D. E. Shaw & Co., Inc.
- SEC CIK
- 0001009207
- Latest filing
- Aug 14, 2026
Holdings in Q1 2021
Holdings as of Mar 31, 2021, filed May 17, 2021. Long positions only.
- Positions
- 2,918
- No 13F data for Q4 2020
- Portfolio value
- $81.5B
- No 13F data for Q4 2020
Livermore's 13F data starts with Q1 2021, so this quarter has no previous quarter to compare with and changes are not shown.
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| Verint Sys Inc92343XAA8 | NOTE 1.500% 6/0 | – | $34.7M | <0.1% | – | – | – |
| RMDResmed Inc | COM | 177,184 | $34.4M | <0.1% | – | – | History |
| TRMBTrimble Inc. | COM | 441,102 | $34.3M | <0.1% | – | – | History |
| ZIONZions Bancorporation, National Association | COM | 623,290 | $34.3M | <0.1% | – | – | History |
| EQHEquitable Holdings, Inc. | COM | 1,047,093 | $34.2M | <0.1% | – | – | History |
| GFL Environmental Inc.36168Q120 | UNIT 99/99/9999T | 418,246 | $34.1M | <0.1% | – | – | – |
| NINisource Inc. | COM | 1,411,077 | $34.0M | <0.1% | – | – | History |
| CMECME Group Inc. | COM | 164,959 | $33.7M | <0.1% | – | – | History |
| OUTOUTFRONT Media Inc. | COM | 1,539,312 | $33.6M | <0.1% | – | – | History |
| JMIAJumia Technologies AG | SPONSORED ADS | 944,801 | $33.5M | <0.1% | – | – | History |
| Hennessy Capital Invs Corp V42589T107 | COM CL A | 3,415,500 | $33.5M | <0.1% | – | – | – |
| LOGILogitech International S.A. | SHS | 318,759 | $33.3M | <0.1% | – | – | History |
| DBDDiebold Nixdorf, Inc | COM | 2,343,888 | $33.1M | <0.1% | – | – | History |
| JEFJefferies Financial Group Inc. | COM | 1,097,628 | $33.0M | <0.1% | – | – | History |
| PFGCPerformance Food Group Co | COM | 569,786 | $32.8M | <0.1% | – | – | History |
| Nutanix, Inc.67059NAB4 | NOTE 1/1 | – | $32.7M | <0.1% | – | – | – |
| KLICKulicke & Soffa Industries Inc | COM | 665,583 | $32.7M | <0.1% | – | – | History |
| WERNWerner Enterprises Inc | COM | 690,511 | $32.6M | <0.1% | – | – | History |
| Cantel Med Corp138098108 | COM | 407,352 | $32.5M | <0.1% | – | – | – |
| KGCKinross Gold Corp | COM | 4,870,892 | $32.5M | <0.1% | – | – | History |
| NTLAIntellia Therapeutics, Inc. | COM | 403,720 | $32.4M | <0.1% | – | – | History |
| Nuance Communications, Inc.67020YAN0 | NOTE 1.250% 4/0 | – | $32.4M | <0.1% | – | – | – |
| PANWPalo Alto Networks Inc | Stock | 100,506 | $32.4M | <0.1% | – | – | History |
| IBKRInteractive Brokers Group, Inc. | Stock | 440,732 | $32.2M | <0.1% | – | – | History |
| POSTPost Holdings, Inc. | COM | 304,290 | $32.2M | <0.1% | – | – | History |
| ATHMAutohome Inc. | SP ADS RP CL A | 343,194 | $32.0M | <0.1% | – | – | History |
| AEPAmerican Electric Power Co Inc | Stock | 377,169 | $31.9M | <0.1% | – | – | History |
| GOGOGogo Inc. | COM | 3,304,333 | $31.9M | <0.1% | – | – | History |
| MRCYMercury Systems Inc | COM | 449,432 | $31.8M | <0.1% | – | – | History |
