Vaxxinity, Inc.
VAXXDelisted Apr 29, 2024- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001851657
Vaxxinity, Inc. was delisted on Apr 29, 2024; its insiders filed their last Form 4 on Apr 29, 2024; 58 institutions reported holding it in 13F filings for Q1 2024, worth $8.73M in total; no superinvestor held it.
13F holders, Q2 2023
Institutional positions in Vaxxinity, Inc. as of Jun 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 50
- +2 vs. Q1 2023
- Shares held
- 28.5M
- +3.42M (+13.6%) vs. Q1 2023
- Total value
- $71.7M
- +$14.9M (+26.2%) vs. Q1 2023
- New holders
- 17
- 16 more added
- Sold out
- 15
- 3 more reduced
1 institution that held it in Q1 2023 haven't filed for Q2 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting VAXX on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 1 | $43 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 1 | $31 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 1 | $1.42K |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 8 | $67.8K |
| Q1 2024 | 58 | $8.73M |
| Q4 2023 | 60 | $11.7M |
| Q3 2023 | 53 | $35.8M |
| Q2 2023 | 50 | $71.7M |
| Q1 2023 | 49 | $56.9M |
| Q4 2022 | 31 | $31.8M |
| Q3 2022 | 29 | $48.5M |
| Q2 2022 | 29 | $38.2M |
| Q1 2022 | 12 | $76.6M |
| Q4 2021 | 17 | $101.6M |
| Q3 2021 | 0 | $0 |
| Q2 2021 | 0 | $0 |
| Q1 2021 | 0 | $0 |
Institutions, Q2 2023
Shares, value and share of portfolio for each institution holding Vaxxinity, Inc.; share changes are against Q1 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Venturi Wealth Management, LLC | 45 | $114 | 0.00% | +45 | New |
| Robinswood Financial LLC | 55 | $138 | 0.00% | +55 | New |
| Sandy Spring Bank | 100 | $252 | 0.00% | 00.0% | Unchanged |
| FMR LLC | 254 | $640 | 0.00% | +254 | New |
| Federation des caisses Desjardins du Quebec | 825 | $2.08K | 0.00% | 00.0% | Unchanged |
| Spire Wealth Management | 1,500 | $3.78K | 0.00% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 1,960 | $4.94K | 0.00% | −13,002−86.9% | Reduced |
| Glassman Wealth Services | 2,386 | $6.01K | 0.00% | 00.0% | Unchanged |
| Ameritas Investment Partners, Inc. | 3,519 | $8.87K | 0.00% | +3,519 | New |
| Legal & General Group Plc | 5,269 | $13.3K | 0.00% | +5,269 | New |
| Royal Bank of Canada | 5,648 | $15.0K | 0.00% | +5,441+2,628.5% | Added |
| Amalgamated Bank | 6,462 | $16.0K | 0.00% | +6,462 | New |
| Advisor Group Holdings, Inc. | 7,636 | $19.2K | 0.00% | 00.0% | Unchanged |
| Barclays PLC | 8,631 | $21.8K | 0.00% | +8,631 | New |
| Cambridge Investment Research Advisors, Inc. | 12,011 | $30.0K | 0.00% | +11+0.1% | Added |
| Susquehanna International Group, LLP | 12,411 | $31.3K | 0.00% | −291,721−95.9% | Reduced |
| Citigroup Inc | 12,693 | $32.0K | 0.00% | +12,693 | New |
| Millennium Management LLC | 14,012 | $35.3K | 0.00% | −227,175−94.2% | Reduced |
| California State Teachers Retirement System | 14,177 | $35.7K | 0.00% | +14,177 | New |
| Raymond James Financial Services Advisors, Inc. | 17,001 | $42.8K | 0.00% | +6,985+69.7% | Added |
| Wells Fargo & Company | 17,737 | $44.7K | 0.00% | +17,489+7,052.0% | Added |
| Voya Investment Management LLC | 18,742 | $47.2K | 0.00% | +18,742 | New |
| Hollencrest Capital Management | 20,000 | $50.4K | 0.01% | 00.0% | Unchanged |
