Vaxxinity, Inc.
VAXXDelisted Apr 29, 2024- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001851657
Vaxxinity, Inc. was delisted on Apr 29, 2024; its insiders filed their last Form 4 on Apr 29, 2024; 58 institutions reported holding it in 13F filings for Q1 2024, worth $8.73M in total; no superinvestor held it.
13F holders, Q4 2023
Institutional positions in Vaxxinity, Inc. as of Dec 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 60
- +8 vs. Q3 2023
- Shares held
- 13.8M
- −13.8M (−50.0%) vs. Q3 2023
- Total value
- $11.7M
- −$23.9M (−67.1%) vs. Q3 2023
- New holders
- 12
- 17 more added
- Sold out
- 4
- 10 more reduced
1 institution that held it in Q3 2023 haven't filed for Q4 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting VAXX on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 1 | $43 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 1 | $31 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 1 | $1.42K |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 8 | $67.8K |
| Q1 2024 | 58 | $8.73M |
| Q4 2023 | 60 | $11.7M |
| Q3 2023 | 53 | $35.8M |
| Q2 2023 | 50 | $71.7M |
| Q1 2023 | 49 | $56.9M |
| Q4 2022 | 31 | $31.8M |
| Q3 2022 | 29 | $48.5M |
| Q2 2022 | 29 | $38.2M |
| Q1 2022 | 12 | $76.6M |
| Q4 2021 | 17 | $101.6M |
| Q3 2021 | 0 | $0 |
| Q2 2021 | 0 | $0 |
| Q1 2021 | 0 | $0 |
Institutions, Q4 2023
Shares, value and share of portfolio for each institution holding Vaxxinity, Inc.; share changes are against Q3 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Adage Capital Partners GP, L.L.C. | 3,000,000 | $2.55M | 0.01% | 00.0% | Unchanged |
| BlackRock Inc. | 2,713,916 | $2.31M | 0.00% | +186,965+7.4% | Added |
| Vanguard Group Inc | 2,390,836 | $2.03M | 0.00% | +13,451+0.6% | Added |
| Prime Movers Lab LLC | 1,201,994 | $1.02M | 5.49% | −14,542,173−92.4% | Reduced |
| Geode Capital Management, LLC | 842,014 | $715.8K | 0.00% | +12,212+1.5% | Added |
| State Street Corp | 799,273 | $679.4K | 0.00% | −33,200−4.0% | Reduced |
| Bank of America Corp | 358,256 | $304.5K | 0.00% | −141,301−28.3% | Reduced |
| Northern Trust Corp | 334,498 | $284.3K | 0.00% | −17,314−4.9% | Reduced |
| Creative Planning | 285,089 | $242.3K | 0.00% | +6,443+2.3% | Added |
| Morgan Stanley | 230,516 | $195.9K | 0.00% | +194,045+532.1% | Added |
| Bridgeway Capital Management, LLC | 229,100 | $194.7K | 0.00% | +154,700+207.9% | Added |
| Pathstone Holdings, LLC | 153,846 | $130.8K | 0.00% | +153,846 | New |
| Bank of New York Mellon Corp | 120,665 | $102.6K | 0.00% | −857−0.7% | Reduced |
| Charles Schwab Investment Management Inc | 120,334 | $102.3K | 0.00% | 00.0% | Unchanged |
| Ieq Capital, LLC | 83,262 | $70.8K | 0.00% | +83,262 | New |
| Citadel Advisors LLC | 79,444 | $67.5K | 0.00% | +79,444 | New |
| McAdam, LLC | 78,281 | $66.5K | 0.00% | +10,000+14.6% | Added |
| Barclays PLC | 58,492 | $49.7K | 0.00% | +50,698+650.5% | Added |
| Nuveen Asset Management, LLC | 58,029 | $49.3K | 0.00% | 00.0% | Unchanged |
| UBS Group AG | 43,020 | $36.6K | 0.00% | +33,656+359.4% | Added |
| Millennium Management LLC | 42,888 | $36.5K | 0.00% | +42,888 | New |
| Lincoln National Corp | 41,070 | $34.9K | 0.00% | 00.0% | Unchanged |
| Blue Zone Wealth Advisors, LLC | 41,000 | $34.9K | 0.01% | +10,000+32.3% | Added |