| GGenpact LTD | SHS | 727,779 | $31.2M | <0.1% | – | – | History |
| Dominion Energy, Inc25746U133 | UNIT 99/99/9999 | 312,057 | $31.0M | <0.1% | – | – | – |
| FNVFranco Nevada Corp | Stock | 246,948 | $31.0M | <0.1% | – | – | History |
| Baozun Inc.06684LAB9 | NOTE 1.625% 5/0 | – | $30.9M | <0.1% | – | – | – |
| SCCOSouthern Copper Corp | Stock | 451,440 | $30.6M | <0.1% | – | – | History |
| BRKRBruker Corp | COM | 475,715 | $30.6M | <0.1% | – | – | History |
| RGLDRoyal Gold Inc | Stock | 283,742 | $30.5M | <0.1% | – | – | History |
| TXNTexas Instruments Inc | Stock | 160,546 | $30.3M | <0.1% | – | – | History |
| CHDChurch & Dwight Co Inc | COM | 347,361 | $30.3M | <0.1% | – | – | History |
| SPDR Series Trust78468R622 | ST BLOO HIGH ETF | 278,446 | $30.3M | <0.1% | – | – | – |
| COWNCowen Inc. | CL A NEW | 854,987 | $30.1M | <0.1% | – | – | History |
| DISH Network CORP25470MAB5 | NOTE 3.375% 8/1 | – | $30.0M | <0.1% | – | – | – |
| SEDGSolaredge Technologies, Inc. | COM | 103,720 | $29.8M | <0.1% | – | – | History |
| HOLXHologic Inc | COM | 398,963 | $29.7M | <0.1% | – | – | History |
| WPCW. P. Carey Inc. | COM | 418,698 | $29.6M | <0.1% | – | – | History |
| ULUnilever PLC | SPON ADR NEW | 527,517 | $29.5M | <0.1% | – | – | History |
| AFGAmerican Financial Group Inc | COM | 256,814 | $29.3M | <0.1% | – | – | History |
| WBTWelbilt, Inc. | COM | 1,802,823 | $29.3M | <0.1% | – | – | History |
| SHWSherwin Williams Co | COM | 39,572 | $29.2M | <0.1% | – | – | History |
| FOXFox Corp | CL B COM | 831,482 | $29.0M | <0.1% | – | – | History |
| NVRNVR Inc | COM | 6,158 | $29.0M | <0.1% | – | – | History |
| BALLBALL Corp | COM | 341,820 | $29.0M | <0.1% | – | – | History |
| CBChubb Ltd | Stock | 182,257 | $28.8M | <0.1% | – | – | History |
| NTRNutrien Ltd. | COM | 534,145 | $28.8M | <0.1% | – | – | History |
| VERVEREIT, Inc. | COM | 745,110 | $28.8M | <0.1% | – | – | History |
| FOXAFox Corp | CL A COM | 795,674 | $28.7M | <0.1% | – | – | History |
| LUMNLumen Technologies, Inc. | Stock | 2,143,423 | $28.6M | <0.1% | – | – | History |
| DHRDanaher Corp | Stock | 126,997 | $28.6M | <0.1% | – | – | History |
| MMSIMerit Medical Systems Inc | COM | 476,168 | $28.5M | <0.1% | – | – | History |
| CPECallon Petroleum Co | COM | 739,019 | $28.5M | <0.1% | – | – | History |
| ANAutonation, Inc. | COM | 305,333 | $28.5M | <0.1% | – | – | History |
| FLSFlowserve Corp | COM | 726,826 | $28.2M | <0.1% | – | – | History |
| KDPKeurig Dr Pepper Inc. | COM | 818,811 | $28.1M | <0.1% | – | – | History |
| Exact Sciences Corp30063PAA3 | NOTE 1.000% 1/1 | – | $28.1M | <0.1% | – | – | – |
| WBDWarner Bros. Discovery, Inc. | COM SER A | 643,731 | $28.0M | <0.1% | – | – | History |
| DRHDiamondRock Hospitality Co | COM | 2,711,687 | $27.9M | <0.1% | – | – | History |
