 08/01/2022 | 858,500 | $43.9M | 0.1% | – | – | – |
| KMBKimberly Clark Corp | Stock | 314,892 | $43.8M | 0.1% | – | – | History |
| BMRNBiomarin Pharmaceutical Inc | COM | 578,486 | $43.7M | 0.1% | – | – | History |
| FOLDAmicus Therapeutics, Inc. | COM | 4,414,976 | $43.6M | 0.1% | – | – | History |
| IDCCInterDigital, Inc. | COM | 686,934 | $43.6M | 0.1% | – | – | History |
| TSEMTower Semiconductor Ltd | SHS NEW | 1,550,972 | $43.5M | 0.1% | – | – | History |
| CGCCanopy Growth Corp | COM | 1,355,925 | $43.4M | 0.1% | – | – | History |
| iQIYI, Inc.46267XAE8 | NOTE 4.000%12/1 | – | $43.4M | 0.1% | – | – | – |
| LINLinde PLC | SHS | 154,902 | $43.4M | 0.1% | – | – | History |
| REZIResideo Technologies, Inc. | Stock | 1,533,258 | $43.3M | 0.1% | – | – | History |
| CNNECannae Holdings, Inc. | COM | 1,092,262 | $43.3M | 0.1% | – | – | History |
| GPKGraphic Packaging Holding Co | COM | 2,382,424 | $43.3M | 0.1% | – | – | History |
| MOHMolina Healthcare, Inc. | COM | 184,984 | $43.2M | 0.1% | – | – | History |
| XRXXerox Holdings Corp | COM NEW | 1,776,339 | $43.1M | 0.1% | – | – | History |
| JKSJinkoSolar Holding Co., Ltd. | SPONSORED ADR | 1,029,048 | $42.9M | 0.1% | – | – | History |
| OVVOvintiv Inc. | COM | 1,797,918 | $42.8M | 0.1% | – | – | History |
| FFIVF5, Inc. | Stock | 205,147 | $42.8M | 0.1% | – | – | History |
| RUNSunrun Inc. | COM | 705,977 | $42.7M | 0.1% | – | – | History |
| RYRoyal Bank of Canada | Stock | 462,700 | $42.7M | 0.1% | – | – | History |
| FLRFluor Corp | Stock | 1,841,409 | $42.5M | 0.1% | – | – | History |
| PRGOPERRIGO Co plc | SHS | 1,044,574 | $42.3M | 0.1% | – | – | History |
| IHRTiHeartMedia, Inc. | COM CL A | 2,327,516 | $42.2M | 0.1% | – | – | History |
| FNDFloor & Decor Holdings, Inc. | CL A | 441,631 | $42.2M | 0.1% | – | – | History |
| PCRXPacira BioSciences, Inc. | COM | 598,529 | $42.0M | 0.1% | – | – | History |
| FSRFisker Inc. | CL A COM STK | 2,428,107 | $41.8M | 0.1% | – | – | History |
| Yy Inc98426TAF3 | NOTE 1.375% 6/1 | – | $41.8M | 0.1% | – | – | – |
| CYHCommunity Health Systems Inc | COM | 3,064,769 | $41.4M | 0.1% | – | – | History |
| SITESiteOne Landscape Supply, Inc. | COM | 242,539 | $41.4M | 0.1% | – | – | History |
| CFGCitizens Financial Group Inc | COM | 933,623 | $41.2M | 0.1% | – | – | History |
| Q2 Hldgs Inc74736LAD1 | NOTE 0.750% 6/0 | – | $41.2M | 0.1% | – | – | – |
| FWONKLiberty Media Corp | COM SER C FRMLA | 951,159 | $41.2M | 0.1% | – | – | History |
| GHGuardant Health, Inc. | COM | 268,702 | $41.0M | 0.1% | – | – | History |
| VNTVontier Corp | Stock | 1,352,656 | $40.9M | 0.1% | – | – | History |
| Michaels Cos Inc59408Q106 | COM | 1,861,570 | $40.8M | 0.1% | – | – | – |
| KNKnowles Corp | COM | 1,931,161 | $40.4M | <0.1% | – | – | History |
| DXCDXC Technology Co | Stock | 1,290,928 | $40.4M | <0.1% | – | – | History |
| NEMNEWMONT Corp | Stock | 669,578 | $40.3M | <0.1% | – | – | History |
| MOG.AMoog Inc. | CL A | 481,612 | $40.0M | <0.1% | – | – | History |
| NYTNew York Times Co | CL A | 789,763 | $40.0M | <0.1% | – | – | History |
| South Jersey Inds Inc838518116 | UNIT 99/99/9999 | 1,035,000 | $39.7M | <0.1% | – | – | – |
| GILDGilead Sciences, Inc. | Stock | 609,167 | $39.4M | <0.1% | – | – | History |
| CIENCiena Corp | COM NEW | 717,431 | $39.3M | <0.1% | – | – | History |
| RIGTransocean Ltd. | REGISTERED SHS | 11,039,653 | $39.2M | <0.1% | – | – | History |
| MIDDMIDDLEBY Corp | COM | 236,105 | $39.1M | <0.1% | – | – | History |
| NLSNNielsen Holdings plc | SHS EUR | 1,555,627 | $39.1M | <0.1% | – | – | History |
| TRIThomson Reuters Corp | COM NEW | 445,930 | $39.1M | <0.1% | – | – | History |
