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Livermore
Livermore
ZHEN

Vaxxinity, Inc.

VAXXDelisted Apr 29, 2024
Industry
Pharmaceutical Preparations
SEC CIK
0001851657

Vaxxinity, Inc. was delisted on Apr 29, 2024; its insiders filed their last Form 4 on Apr 29, 2024; 58 institutions reported holding it in 13F filings for Q1 2024, worth $8.73M in total; no superinvestor held it.

Holders of 5% or more of VAXX

Holders whose latest Schedule 13D or 13G filing reports 5% or more of Vaxxinity, Inc., largest stake first. The change is against the holder's previous filing.

No holder currently reports owning 5% or more of Vaxxinity, Inc. on Schedule 13D or 13G.

Stakes are as of each holder's latest filing. Holders whose last filing was in the old format (before December 18, 2024) have no stake on record and are not listed, and after an acquisition or delisting holders usually stop filing.

13D and 13G filings

10 Schedule 13D and 13G filings on Vaxxinity, Inc., newest first, including old-format filings without a stake.

Schedule 13D and 13G filings on VAXX
Filed (ET)FilerFormStakeChangeEvent dateFiling
Feb 12, 2024Reese Lou13G/AOld format–––SEC
Feb 12, 2024Hu Mei Mei13G/AOld format–––SEC
Feb 7, 2024Prime Movers Lab Fund I LP13G/AOld format–––SEC
Feb 13, 2023Prime Movers Lab Fund I LP13G/AOld format–––SEC
Jan 27, 2023Hu Mei Mei13G/AOld format–––SEC
Jan 27, 2023United Biomedical Inc13G/AOld format–––SEC
Apr 27, 2022Hu Mei Mei13GOld format–New–SEC
Apr 27, 2022Reese Lou13GOld format–New–SEC
Apr 27, 2022United Biomedical Inc13GOld format–New–SEC
Feb 9, 2022Prime Movers Lab Fund I LP13GOld format–New–SEC

Form 144: proposed insider sales

46 notices from officers, directors and other affiliates planning to sell Vaxxinity, Inc. shares, newest first.

Form 144 notices for VAXX
Filed (ET)SellerShares to sellMarket valuePlanned saleBrokerFiling
Nov 30, 20235:03 PM ETPrime Movers Lab GP I, LLC10% stockholder23.0K$20.1KNov 30, 2023Morgan Stanley Smith Barney LLC Executive Financial ServicesSEC
Nov 30, 20234:54 PM ETPrime Movers Growth GP I LLC10% stockholder38.7K$33.9KNov 30, 2023Morgan Stanley Smith Barney LLC Executive Financial ServicesSEC
Nov 29, 20235:13 PM ETPrime Movers Lab GP I, LLC10% stockholder37.7K$35.2KNov 29, 2023Morgan Stanley Smith Barney LLC Executive Financial ServicesSEC
Nov 29, 20235:10 PM ETPrime Movers Growth GP I LLC10% stockholder63.5K$59.2KNov 29, 2023Morgan Stanley Smith Barney LLC Executive Financial ServicesSEC
Nov 21, 20234:21 PM ETPrime Movers Lab GP I, LLC10% stockholder22.5K$22.6KNov 21, 2023Morgan Stanley Smith Barney LLC Executive Financial ServicesSEC
Nov 21, 20234:20 PM ETPrime Movers Growth GP I LLC10% stockholder44.2K$44.4KNov 21, 2023Morgan Stanley Smith Barney LLC Executive Financial ServicesSEC
Oct 4, 20234:33 PM ETPrime Movers Lab GP I, LLCC/O Taylor Frankel &DAKIN Sloss10% stockholder7.85K$8.96KOct 4, 2023Morgan Stanley Smith Barney LLC Executive Financial ServicesSEC
Oct 4, 20234:24 PM ETPrime Movers Growth GP I LLC10% stockholder15.4K$17.6KOct 4, 2023Morgan Stanley Smith Barney LLC Executive Financial ServicesSEC
Sep 22, 20234:16 PM ETPrime Movers Lab GP I, LLC10% stockholder3.92K$5.44KSep 22, 2023Morgan Stanley Smith Barney LLC Executive Financial ServicesSEC
Sep 22, 20234:12 PM ETPrime Movers Growth GP I LLC10% stockholder7.71K$10.7KSep 22, 2023Morgan Stanley Smith Barney LLC Executive Financial ServicesSEC
Sep 14, 20235:19 PM ETPrime Movers Lab Fund I, LP10% stockholder837$1.34KSep 14, 2023Morgan Stanley Smith Barney LLC Executive Financial ServicesSEC
Sep 14, 20235:18 PM ETPrime Movers Growth Fund I LP10% stockholder345$552.21Sep 14, 2023Morgan Stanley Smith Barney LLC Executive Financial ServicesSEC
Sep 14, 20235:14 PM ETCovaxx PML SPV 1 LP10% stockholder197$315.32Sep 14, 2023Morgan Stanley Smith Barney LLC Executive Financial ServicesSEC
Sep 14, 20235:11 PM ETCovaxx PML SPV 2 LP10% stockholder80$128.05Sep 14, 2023Morgan Stanley Smith Barney LLC Executive Financial ServicesSEC
Sep 14, 20235:10 PM ETCovaxx PML SPV 3 LP10% stockholder141$225.68Sep 14, 2023Morgan Stanley Smith Barney LLC Executive Financial ServicesSEC
Sep 13, 20234:34 PM ETCovaxx PML SPV 3 LP10% stockholder471$754.45Sep 13, 2023Morgan Stanley Smith Barney LLC Executive Financial ServicesSEC
Sep 13, 20234:31 PM ETCovaxx PML SPV 2 LP10% stockholder267$427.68Sep 13, 2023Morgan Stanley Smith Barney LLC Executive Financial ServicesSEC
Sep 13, 20234:26 PM ETPrime Movers Lab Fund I, LP10% stockholder2.80K$4.49KSep 13, 2023Morgan Stanley Smith Barney LLC Executive Financial ServicesSEC
Sep 13, 20234:24 PM ETCovaxx PML SPV 1 LP10% stockholder660$1.06KSep 13, 2023Morgan Stanley Smith Barney LLC Executive Financial ServicesSEC
Sep 13, 20234:18 PM ETPrime Movers Growth Fund I LP10% stockholder1.16K$1.85KSep 13, 2023Morgan Stanley Smith Barney LLC Executive Financial ServicesSEC
Sep 12, 20235:32 PM ETPrime Movers Lab Fund I, LP10% stockholder209$347.9Sep 12, 2023Morgan Stanley Smith Barney LLC Executive Financial ServicesSEC
Sep 12, 20235:02 PM ETPrime Movers Lab Fund I, LP10% stockholder24.6K$41.0KSep 12, 2023Morgan Stanley Smith Barney LLC Executive Financial ServicesSEC
Sep 12, 20235:01 PM ETPrime Movers Growth Fund I LP10% stockholder10.2K$17.0KSep 12, 2023Morgan Stanley Smith Barney LLC Executive Financial ServicesSEC
Sep 12, 20235:00 PM ETCovaxx PML SPV 3 LP10% stockholder4.17K$6.94KSep 12, 2023Morgan Stanley Smith Barney LLC Executive Financial ServicesSEC
Sep 12, 20234:58 PM ETCovaxx PML SPV 2 LP10% stockholder2.37K$3.94KSep 12, 2023Morgan Stanley Smith Barney LLC Executive Financial ServicesSEC

Showing the latest 25. See the VAXX notices from the last 12 months