Vaxxinity, Inc.
VAXXDelisted Apr 29, 2024- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001851657
Vaxxinity, Inc. was delisted on Apr 29, 2024; its insiders filed their last Form 4 on Apr 29, 2024; 58 institutions reported holding it in 13F filings for Q1 2024, worth $8.73M in total; no superinvestor held it.
13F holders, Q2 2023
Institutional positions in Vaxxinity, Inc. as of Jun 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 50
- +2 vs. Q1 2023
- Shares held
- 28.5M
- +3.42M (+13.6%) vs. Q1 2023
- Total value
- $71.7M
- +$14.9M (+26.2%) vs. Q1 2023
- New holders
- 17
- 16 more added
- Sold out
- 15
- 3 more reduced
1 institution that held it in Q1 2023 haven't filed for Q2 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting VAXX on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 1 | $43 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 1 | $31 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 1 | $1.42K |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 8 | $67.8K |
| Q1 2024 | 58 | $8.73M |
| Q4 2023 | 60 | $11.7M |
| Q3 2023 | 53 | $35.8M |
| Q2 2023 | 50 | $71.7M |
| Q1 2023 | 49 | $56.9M |
| Q4 2022 | 31 | $31.8M |
| Q3 2022 | 29 | $48.5M |
| Q2 2022 | 29 | $38.2M |
| Q1 2022 | 12 | $76.6M |
| Q4 2021 | 17 | $101.6M |
| Q3 2021 | 0 | $0 |
| Q2 2021 | 0 | $0 |
| Q1 2021 | 0 | $0 |
Institutions, Q2 2023
Shares, value and share of portfolio for each institution holding Vaxxinity, Inc.; share changes are against Q1 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Prime Movers Lab LLC | 16,754,036 | $42.2M | 57.19% | 00.0% | Unchanged |
| Adage Capital Partners GP, L.L.C. | 3,000,000 | $7.56M | 0.02% | 00.0% | Unchanged |
| Vanguard Group Inc | 2,384,195 | $6.01M | 0.00% | +225,253+10.4% | Added |
| BlackRock Inc. | 2,372,008 | $5.98M | 0.00% | +1,998,747+535.5% | Added |
| Geode Capital Management, LLC | 784,716 | $1.98M | 0.00% | +405,926+107.2% | Added |
| State Street Corp | 775,903 | $1.96M | 0.00% | +654,969+541.6% | Added |
| Bank of America Corp | 471,058 | $1.19M | 0.00% | +159,468+51.2% | Added |
| Northern Trust Corp | 351,742 | $886.4K | 0.00% | +282,408+407.3% | Added |
| Creative Planning | 279,445 | $704.2K | 0.00% | 00.0% | Unchanged |
| Pathstone Family Office, LLC | 153,846 | $387.7K | 0.01% | +153,846 | New |
| Scoggin Management LP | 150,000 | $378.0K | 0.68% | 00.0% | Unchanged |
| Bank of New York Mellon Corp | 142,715 | $359.6K | 0.00% | +107,919+310.1% | Added |
| Charles Schwab Investment Management Inc | 120,334 | $303.2K | 0.00% | +97,417+425.1% | Added |
| Bridgeway Capital Management, LLC | 74,400 | $187.5K | 0.00% | 00.0% | Unchanged |
| Nuveen Asset Management, LLC | 58,029 | $146.2K | 0.00% | +58,029 | New |
| Morgan Stanley | 48,301 | $121.7K | 0.00% | +34,825+258.4% | Added |
| McAdam, LLC | 46,324 | $116.7K | 0.01% | 00.0% | Unchanged |
| New York State Common Retirement Fund | 44,100 | $111.1K | 0.00% | +44,100 | New |
| Lincoln National Corp | 41,070 | $103.5K | 0.00% | 00.0% | Unchanged |
| Rhumbline Advisers | 36,436 | $91.8K | 0.00% | +36,436 | New |
| JPMorgan Chase & Co | 34,076 | $85.9K | 0.00% | +33,964+30,325.0% | Added |
| Blue Zone Wealth Advisors, LLC | 30,000 | $75.6K | 0.03% | +2,500+9.1% | Added |
