Vaxxinity, Inc.
VAXXDelisted Apr 29, 2024- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001851657
Vaxxinity, Inc. was delisted on Apr 29, 2024; its insiders filed their last Form 4 on Apr 29, 2024; 58 institutions reported holding it in 13F filings for Q1 2024, worth $8.73M in total; no superinvestor held it.
13F holders, Q1 2023
Institutional positions in Vaxxinity, Inc. as of Mar 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 49
- +18 vs. Q4 2022
- Shares held
- 25.1M
- +2.39M (+10.6%) vs. Q4 2022
- Total value
- $56.9M
- +$25.2M (+79.2%) vs. Q4 2022
- New holders
- 21
- 13 more added
- Sold out
- 3
- 3 more reduced
Compare with Q4 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting VAXX on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 1 | $43 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 1 | $31 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 1 | $1.42K |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 8 | $67.8K |
| Q1 2024 | 58 | $8.73M |
| Q4 2023 | 60 | $11.7M |
| Q3 2023 | 53 | $35.8M |
| Q2 2023 | 50 | $71.7M |
| Q1 2023 | 49 | $56.9M |
| Q4 2022 | 31 | $31.8M |
| Q3 2022 | 29 | $48.5M |
| Q2 2022 | 29 | $38.2M |
| Q1 2022 | 12 | $76.6M |
| Q4 2021 | 17 | $101.6M |
| Q3 2021 | 0 | $0 |
| Q2 2021 | 0 | $0 |
| Q1 2021 | 0 | $0 |
Institutions, Q1 2023
Shares, value and share of portfolio for each institution holding Vaxxinity, Inc.; share changes are against Q4 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Prime Movers Lab LLC | 16,754,036 | $38.0M | 61.84% | −500,692−2.9% | Reduced |
| Adage Capital Partners GP, L.L.C. | 3,000,000 | $6.81M | 0.02% | +1,998,330+199.5% | Added |
| Vanguard Group Inc | 2,158,942 | $4.90M | 0.00% | +15,625+0.7% | Added |
| Geode Capital Management, LLC | 378,790 | $859.9K | 0.00% | +28,433+8.1% | Added |
| BlackRock Inc. | 373,261 | $847.3K | 0.00% | 00.0% | Unchanged |
| Bank of America Corp | 311,590 | $707.3K | 0.00% | −240,833−43.6% | Reduced |
| Susquehanna International Group, LLP | 304,132 | $690.4K | 0.00% | +304,132 | New |
| Creative Planning | 279,445 | $634.3K | 0.00% | 00.0% | Unchanged |
| Millennium Management LLC | 241,187 | $547.0K | 0.00% | +168,780+233.1% | Added |
| Scoggin Management LP | 150,000 | $340.5K | 0.50% | +650+0.4% | Added |
| Qube Research & Technologies Ltd | 125,401 | $284.7K | 0.00% | +125,401 | New |
| State Street Corp | 120,934 | $274.5K | 0.00% | +66,200+120.9% | Added |
| Goldman Sachs Group Inc | 95,575 | $217.0K | 0.00% | +95,575 | New |
| Bridgeway Capital Management, LLC | 74,400 | $168.9K | 0.00% | 00.0% | Unchanged |
| Northern Trust Corp | 69,334 | $157.4K | 0.00% | +6,501+10.3% | Added |
| HRT Financial LP | 69,315 | $157.0K | 0.00% | +69,315 | New |
| Squarepoint Ops LLC | 51,941 | $117.9K | 0.00% | +51,941 | New |
| McAdam, LLC | 46,324 | $105.2K | 0.01% | +46,324 | New |
| ETF Managers Group, LLC | 43,836 | $99.5K | 0.00% | +12,409+39.5% | Added |
| Jane Street Group, LLC | 43,730 | $99.3K | 0.00% | +43,730 | New |
| Lincoln National Corp | 41,070 | $93.2K | 0.00% | +41,070 | New |
| Balyasny Asset Management LLC | 36,344 | $82.5K | 0.00% | +36,344 | New |
| Bank of New York Mellon Corp | 34,796 | $79.0K | 0.00% | 00.0% | Unchanged |
| LMR Partners LLP | 31,389 | $71.3K | 0.00% | +31,389 | New |
| Blue Zone Wealth Advisors, LLC | 27,500 | $62.4K | 0.03% | +27,500 | New |
| Charles Schwab Investment Management Inc | 22,917 | $52.0K | 0.00% | 00.0% | Unchanged |
| Truist Financial Corp | 20,738 | $47.1K | 0.00% | 00.0% | Unchanged |
| Hollencrest Capital Management | 20,000 | $45.4K | 0.00% | 00.0% | Unchanged |
| Clarius Group, LLC | 20,000 | $45.4K | 0.00% | 00.0% | Unchanged |
| Two Sigma Investments, LP | 17,796 | $40.4K | 0.00% | +17,796 | New |
| Tower Research Capital LLC (TRC) | 14,962 | $34.0K | 0.00% | +14,562+3,640.5% | Added |
| Morgan Stanley | 13,476 | $30.6K | 0.00% | +8,950+197.7% | Added |
| Virtu Financial LLC | 12,263 | $28.0K | 0.00% | −5,579−31.3% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 12,000 | $27.0K | 0.00% | 00.0% | Unchanged |
| ExodusPoint Capital Management, LP | 11,782 | $27.0K | 0.00% | +11,782 | New |
| Integrated Wealth Concepts LLC | 11,000 | $25.0K | 0.00% | +11,000 | New |
| Raymond James Financial Services Advisors, Inc. | 10,016 | $22.7K | 0.00% | +10,016 | New |
| Cubist Systematic Strategies, LLC | 9,971 | $22.6K | 0.00% | +9,971 | New |
| Advisor Group Holdings, Inc. | 7,636 | $17.3K | 0.00% | +1,500+24.4% | Added |
| Point72 Asset Management, L.P. | 3,077 | $6.99K | 0.00% | +3,077 | New |
| UBS Group AG | 2,667 | $6.05K | 0.00% | +1,392+109.2% | Added |
| Glassman Wealth Services | 2,386 | $5.42K | 0.00% | 00.0% | Unchanged |
| Spire Wealth Management | 1,500 | $3.40K | 0.00% | +1,500 | New |
| Federation des caisses Desjardins du Quebec | 825 | $1.87K | 0.00% | 00.0% | Unchanged |
| Advisory Services Network, LLC | 600 | $1.36K | 0.00% | +600 | New |
| Wells Fargo & Company | 248 | $563 | 0.00% | +4+1.6% | Added |
| Sandy Spring Bank | 100 | $227 | 0.00% | 00.0% | Unchanged |
| JPMorgan Chase & Co | 112 | $0 | 0.00% | +112 | New |
| Royal Bank of Canada | 207 | $0 | 0.00% | +207 | New |
| Renaissance Technologies LLC | 0 | $0 | 0.00% | −107,594−100.0% | Sold out |
| Lido Advisors, LLC | 0 | $0 | 0.00% | −13,824−100.0% | Sold out |
| GWM Advisors LLC | 0 | $0 | 0.00% | −3−100.0% | Sold out |