| SWNSouthwestern Energy Co | COM | 5,993,048 | $27.9M | <0.1% | – | – | History |
| MKLMarkel Group Inc. | COM | 24,400 | $27.8M | <0.1% | – | – | History |
| Vanguard Real Estate ETF922908553 | ETF | 301,622 | $27.7M | <0.1% | – | – | – |
| FCNFti Consulting, Inc | COM | 197,471 | $27.7M | <0.1% | – | – | History |
| TELTE Connectivity plc | REG SHS | 213,816 | $27.6M | <0.1% | – | – | History |
| PTC Therapeutics, Inc.69366JAB7 | NOTE 3.000% 8/1 | – | $27.6M | <0.1% | – | – | – |
| NTCTNetscout Systems Inc | COM | 978,270 | $27.5M | <0.1% | – | – | History |
| ENTGEntegris Inc | COM | 245,818 | $27.5M | <0.1% | – | – | History |
| PIImpinj Inc | COM | 482,604 | $27.4M | <0.1% | – | – | History |
| OGEOGE Energy Corp. | COM | 846,315 | $27.4M | <0.1% | – | – | History |
| ACMAecom | COM | 426,492 | $27.3M | <0.1% | – | – | History |
| APHAmphenol Corp | CL A | 413,738 | $27.3M | <0.1% | – | – | History |
| NOVNOV Inc. | COM | 1,979,094 | $27.2M | <0.1% | – | – | History |
| EXRExtra Space Storage Inc. | COM | 203,911 | $27.0M | <0.1% | – | – | History |
| AAAlcoa Corp | Stock | 831,427 | $27.0M | <0.1% | – | – | History |
| SMSM Energy Co | COM | 1,645,203 | $26.9M | <0.1% | – | – | History |
| GISGeneral Mills Inc | Stock | 438,525 | $26.9M | <0.1% | – | – | History |
| BPOPPopular, Inc. | COM NEW | 382,041 | $26.9M | <0.1% | – | – | History |
| SWAVShockwave Medical, Inc. | COM | 205,877 | $26.8M | <0.1% | – | – | History |
| CHEFChefs' Warehouse, Inc. | COM | 879,351 | $26.8M | <0.1% | – | – | History |
| CNXCNX Resources Corp | COM | 1,818,349 | $26.7M | <0.1% | – | – | History |
| HESHess Corp | Stock | 377,682 | $26.7M | <0.1% | – | – | History |
| SPRUSpruce Power Holding Corp | COM CL A | 2,964,600 | $26.6M | <0.1% | – | – | History |
| HUBSHubSpot Inc | COM | 58,078 | $26.4M | <0.1% | – | – | History |
| HOVHovnanian Enterprises Inc | CL A NEW | 248,544 | $26.3M | <0.1% | – | – | History |
| VVVValvoline Inc | COM | 1,004,290 | $26.2M | <0.1% | – | – | History |
| HDBHDFC Bank Ltd | SPONSORED ADS | 336,178 | $26.1M | <0.1% | – | – | History |
| CLFCleveland-Cliffs Inc. | COM | 1,298,000 | $26.1M | <0.1% | – | – | History |
| TTTrane Technologies plc | SHS | 156,495 | $25.9M | <0.1% | – | – | History |
| DOYUDouYu International Holdings Ltd | SPONSORED ADS | 2,484,934 | $25.9M | <0.1% | – | – | History |
| RVLVRevolve Group, Inc. | CL A | 575,495 | $25.9M | <0.1% | – | – | History |
| VERIVeritone, Inc. | COM | 1,076,279 | $25.8M | <0.1% | – | – | History |
| TGTXTG Therapeutics, Inc. | COM | 535,001 | $25.8M | <0.1% | – | – | History |
| HFCHollyFrontier Corp | COM | 717,647 | $25.7M | <0.1% | – | – | History |
| LLLL Flooring Holdings, Inc. | COM | 1,021,812 | $25.7M | <0.1% | – | – | History |
Options (686)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
The largest 100 of 686 by value.
