Vaxxinity, Inc.
VAXXDelisted Apr 29, 2024- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001851657
Vaxxinity, Inc. was delisted on Apr 29, 2024; its insiders filed their last Form 4 on Apr 29, 2024; 58 institutions reported holding it in 13F filings for Q1 2024, worth $8.73M in total; no superinvestor held it.
13F holders, Q1 2023
Institutional positions in Vaxxinity, Inc. as of Mar 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 49
- +18 vs. Q4 2022
- Shares held
- 25.1M
- +2.39M (+10.6%) vs. Q4 2022
- Total value
- $56.9M
- +$25.2M (+79.2%) vs. Q4 2022
- New holders
- 21
- 13 more added
- Sold out
- 3
- 3 more reduced
Compare with Q4 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting VAXX on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 1 | $43 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 1 | $31 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 1 | $1.42K |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 8 | $67.8K |
| Q1 2024 | 58 | $8.73M |
| Q4 2023 | 60 | $11.7M |
| Q3 2023 | 53 | $35.8M |
| Q2 2023 | 50 | $71.7M |
| Q1 2023 | 49 | $56.9M |
| Q4 2022 | 31 | $31.8M |
| Q3 2022 | 29 | $48.5M |
| Q2 2022 | 29 | $38.2M |
| Q1 2022 | 12 | $76.6M |
| Q4 2021 | 17 | $101.6M |
| Q3 2021 | 0 | $0 |
| Q2 2021 | 0 | $0 |
| Q1 2021 | 0 | $0 |
Institutions, Q1 2023
Shares, value and share of portfolio for each institution holding Vaxxinity, Inc.; share changes are against Q4 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| JPMorgan Chase & Co | 112 | $0 | 0.00% | +112 | New |
| Royal Bank of Canada | 207 | $0 | 0.00% | +207 | New |
| Sandy Spring Bank | 100 | $227 | 0.00% | 00.0% | Unchanged |
| Wells Fargo & Company | 248 | $563 | 0.00% | +4+1.6% | Added |
| Advisory Services Network, LLC | 600 | $1.36K | 0.00% | +600 | New |
| Federation des caisses Desjardins du Quebec | 825 | $1.87K | 0.00% | 00.0% | Unchanged |
| Spire Wealth Management | 1,500 | $3.40K | 0.00% | +1,500 | New |
| Glassman Wealth Services | 2,386 | $5.42K | 0.00% | 00.0% | Unchanged |
| UBS Group AG | 2,667 | $6.05K | 0.00% | +1,392+109.2% | Added |
| Point72 Asset Management, L.P. | 3,077 | $6.99K | 0.00% | +3,077 | New |
| Advisor Group Holdings, Inc. | 7,636 | $17.3K | 0.00% | +1,500+24.4% | Added |
| Cubist Systematic Strategies, LLC | 9,971 | $22.6K | 0.00% | +9,971 | New |
| Raymond James Financial Services Advisors, Inc. | 10,016 | $22.7K | 0.00% | +10,016 | New |
| Integrated Wealth Concepts LLC | 11,000 | $25.0K | 0.00% | +11,000 | New |
| Cambridge Investment Research Advisors, Inc. | 12,000 | $27.0K | 0.00% | 00.0% | Unchanged |
| ExodusPoint Capital Management, LP | 11,782 | $27.0K | 0.00% | +11,782 | New |
| Virtu Financial LLC | 12,263 | $28.0K | 0.00% | −5,579−31.3% | Reduced |
| Morgan Stanley | 13,476 | $30.6K | 0.00% | +8,950+197.7% | Added |
| Tower Research Capital LLC (TRC) | 14,962 | $34.0K | 0.00% | +14,562+3,640.5% | Added |
| Two Sigma Investments, LP | 17,796 | $40.4K | 0.00% | +17,796 | New |
| Hollencrest Capital Management | 20,000 | $45.4K | 0.00% | 00.0% | Unchanged |
| Clarius Group, LLC | 20,000 | $45.4K | 0.00% | 00.0% | Unchanged |
| Truist Financial Corp | 20,738 | $47.1K | 0.00% | 00.0% | Unchanged |
| Charles Schwab Investment Management Inc | 22,917 | $52.0K | 0.00% | 00.0% | Unchanged |
| Blue Zone Wealth Advisors, LLC | 27,500 | $62.4K | 0.03% | +27,500 | New |
| LMR Partners LLP | 31,389 | $71.3K | 0.00% | +31,389 | New |
| Bank of New York Mellon Corp | 34,796 | $79.0K | 0.00% | 00.0% | Unchanged |
| Balyasny Asset Management LLC | 36,344 | $82.5K | 0.00% | +36,344 | New |
| Lincoln National Corp | 41,070 | $93.2K | 0.00% | +41,070 | New |
| Jane Street Group, LLC | 43,730 | $99.3K | 0.00% | +43,730 | New |
| ETF Managers Group, LLC | 43,836 | $99.5K | 0.00% | +12,409+39.5% | Added |
| McAdam, LLC | 46,324 | $105.2K | 0.01% | +46,324 | New |
| Squarepoint Ops LLC | 51,941 | $117.9K | 0.00% | +51,941 | New |
| HRT Financial LP | 69,315 | $157.0K | 0.00% | +69,315 | New |
| Northern Trust Corp | 69,334 | $157.4K | 0.00% | +6,501+10.3% | Added |
| Bridgeway Capital Management, LLC | 74,400 | $168.9K | 0.00% | 00.0% | Unchanged |
| Goldman Sachs Group Inc | 95,575 | $217.0K | 0.00% | +95,575 | New |
| State Street Corp | 120,934 | $274.5K | 0.00% | +66,200+120.9% | Added |
| Qube Research & Technologies Ltd | 125,401 | $284.7K | 0.00% | +125,401 | New |
| Scoggin Management LP | 150,000 | $340.5K | 0.50% | +650+0.4% | Added |
| Millennium Management LLC | 241,187 | $547.0K | 0.00% | +168,780+233.1% | Added |
| Creative Planning | 279,445 | $634.3K | 0.00% | 00.0% | Unchanged |
| Susquehanna International Group, LLP | 304,132 | $690.4K | 0.00% | +304,132 | New |
| Bank of America Corp | 311,590 | $707.3K | 0.00% | −240,833−43.6% | Reduced |
| BlackRock Inc. | 373,261 | $847.3K | 0.00% | 00.0% | Unchanged |
| Geode Capital Management, LLC | 378,790 | $859.9K | 0.00% | +28,433+8.1% | Added |
| Vanguard Group Inc | 2,158,942 | $4.90M | 0.00% | +15,625+0.7% | Added |
| Adage Capital Partners GP, L.L.C. | 3,000,000 | $6.81M | 0.02% | +1,998,330+199.5% | Added |
| Prime Movers Lab LLC | 16,754,036 | $38.0M | 61.84% | −500,692−2.9% | Reduced |
| Renaissance Technologies LLC | 0 | $0 | 0.00% | −107,594−100.0% | Sold out |
| Lido Advisors, LLC | 0 | $0 | 0.00% | −13,824−100.0% | Sold out |
| GWM Advisors LLC | 0 | $0 | 0.00% | −3−100.0% | Sold out |