| HSYHershey Co | COM | 246,882 | $39.0M | <0.1% | – | – | History |
| Viavi Solutions Inc.925550AE5 | NOTE 1.750% 6/0 | – | $38.9M | <0.1% | – | – | – |
| BKDBrookdale Senior Living Inc. | COM | 6,430,224 | $38.9M | <0.1% | – | – | History |
| AXTAAxalta Coating Systems Ltd. | COM | 1,313,165 | $38.8M | <0.1% | – | – | History |
| NAVINavient Corp | COM | 2,714,467 | $38.8M | <0.1% | – | – | History |
| Allegheny Technologies Inc01741RAG7 | NOTE 4.750% 7/0 | – | $38.8M | <0.1% | – | – | – |
| CNICanadian National Railway Co | Stock | 333,300 | $38.7M | <0.1% | – | – | History |
| SGISomnigroup International Inc. | COM | 1,056,344 | $38.6M | <0.1% | – | – | History |
| MUSAMurphy USA Inc. | COM | 266,423 | $38.5M | <0.1% | – | – | History |
| TFCTruist Financial Corp | COM | 660,281 | $38.5M | <0.1% | – | – | History |
| NDSNNordson Corp | COM | 191,501 | $38.0M | <0.1% | – | – | History |
| WYWeyerhaeuser Co | COM NEW | 1,066,415 | $38.0M | <0.1% | – | – | History |
| TWSTTwist Bioscience Corp | COM | 306,149 | $37.9M | <0.1% | – | – | History |
| PDPagerDuty, Inc. | COM | 941,621 | $37.9M | <0.1% | – | – | History |
| State Street Materials Select Sector SPDR ETF81369Y100 | ETF | 477,900 | $37.7M | <0.1% | – | – | – |
| DREDuke Realty Corp | COM NEW | 894,276 | $37.5M | <0.1% | – | – | History |
| HOGHarley-Davidson, Inc. | COM | 933,413 | $37.4M | <0.1% | – | – | History |
| FTVFortive Corp | Stock | 529,600 | $37.4M | <0.1% | – | – | History |
| PLCEChildrens Place, Inc. | COM | 532,734 | $37.1M | <0.1% | – | – | History |
| FCXFreeport-McMoran Inc | Stock | 1,127,294 | $37.1M | <0.1% | – | – | History |
| IPGInterpublic Group of Companies, Inc. | COM | 1,270,094 | $37.1M | <0.1% | – | – | History |
| Colfax Corp194014205 | UNIT 01/15/2022T | 205,000 | $37.0M | <0.1% | – | – | – |
| TVTXTravere Therapeutics, Inc. | COM | 1,476,479 | $36.9M | <0.1% | – | – | History |
| SSYSStratasys Ltd. | SHS | 1,419,893 | $36.8M | <0.1% | – | – | History |
| COUPCoupa Software Inc | COM | 144,119 | $36.7M | <0.1% | – | – | History |
| XELXcel Energy Inc | Stock | 548,434 | $36.5M | <0.1% | – | – | History |
| KIMKimco Realty Corp | COM | 1,940,940 | $36.4M | <0.1% | – | – | History |
| Pluralsight Inc72941BAB2 | NOTE 0.375% 3/0 | – | $36.3M | <0.1% | – | – | – |
| KEYSKeysight Technologies, Inc. | Stock | 253,006 | $36.3M | <0.1% | – | – | History |
| HALOHalozyme Therapeutics, Inc. | COM | 868,463 | $36.2M | <0.1% | – | – | History |
| CHKPCheck Point Software Technologies Ltd | ORD | 323,070 | $36.2M | <0.1% | – | – | History |
| DGXQuest Diagnostics Inc | COM | 281,819 | $36.2M | <0.1% | – | – | History |
| CPAYCorpay, Inc. | COM | 134,308 | $36.1M | <0.1% | – | – | History |
| INCYIncyte Corp | COM | 440,568 | $35.8M | <0.1% | – | – | History |
| HRTXHeron Therapeutics, Inc. | COM | 2,207,390 | $35.8M | <0.1% | – | – | History |
| TPRTapestry, Inc. | COM | 867,424 | $35.7M | <0.1% | – | – | History |
| CHRWC. H. Robinson Worldwide, Inc. | COM NEW | 374,169 | $35.7M | <0.1% | – | – | History |
| Change Healthcare Inc.15912K209 | UNIT 99/99/9999 | 480,259 | $35.7M | <0.1% | – | – | – |
| GPREGreen Plains Inc. | COM | 1,302,818 | $35.3M | <0.1% | – | – | History |
| CDWCDW Corp | COM | 210,816 | $34.9M | <0.1% | – | – | History |
| BEPCBrookfield Renewable Corp | CL A SUB VTG | 744,016 | $34.8M | <0.1% | – | – | History |
| TRIPTripAdvisor, Inc. | COM | 646,828 | $34.8M | <0.1% | – | – | History |
| ETNEaton Corp plc | Stock | 251,073 | $34.7M | <0.1% | – | – | History |
Options (686)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
The largest 100 of 686 by value.