| Security | Class | Puts | Calls |
|---|---|---|---|
| TSLATesla, Inc. | Stock | $935.3M | $522.9M |
| AMZNAmazon Com Inc | Stock | $659.3M | $187.2M |
| MELIMercadolibre Inc | COM | $416.6M | $246.7M |
| XYZBlock, Inc. | CL A | $534.0M | $126.6M |
| BABAAlibaba Group Holding Ltd | ADR | $251.7M | $288.0M |
| CCitigroup Inc | Stock | $267.2M | $120.7M |
| WFCWells Fargo & Company | Stock | $228.8M | $125.7M |
| BKNGBooking Holdings Inc. | Stock | $64.5M | $243.9M |
| AAPLApple Inc. | Stock | $272.4M | $25.2M |
| SHOPShopify Inc. | Stock | $208.5M | $77.9M |
| GMGeneral Motors Co | COM | $160.0M | $101.6M |
| CRWDCrowdStrike Holdings, Inc. | Stock | $195.5M | $64.9M |
| BABoeing Co | Stock | $167.6M | $90.3M |
| GOOGLAlphabet Inc. | Stock | $65.6M | $182.9M |
| XOMExxonMobil Holdings Corp | COM | $173.1M | $75.4M |
| TSMTaiwan Semiconductor Manufacturing Co Ltd | ADR | $192.1M | $41.2M |
| DISWalt Disney Co | Stock | $103.2M | $126.7M |
| SESea Ltd | SPONSORD ADS | $129.6M | $99.2M |
| SNAPSnap Inc | Stock | $118.6M | $104.2M |
| GOOGAlphabet Inc. | Stock | $41.4M | $176.0M |
| CRMSalesforce, Inc. | Stock | $146.6M | $70.6M |
| INTCIntel Corp | Stock | $141.5M | $75.0M |
| JPMJPMorgan Chase & Co | Stock | $113.0M | $99.7M |
| ZMZoom Communications, Inc. | Stock | $159.7M | $52.8M |
| BACBank of America Corp | Stock | $129.7M | $82.7M |
| PYPLPayPal Holdings, Inc. | Stock | $160.0M | $46.6M |
| NIONIO Inc. | ADR | $146.0M | $57.9M |
| WWayfair Inc. | CL A | $62.4M | $139.7M |
| TAT&T Inc. | Stock | $150.6M | $47.3M |
| PDDPDD Holdings Inc. | SPONSORED ADS | $157.6M | $37.5M |
| CMGChipotle Mexican Grill Inc | COM | $99.3M | $91.4M |
| MSMorgan Stanley | Stock | $122.7M | $53.9M |
| GSGoldman Sachs Group Inc | Stock | $109.9M | $61.0M |
| PFEPfizer Inc | Stock | $153.2M | $12.8M |
| MUMicron Technology Inc | Stock | $138.6M | $20.2M |
| ROKURoku, Inc | COM CL A | $94.0M | $64.5M |
| UBERUber Technologies, Inc | Stock | $99.0M | $59.1M |
| PTONPeloton Interactive, Inc. | CL A COM | $77.6M | $70.8M |
| TWTRTwitter, Inc. | COM | $79.9M | $68.1M |
| PINSPinterest, Inc. | CL A | $136.8M | $8.10M |
| METAMeta Platforms, Inc. | Stock | $35.8M | $105.6M |
| BIDUBaidu, Inc. | ADR | $128.3M | $12.5M |
| CHTRCharter Communications, Inc. | CL A | $42.0M | $91.9M |
| TTDTrade Desk, Inc. | Stock | $76.0M | $54.9M |
| BYNDBeyond Meat, Inc. | COM | $86.7M | $42.3M |
| BILIBilibili Inc. | SPONS ADS REP Z | $112.1M | $16.1M |
| KOCoca Cola Co | Stock | $74.2M | $53.5M |
| DALDelta Air Lines, Inc. | COM NEW | $98.0M | $26.2M |
| CCLCarnival Corp Ltd. | UNIT 99/99/9999 | $61.8M | $53.8M |