| Rhumbline Advisers | 39,093 | $33.2K | 0.00% | 00.0% | Unchanged |
| JPMorgan Chase & Co | 27,854 | $23.7K | 0.00% | +229+0.8% | Added |
| Titleist Asset Management, LLC | 27,649 | $23.5K | 0.00% | 00.0% | Unchanged |
| New York State Common Retirement Fund | 23,642 | $20.1K | 0.00% | 00.0% | Unchanged |
| HighTower Advisors, LLC | 22,076 | $19.0K | 0.00% | +22,076 | New |
| American International Group, Inc. | 21,185 | $18.0K | 0.00% | −85−0.4% | Reduced |
| Truist Financial Corp | 20,738 | $17.6K | 0.00% | 00.0% | Unchanged |
| Hollencrest Capital Management | 20,000 | $17.0K | 0.00% | 00.0% | Unchanged |
| Clarius Group, LLC | 20,000 | $17.0K | 0.00% | 00.0% | Unchanged |
| Wedbush Securities Inc | 20,000 | $17.0K | 0.00% | 00.0% | Unchanged |
| Invesco Ltd. | 18,921 | $16.1K | 0.00% | −2,840−13.1% | Reduced |
| Raymond James Financial Services Advisors, Inc. | 18,495 | $15.7K | 0.00% | −164−0.9% | Reduced |
| Spire Wealth Management | 18,955 | $13.6K | 0.00% | +18,955 | New |
| Susquehanna International Group, LLP | 14,766 | $12.6K | 0.00% | +14,766 | New |
| Three Bridge Wealth Advisors, LLC | 14,178 | $12.1K | 0.00% | +14,178 | New |
| Royal Bank of Canada | 13,758 | $12.0K | 0.00% | +5,970+76.7% | Added |
| Tower Research Capital LLC (TRC) | 12,582 | $10.7K | 0.00% | +2,573+25.7% | Added |
| Cambridge Investment Research Advisors, Inc. | 12,000 | $10.0K | 0.00% | 00.0% | Unchanged |
| Two Sigma Securities, LLC | 11,684 | $9.93K | 0.00% | +11,684 | New |
| State Board of Administration of Florida Retirement System | 11,074 | $9.41K | 0.00% | +11,074 | New |
| Wells Fargo & Company | 11,027 | $9.37K | 0.00% | +2,513+29.5% | Added |
| Integrated Wealth Concepts LLC | 11,000 | $9.35K | 0.00% | 00.0% | Unchanged |
| Advisor Group Holdings, Inc. | 7,636 | $6.49K | 0.00% | 00.0% | Unchanged |
| Kayne Anderson Rudnick Investment Management LLC | 7,089 | $6.03K | 0.00% | +7,089 | New |
| California State Teachers Retirement System | 7,015 | $5.96K | 0.00% | −2,389−25.4% | Reduced |
| Citigroup Inc | 6,068 | $5.16K | 0.00% | +6,046+27,481.8% | Added |
| Amalgamated Bank | 6,034 | $5.00K | 0.00% | −428−6.6% | Reduced |
| Legal & General Group Plc | 5,269 | $4.50K | 0.00% | 00.0% | Unchanged |
| Ameritas Investment Partners, Inc. | 3,519 | $2.99K | 0.00% | 00.0% | Unchanged |
| FMR LLC | 2,800 | $2.38K | 0.00% | +1,728+161.2% | Added |
| Glassman Wealth Services | 2,386 | $2.03K | 0.00% | 00.0% | Unchanged |
| Nelson, Van Denburg & Campbell Wealth Management Group, LLC | 2,050 | $1.74K | 0.00% | 00.0% | Unchanged |
| Federation des caisses Desjardins du Quebec | 825 | $701 | 0.00% | 00.0% | Unchanged |
| Eagle Bay Advisors LLC | 708 | $602 | 0.00% | +676+2,112.5% | Added |
| Advisory Services Network, LLC | 600 | $510 | 0.00% | +600 | New |
| Sandy Spring Bank | 100 | $85 | 0.00% | 00.0% | Unchanged |
| Robinswood Financial LLC | 55 | $46 | 0.00% | 00.0% | Unchanged |
| Scoggin Management LP | 0 | $0 | 0.00% | −150,000−100.0% | Sold out |
| SG Americas Securities, LLC | 0 | $0 | 0.00% | −10,140−100.0% | Sold out |
| Quantum Financial Advisors, LLC | 0 | $0 | 0.00% | −10,121−100.0% | Sold out |
| Deutsche Bank AG | 0 | $0 | 0.00% | −1,012−100.0% | Sold out |
| Pathstone Family Office, LLC | – | – | – | – | Not filed |