| Security | Class | Puts | Calls |
|---|---|---|---|
| TSLATesla, Inc. | Stock | $935.3M | $522.9M |
| AMZNAmazon Com Inc | Stock | $659.3M | $187.2M |
| MELIMercadolibre Inc | COM | $416.6M | $246.7M |
| XYZBlock, Inc. | CL A | $534.0M | $126.6M |
| BABAAlibaba Group Holding Ltd | ADR | $251.7M | $288.0M |
| CCitigroup Inc | Stock | $267.2M | $120.7M |
| WFCWells Fargo & Company | Stock | $228.8M | $125.7M |
| BKNGBooking Holdings Inc. | Stock | $64.5M | $243.9M |
| AAPLApple Inc. | Stock | $272.4M | $25.2M |
| SHOPShopify Inc. | Stock | $208.5M | $77.9M |
| GMGeneral Motors Co | COM | $160.0M | $101.6M |
| CRWDCrowdStrike Holdings, Inc. | Stock | $195.5M | $64.9M |
| BABoeing Co | Stock | $167.6M | $90.3M |
| GOOGLAlphabet Inc. | Stock | $65.6M | $182.9M |
| XOMExxonMobil Holdings Corp | COM | $173.1M | $75.4M |
| TSMTaiwan Semiconductor Manufacturing Co Ltd | ADR | $192.1M | $41.2M |
| DISWalt Disney Co | Stock | $103.2M | $126.7M |
| SESea Ltd | SPONSORD ADS | $129.6M | $99.2M |
| SNAPSnap Inc | Stock | $118.6M | $104.2M |
| GOOGAlphabet Inc. | Stock | $41.4M | $176.0M |
| CRMSalesforce, Inc. | Stock | $146.6M | $70.6M |
| INTCIntel Corp | Stock | $141.5M | $75.0M |
| JPMJPMorgan Chase & Co | Stock | $113.0M | $99.7M |
| ZMZoom Communications, Inc. | Stock | $159.7M | $52.8M |
| BACBank of America Corp | Stock | $129.7M | $82.7M |
| PYPLPayPal Holdings, Inc. | Stock | $160.0M | $46.6M |
| NIONIO Inc. | ADR | $146.0M | $57.9M |
| WWayfair Inc. | CL A | $62.4M | $139.7M |
| TAT&T Inc. | Stock | $150.6M | $47.3M |
| PDDPDD Holdings Inc. | SPONSORED ADS | $157.6M | $37.5M |
| CMGChipotle Mexican Grill Inc | COM | $99.3M | $91.4M |
| MSMorgan Stanley | Stock | $122.7M | $53.9M |
| GSGoldman Sachs Group Inc | Stock | $109.9M | $61.0M |
| PFEPfizer Inc | Stock | $153.2M | $12.8M |
| MUMicron Technology Inc | Stock | $138.6M | $20.2M |
| ROKURoku, Inc | COM CL A | $94.0M | $64.5M |
| UBERUber Technologies, Inc | Stock | $99.0M | $59.1M |
| PTONPeloton Interactive, Inc. | CL A COM | $77.6M | $70.8M |
| TWTRTwitter, Inc. | COM | $79.9M | $68.1M |
| PINSPinterest, Inc. | CL A | $136.8M | $8.10M |
| METAMeta Platforms, Inc. | Stock | $35.8M | $105.6M |
| BIDUBaidu, Inc. | ADR | $128.3M | $12.5M |
| CHTRCharter Communications, Inc. | CL A | $42.0M | $91.9M |
| TTDTrade Desk, Inc. | Stock | $76.0M | $54.9M |
| BYNDBeyond Meat, Inc. | COM | $86.7M | $42.3M |
| BILIBilibili Inc. | SPONS ADS REP Z | $112.1M | $16.1M |
| KOCoca Cola Co | Stock | $74.2M | $53.5M |
| DALDelta Air Lines, Inc. | COM NEW | $98.0M | $26.2M |
| CCLCarnival Corp Ltd. | UNIT 99/99/9999 | $61.8M | $53.8M |