| NFLXNetflix Inc | Stock | $91.8M | $22.4M |
| MRNAModerna, Inc. | Stock | $45.1M | $64.7M |
| AALAmerican Airlines Group Inc. | Stock | $58.9M | $49.8M |
| COUPCoupa Software Inc | COM | $51.9M | $55.5M |
| UPSUnited Parcel Service Inc | Stock | $15.2M | $90.9M |
| FDXFedEx Corp | Stock | $57.8M | $39.5M |
| RHRH | COM | $64.1M | $29.2M |
| FFord Motor Co | Stock | $68.3M | $23.6M |
| ETSYEtsy Inc | COM | $55.5M | $36.3M |
| ABBVAbbVie Inc. | Stock | $55.4M | $34.9M |
| IBMInternational Business Machines Corp | Stock | $54.5M | $33.7M |
| WYNNWynn Resorts Ltd | COM | $49.7M | $38.5M |
| TDOCTeladoc Health, Inc. | COM | $55.1M | $31.6M |
| AZOAutoZone Inc | COM | $14.6M | $70.2M |
| AMDAdvanced Micro Devices Inc | Stock | $84.7M | – |
| SPGSimon Property Group Inc. | REIT | $55.5M | $28.4M |
| UALUnited Airlines Holdings, Inc. | COM | $51.6M | $31.9M |
| MGMMGM Resorts International | Stock | $53.7M | $28.0M |
| NOWServiceNow, Inc. | Stock | $52.8M | $28.8M |
| DKNGDraftKings Inc. | COM CL A | $30.3M | $49.4M |
| BPBP PLC | ADR | $44.4M | $35.1M |
| ZZillow Group, Inc. | CL C CAP STK | $27.1M | $52.3M |
| LYFTLyft, Inc. | CL A COM | $43.6M | $35.5M |
| CATCaterpillar Inc | Stock | $47.6M | $30.8M |
| TWLOTwilio Inc | CL A | $51.1M | $27.0M |
| NVDANVIDIA Corp | Stock | $68.8M | $8.81M |
| MRKMerck & Co., Inc. | Stock | $63.1M | $14.5M |
| Paramount Global92556H206 | CL B | $21.5M | $55.8M |
| SPOTSpotify Technology S.A. | Stock | $56.0M | $20.0M |
| FSLYFastly, Inc. | CL A | $53.0M | $22.9M |
| HUBSHubSpot Inc | COM | $40.9M | $32.9M |
| ADBEAdobe Inc. | Stock | $32.6M | $38.0M |
| JDJD.com, Inc. | SPON ADS CL A | $55.3M | $15.2M |
| FCXFreeport-McMoran Inc | Stock | $37.8M | $32.0M |
| CVSCVS Health Corp | Stock | $49.8M | $19.8M |
| SEDGSolaredge Technologies, Inc. | COM | $52.6M | $16.4M |
| CVXChevron Corp | Stock | $34.7M | $34.2M |
| RCLRoyal Caribbean Cruises Ltd | COM | $29.3M | $39.0M |
| EXPEExpedia Group, Inc. | Stock | $28.7M | $38.2M |
| ENPHEnphase Energy, Inc. | Stock | $48.2M | $17.0M |
| LMTLockheed Martin Corp | Stock | $27.8M | $35.3M |
| REGNRegeneron Pharmaceuticals, Inc. | COM | $48.5M | $14.2M |
| DDOGDatadog, Inc. | CL A COM | $42.5M | $19.3M |
| DXCMDexcom Inc | COM | $34.8M | $26.0M |
| ZSZscaler, Inc. | Stock | $28.9M | $31.8M |
| ISRGIntuitive Surgical Inc | COM NEW | $30.6M | $29.9M |
| SAMBoston Beer Co Inc | CL A | $55.6M | $3.98M |
| VALEVale S.A. | SPONSORED ADS | $25.0M | $34.1M |
| RNGRingCentral, Inc. | CL A | $31.8M | $26.6M |
| Barrick Gold Corp067901108 | COM | $47.8M | $9.30M |
| WMTWalmart Inc. | Stock | $52.1M | $4.25M |