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Vaxxinity, Inc.

VAXXDelisted Apr 29, 2024
Industry
Pharmaceutical Preparations
SEC CIK
0001851657

Vaxxinity, Inc. was delisted on Apr 29, 2024; its insiders filed their last Form 4 on Apr 29, 2024; 58 institutions reported holding it in 13F filings for Q1 2024, worth $8.73M in total; no superinvestor held it.

13F holders, Q3 2023

Institutional positions in Vaxxinity, Inc. as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works

Institutional holders
53
+3 vs. Q2 2023
Shares held
27.7M
−768.7K (−2.7%) vs. Q2 2023
Total value
$35.8M
−$35.9M (−50.1%) vs. Q2 2023
New holders
8
13 more added
Sold out
5
13 more reduced

Compare with Q2 2023: new holders, sold out and not filed yet

Holders and value by quarter

Institutions reporting VAXX on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.

Institutional holdersQ3 2023: 53 institutions
Q1 2021: 0 institutionsQ2 2021: 0 institutionsQ3 2021: 0 institutionsQ4 2021: 17 institutionsQ1 2022: 12 institutionsQ2 2022: 29 institutionsQ3 2022: 29 institutionsQ4 2022: 31 institutionsQ1 2023: 49 institutionsQ2 2023: 50 institutionsQ3 2023: 53 institutionsQ4 2023: 60 institutionsQ1 2024: 58 institutionsQ2 2024: 8 institutionsQ3 2024: 0 institutionsQ4 2024: 0 institutionsQ1 2025: 1 institutionQ2 2025: 0 institutionsQ3 2025: 1 institutionQ4 2025: 0 institutionsQ1 2026: 1 institutionQ2 2026: 0 institutions
Value heldQ3 2023: $35.8M
Q1 2021: $0Q2 2021: $0Q3 2021: $0Q4 2021: $101.6MQ1 2022: $76.6MQ2 2022: $38.2MQ3 2022: $48.5MQ4 2022: $31.8MQ1 2023: $56.9MQ2 2023: $71.7MQ3 2023: $35.8MQ4 2023: $11.7MQ1 2024: $8.73MQ2 2024: $67.8KQ3 2024: $0Q4 2024: $0Q1 2025: $1.42KQ2 2025: $0Q3 2025: $31Q4 2025: $0Q1 2026: $43Q2 2026: $0
Institutions holding VAXX and their total value by quarter
QuarterHoldersValue
Q2 20260$0
Q1 20261$43
Q4 20250$0
Q3 20251$31
Q2 20250$0
Q1 20251$1.42K
Q4 20240$0
Q3 20240$0
Q2 20248$67.8K
Q1 202458$8.73M
Q4 202360$11.7M
Q3 202353$35.8M
Q2 202350$71.7M
Q1 202349$56.9M
Q4 202231$31.8M
Q3 202229$48.5M
Q2 202229$38.2M
Q1 202212$76.6M
Q4 202117$101.6M
Q3 20210$0
Q2 20210$0
Q1 20210$0

Institutions, Q3 2023

Shares, value and share of portfolio for each institution holding Vaxxinity, Inc.; share changes are against Q2 2023.