| NFLXNetflix Inc | Stock | $91.8M | $22.4M |
| MRNAModerna, Inc. | Stock | $45.1M | $64.7M |
| AALAmerican Airlines Group Inc. | Stock | $58.9M | $49.8M |
| COUPCoupa Software Inc | COM | $51.9M | $55.5M |
| UPSUnited Parcel Service Inc | Stock | $15.2M | $90.9M |
| FDXFedEx Corp | Stock | $57.8M | $39.5M |
| RHRH | COM | $64.1M | $29.2M |
| FFord Motor Co | Stock | $68.3M | $23.6M |
| ETSYEtsy Inc | COM | $55.5M | $36.3M |
| ABBVAbbVie Inc. | Stock | $55.4M | $34.9M |
| IBMInternational Business Machines Corp | Stock | $54.5M | $33.7M |
| WYNNWynn Resorts Ltd | COM | $49.7M | $38.5M |
| TDOCTeladoc Health, Inc. | COM | $55.1M | $31.6M |
| AZOAutoZone Inc | COM | $14.6M | $70.2M |
| AMDAdvanced Micro Devices Inc | Stock | $84.7M | – |
| SPGSimon Property Group Inc. | REIT | $55.5M | $28.4M |
| UALUnited Airlines Holdings, Inc. | COM | $51.6M | $31.9M |
| MGMMGM Resorts International | Stock | $53.7M | $28.0M |
| NOWServiceNow, Inc. | Stock | $52.8M | $28.8M |
| DKNGDraftKings Inc. | COM CL A | $30.3M | $49.4M |
| BPBP PLC | ADR | $44.4M | $35.1M |
| ZZillow Group, Inc. | CL C CAP STK | $27.1M | $52.3M |
| LYFTLyft, Inc. | CL A COM | $43.6M | $35.5M |
| CATCaterpillar Inc | Stock | $47.6M | $30.8M |
| TWLOTwilio Inc | CL A | $51.1M | $27.0M |
| NVDANVIDIA Corp | Stock | $68.8M | $8.81M |
| MRKMerck & Co., Inc. | Stock | $63.1M | $14.5M |
| Paramount Global92556H206 | CL B | $21.5M | $55.8M |
| SPOTSpotify Technology S.A. | Stock | $56.0M | $20.0M |
| FSLYFastly, Inc. | CL A | $53.0M | $22.9M |
| HUBSHubSpot Inc | COM | $40.9M | $32.9M |
| ADBEAdobe Inc. | Stock | $32.6M | $38.0M |
| JDJD.com, Inc. | SPON ADS CL A | $55.3M | $15.2M |
| FCXFreeport-McMoran Inc | Stock | $37.8M | $32.0M |
| CVSCVS Health Corp | Stock | $49.8M | $19.8M |
| SEDGSolaredge Technologies, Inc. | COM | $52.6M | $16.4M |
| CVXChevron Corp | Stock | $34.7M | $34.2M |
| RCLRoyal Caribbean Cruises Ltd | COM | $29.3M | $39.0M |
| EXPEExpedia Group, Inc. | Stock | $28.7M | $38.2M |
| ENPHEnphase Energy, Inc. | Stock | $48.2M | $17.0M |
| LMTLockheed Martin Corp | Stock | $27.8M | $35.3M |
| REGNRegeneron Pharmaceuticals, Inc. | COM | $48.5M | $14.2M |
| DDOGDatadog, Inc. | CL A COM | $42.5M | $19.3M |
| DXCMDexcom Inc | COM | $34.8M | $26.0M |
| ZSZscaler, Inc. | Stock | $28.9M | $31.8M |
| ISRGIntuitive Surgical Inc | COM NEW | $30.6M | $29.9M |
| SAMBoston Beer Co Inc | CL A | $55.6M | $3.98M |
| VALEVale S.A. | SPONSORED ADS | $25.0M | $34.1M |
| RNGRingCentral, Inc. | CL A | $31.8M | $26.6M |
| Barrick Gold Corp067901108 | COM | $47.8M | $9.30M |
| WMTWalmart Inc. | Stock | $52.1M | $4.25M |