| American International Group, Inc. | 20,514 | $51.7K | 0.00% | +20,514 | New |
| Truist Financial Corp | 20,738 | $52.3K | 0.00% | 00.0% | Unchanged |
| Invesco Ltd. | 21,761 | $54.8K | 0.00% | +21,761 | New |
| UBS Group AG | 24,971 | $62.9K | 0.00% | +22,304+836.3% | Added |
| Titleist Asset Management, LLC | 27,649 | $69.7K | 0.01% | +27,649 | New |
| Blue Zone Wealth Advisors, LLC | 30,000 | $75.6K | 0.03% | +2,500+9.1% | Added |
| JPMorgan Chase & Co | 34,076 | $85.9K | 0.00% | +33,964+30,325.0% | Added |
| Rhumbline Advisers | 36,436 | $91.8K | 0.00% | +36,436 | New |
| Lincoln National Corp | 41,070 | $103.5K | 0.00% | 00.0% | Unchanged |
| New York State Common Retirement Fund | 44,100 | $111.1K | 0.00% | +44,100 | New |
| McAdam, LLC | 46,324 | $116.7K | 0.01% | 00.0% | Unchanged |
| Morgan Stanley | 48,301 | $121.7K | 0.00% | +34,825+258.4% | Added |
| Nuveen Asset Management, LLC | 58,029 | $146.2K | 0.00% | +58,029 | New |
| Bridgeway Capital Management, LLC | 74,400 | $187.5K | 0.00% | 00.0% | Unchanged |
| Charles Schwab Investment Management Inc | 120,334 | $303.2K | 0.00% | +97,417+425.1% | Added |
| Bank of New York Mellon Corp | 142,715 | $359.6K | 0.00% | +107,919+310.1% | Added |
| Scoggin Management LP | 150,000 | $378.0K | 0.68% | 00.0% | Unchanged |
| Pathstone Family Office, LLC | 153,846 | $387.7K | 0.01% | +153,846 | New |
| Creative Planning | 279,445 | $704.2K | 0.00% | 00.0% | Unchanged |
| Northern Trust Corp | 351,742 | $886.4K | 0.00% | +282,408+407.3% | Added |
| Bank of America Corp | 471,058 | $1.19M | 0.00% | +159,468+51.2% | Added |
| State Street Corp | 775,903 | $1.96M | 0.00% | +654,969+541.6% | Added |
| Geode Capital Management, LLC | 784,716 | $1.98M | 0.00% | +405,926+107.2% | Added |
| BlackRock Inc. | 2,372,008 | $5.98M | 0.00% | +1,998,747+535.5% | Added |
| Vanguard Group Inc | 2,384,195 | $6.01M | 0.00% | +225,253+10.4% | Added |
| Adage Capital Partners GP, L.L.C. | 3,000,000 | $7.56M | 0.02% | 00.0% | Unchanged |
| Prime Movers Lab LLC | 16,754,036 | $42.2M | 57.19% | 00.0% | Unchanged |
| Qube Research & Technologies Ltd | 0 | $0 | 0.00% | −125,401−100.0% | Sold out |
| Goldman Sachs Group Inc | 0 | $0 | 0.00% | −95,575−100.0% | Sold out |
| HRT Financial LP | 0 | $0 | 0.00% | −69,315−100.0% | Sold out |
| Squarepoint Ops LLC | 0 | $0 | 0.00% | −51,941−100.0% | Sold out |
| Jane Street Group, LLC | 0 | $0 | 0.00% | −43,730−100.0% | Sold out |
| Balyasny Asset Management LLC | 0 | $0 | 0.00% | −36,344−100.0% | Sold out |
| LMR Partners LLP | 0 | $0 | 0.00% | −31,389−100.0% | Sold out |
| Clarius Group, LLC | 0 | $0 | 0.00% | −20,000−100.0% | Sold out |
| Two Sigma Investments, LP | 0 | $0 | 0.00% | −17,796−100.0% | Sold out |
| Virtu Financial LLC | 0 | $0 | 0.00% | −12,263−100.0% | Sold out |
| ExodusPoint Capital Management, LP | 0 | $0 | 0.00% | −11,782−100.0% | Sold out |
| Integrated Wealth Concepts LLC | 0 | $0 | 0.00% | −11,000−100.0% | Sold out |
| Cubist Systematic Strategies, LLC | 0 | $0 | 0.00% | −9,971−100.0% | Sold out |
| Point72 Asset Management, L.P. | 0 | $0 | 0.00% | −3,077−100.0% | Sold out |
| Advisory Services Network, LLC | 0 | $0 | 0.00% | −600−100.0% | Sold out |
| ETF Managers Group, LLC | – | – | – | – | Not filed |