Institutions holding VAXX in Q3 2023
InstitutionSharesValue% of portfolioChange in sharesAction
Prime Movers Lab LLC15,744,167$19.4M52.78%−1,009,869−6.0%Reduced
Adage Capital Partners GP, L.L.C.3,000,000$4.11M0.01%00.0%Unchanged
BlackRock Inc.2,526,951$3.46M0.00%+154,943+6.5%Added
Vanguard Group Inc2,377,385$3.26M0.00%−6,810−0.3%Reduced
State Street Corp832,473$1.14M0.00%+56,570+7.3%Added
Geode Capital Management, LLC829,802$1.14M0.00%+45,086+5.7%Added
Bank of America Corp499,557$684.4K0.00%+28,499+6.0%Added
Northern Trust Corp351,812$482.0K0.00%+700.0%Added
Creative Planning278,646$381.7K0.00%−799−0.3%Reduced
Pathstone Family Office, LLC153,846$210.8K0.00%00.0%Unchanged
Scoggin Management LP150,000$205.5K0.28%00.0%Unchanged
Bank of New York Mellon Corp121,522$166.5K0.00%−21,193−14.8%Reduced
Charles Schwab Investment Management Inc120,334$164.9K0.00%00.0%Unchanged
Bridgeway Capital Management, LLC74,400$101.9K0.00%00.0%Unchanged
McAdam, LLC68,281$93.5K0.01%+21,957+47.4%Added
Nuveen Asset Management, LLC58,029$79.5K0.00%00.0%Unchanged
Lincoln National Corp41,070$56.3K0.00%00.0%Unchanged
Rhumbline Advisers39,093$53.6K0.00%+2,657+7.3%Added
Morgan Stanley36,471$50.0K0.00%−11,830−24.5%Reduced
Blue Zone Wealth Advisors, LLC31,000$42.5K0.02%+1,000+3.3%Added
Titleist Asset Management, LLC27,649$37.9K0.01%00.0%Unchanged
JPMorgan Chase & Co27,625$37.8K0.00%−6,451−18.9%Reduced
New York State Common Retirement Fund23,642$32.4K0.00%−20,458−46.4%Reduced
Invesco Ltd.21,761$29.8K0.00%00.0%Unchanged
American International Group, Inc.21,270$29.1K0.00%+756+3.7%Added
Truist Financial Corp20,738$28.4K0.00%00.0%Unchanged
Hollencrest Capital Management20,000$27.4K0.00%00.0%Unchanged
Clarius Group, LLC20,000$27.4K0.00%+20,000New
Wedbush Securities Inc20,000$27.0K0.00%+20,000New
Raymond James Financial Services Advisors, Inc.18,659$25.6K0.00%+1,658+9.8%Added
Cambridge Investment Research Advisors, Inc.12,000$16.0K0.00%−11−0.1%Reduced
Integrated Wealth Concepts LLC11,000$15.1K0.00%+11,000New
SG Americas Securities, LLC10,140$14.0K0.00%+10,140New
Quantum Financial Advisors, LLC10,121$13.9K0.00%+10,121New
Tower Research Capital LLC (TRC)10,009$13.7K0.00%+8,049+410.7%Added
California State Teachers Retirement System9,404$12.9K0.00%−4,773−33.7%Reduced
UBS Group AG9,364$12.8K0.00%−15,607−62.5%Reduced
Wells Fargo & Company8,514$11.7K0.00%−9,223−52.0%Reduced
Barclays PLC7,794$10.7K0.00%−837−9.7%Reduced
Advisor Group Holdings, Inc.7,636$10.5K0.00%00.0%Unchanged
Royal Bank of Canada7,788$10.0K0.00%+2,140+37.9%Added
Amalgamated Bank6,462$9.00K0.00%00.0%Unchanged
Legal & General Group Plc5,269$7.22K0.00%00.0%Unchanged
Ameritas Investment Partners, Inc.3,519$4.82K0.00%00.0%Unchanged
Glassman Wealth Services2,386$3.27K0.00%00.0%Unchanged
Nelson, Van Denburg & Campbell Wealth Management Group, LLC2,050$2.81K0.00%+2,050New
FMR LLC1,072$1.47K0.00%+818+322.0%Added
Deutsche Bank AG1,012$1.39K0.00%+1,012New
Federation des caisses Desjardins du Quebec825$1.13K0.00%00.0%Unchanged
Sandy Spring Bank100$1370.00%00.0%Unchanged
Robinswood Financial LLC55$750.00%00.0%Unchanged
Eagle Bay Advisors LLC32$440.00%+32New
Citigroup Inc22$300.00%−12,671−99.8%Reduced
Voya Investment Management LLC0$00.00%−18,742−100.0%Sold out
Millennium Management LLC0$00.00%−14,012−100.0%Sold out
Susquehanna International Group, LLP0$00.00%−12,411−100.0%Sold out
Spire Wealth Management0$00.00%−1,500−100.0%Sold out
Venturi Wealth Management, LLC0$00.00%−45−100.0%Sold out