| Titleist Asset Management, LLC | 27,649 | $69.7K | 0.01% | +27,649 | New |
| UBS Group AG | 24,971 | $62.9K | 0.00% | +22,304+836.3% | Added |
| Invesco Ltd. | 21,761 | $54.8K | 0.00% | +21,761 | New |
| Truist Financial Corp | 20,738 | $52.3K | 0.00% | 00.0% | Unchanged |
| American International Group, Inc. | 20,514 | $51.7K | 0.00% | +20,514 | New |
| Hollencrest Capital Management | 20,000 | $50.4K | 0.01% | 00.0% | Unchanged |
| Voya Investment Management LLC | 18,742 | $47.2K | 0.00% | +18,742 | New |
| Wells Fargo & Company | 17,737 | $44.7K | 0.00% | +17,489+7,052.0% | Added |
| Raymond James Financial Services Advisors, Inc. | 17,001 | $42.8K | 0.00% | +6,985+69.7% | Added |
| California State Teachers Retirement System | 14,177 | $35.7K | 0.00% | +14,177 | New |
| Millennium Management LLC | 14,012 | $35.3K | 0.00% | −227,175−94.2% | Reduced |
| Citigroup Inc | 12,693 | $32.0K | 0.00% | +12,693 | New |
| Susquehanna International Group, LLP | 12,411 | $31.3K | 0.00% | −291,721−95.9% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 12,011 | $30.0K | 0.00% | +11+0.1% | Added |
| Barclays PLC | 8,631 | $21.8K | 0.00% | +8,631 | New |
| Advisor Group Holdings, Inc. | 7,636 | $19.2K | 0.00% | 00.0% | Unchanged |
| Amalgamated Bank | 6,462 | $16.0K | 0.00% | +6,462 | New |
| Royal Bank of Canada | 5,648 | $15.0K | 0.00% | +5,441+2,628.5% | Added |
| Legal & General Group Plc | 5,269 | $13.3K | 0.00% | +5,269 | New |
| Ameritas Investment Partners, Inc. | 3,519 | $8.87K | 0.00% | +3,519 | New |
| Glassman Wealth Services | 2,386 | $6.01K | 0.00% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 1,960 | $4.94K | 0.00% | −13,002−86.9% | Reduced |
| Spire Wealth Management | 1,500 | $3.78K | 0.00% | 00.0% | Unchanged |
| Federation des caisses Desjardins du Quebec | 825 | $2.08K | 0.00% | 00.0% | Unchanged |
| FMR LLC | 254 | $640 | 0.00% | +254 | New |
| Sandy Spring Bank | 100 | $252 | 0.00% | 00.0% | Unchanged |
| Robinswood Financial LLC | 55 | $138 | 0.00% | +55 | New |
| Venturi Wealth Management, LLC | 45 | $114 | 0.00% | +45 | New |
| Qube Research & Technologies Ltd | 0 | $0 | 0.00% | −125,401−100.0% | Sold out |
| Goldman Sachs Group Inc | 0 | $0 | 0.00% | −95,575−100.0% | Sold out |
| HRT Financial LP | 0 | $0 | 0.00% | −69,315−100.0% | Sold out |
| Squarepoint Ops LLC | 0 | $0 | 0.00% | −51,941−100.0% | Sold out |
| Jane Street Group, LLC | 0 | $0 | 0.00% | −43,730−100.0% | Sold out |
| Balyasny Asset Management LLC | 0 | $0 | 0.00% | −36,344−100.0% | Sold out |
| LMR Partners LLP | 0 | $0 | 0.00% | −31,389−100.0% | Sold out |
| Clarius Group, LLC | 0 | $0 | 0.00% | −20,000−100.0% | Sold out |
| Two Sigma Investments, LP | 0 | $0 | 0.00% | −17,796−100.0% | Sold out |
| Virtu Financial LLC | 0 | $0 | 0.00% | −12,263−100.0% | Sold out |
| ExodusPoint Capital Management, LP | 0 | $0 | 0.00% | −11,782−100.0% | Sold out |
| Integrated Wealth Concepts LLC | 0 | $0 | 0.00% | −11,000−100.0% | Sold out |
| Cubist Systematic Strategies, LLC | 0 | $0 | 0.00% | −9,971−100.0% | Sold out |
| Point72 Asset Management, L.P. | 0 | $0 | 0.00% | −3,077−100.0% | Sold out |
| Advisory Services Network, LLC | 0 | $0 | 0.00% | −600−100.0% | Sold out |
| ETF Managers Group, LLC | – | – | – | – | Not filed |