Vaxxinity, Inc.
VAXXDelisted Apr 29, 2024- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001851657
Vaxxinity, Inc. was delisted on Apr 29, 2024; its insiders filed their last Form 4 on Apr 29, 2024; 58 institutions reported holding it in 13F filings for Q1 2024, worth $8.73M in total; no superinvestor held it.
13F holders, Q4 2023
Institutional positions in Vaxxinity, Inc. as of Dec 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 60
- +8 vs. Q3 2023
- Shares held
- 13.8M
- −13.8M (−50.0%) vs. Q3 2023
- Total value
- $11.7M
- −$23.9M (−67.1%) vs. Q3 2023
- New holders
- 12
- 17 more added
- Sold out
- 4
- 10 more reduced
1 institution that held it in Q3 2023 haven't filed for Q4 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting VAXX on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 1 | $43 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 1 | $31 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 1 | $1.42K |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 8 | $67.8K |
| Q1 2024 | 58 | $8.73M |
| Q4 2023 | 60 | $11.7M |
| Q3 2023 | 53 | $35.8M |
| Q2 2023 | 50 | $71.7M |
| Q1 2023 | 49 | $56.9M |
| Q4 2022 | 31 | $31.8M |
| Q3 2022 | 29 | $48.5M |
| Q2 2022 | 29 | $38.2M |
| Q1 2022 | 12 | $76.6M |
| Q4 2021 | 17 | $101.6M |
| Q3 2021 | 0 | $0 |
| Q2 2021 | 0 | $0 |
| Q1 2021 | 0 | $0 |
Institutions, Q4 2023
Shares, value and share of portfolio for each institution holding Vaxxinity, Inc.; share changes are against Q3 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Robinswood Financial LLC | 55 | $46 | 0.00% | 00.0% | Unchanged |
| Sandy Spring Bank | 100 | $85 | 0.00% | 00.0% | Unchanged |
| Advisory Services Network, LLC | 600 | $510 | 0.00% | +600 | New |
| Eagle Bay Advisors LLC | 708 | $602 | 0.00% | +676+2,112.5% | Added |
| Federation des caisses Desjardins du Quebec | 825 | $701 | 0.00% | 00.0% | Unchanged |
| Nelson, Van Denburg & Campbell Wealth Management Group, LLC | 2,050 | $1.74K | 0.00% | 00.0% | Unchanged |
| Glassman Wealth Services | 2,386 | $2.03K | 0.00% | 00.0% | Unchanged |
| FMR LLC | 2,800 | $2.38K | 0.00% | +1,728+161.2% | Added |
| Ameritas Investment Partners, Inc. | 3,519 | $2.99K | 0.00% | 00.0% | Unchanged |
| Legal & General Group Plc | 5,269 | $4.50K | 0.00% | 00.0% | Unchanged |
| Amalgamated Bank | 6,034 | $5.00K | 0.00% | −428−6.6% | Reduced |
| Citigroup Inc | 6,068 | $5.16K | 0.00% | +6,046+27,481.8% | Added |
| California State Teachers Retirement System | 7,015 | $5.96K | 0.00% | −2,389−25.4% | Reduced |
| Kayne Anderson Rudnick Investment Management LLC | 7,089 | $6.03K | 0.00% | +7,089 | New |
| Advisor Group Holdings, Inc. | 7,636 | $6.49K | 0.00% | 00.0% | Unchanged |
| Integrated Wealth Concepts LLC | 11,000 | $9.35K | 0.00% | 00.0% | Unchanged |
| Wells Fargo & Company | 11,027 | $9.37K | 0.00% | +2,513+29.5% | Added |
| State Board of Administration of Florida Retirement System | 11,074 | $9.41K | 0.00% | +11,074 | New |
| Two Sigma Securities, LLC | 11,684 | $9.93K | 0.00% | +11,684 | New |
| Cambridge Investment Research Advisors, Inc. | 12,000 | $10.0K | 0.00% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 12,582 | $10.7K | 0.00% | +2,573+25.7% | Added |
| Royal Bank of Canada | 13,758 | $12.0K | 0.00% | +5,970+76.7% | Added |
| Three Bridge Wealth Advisors, LLC | 14,178 | $12.1K | 0.00% | +14,178 | New |
| Susquehanna International Group, LLP | 14,766 | $12.6K | 0.00% | +14,766 | New |
| Spire Wealth Management | 18,955 | $13.6K | 0.00% | +18,955 | New |
| Raymond James Financial Services Advisors, Inc. | 18,495 | $15.7K | 0.00% | −164−0.9% | Reduced |
| Invesco Ltd. | 18,921 | $16.1K | 0.00% | −2,840−13.1% | Reduced |
| Hollencrest Capital Management | 20,000 | $17.0K | 0.00% | 00.0% | Unchanged |
| Clarius Group, LLC | 20,000 | $17.0K | 0.00% | 00.0% | Unchanged |
| Wedbush Securities Inc | 20,000 | $17.0K | 0.00% | 00.0% | Unchanged |
| Truist Financial Corp | 20,738 | $17.6K | 0.00% | 00.0% | Unchanged |
| American International Group, Inc. | 21,185 | $18.0K | 0.00% | −85−0.4% | Reduced |
| HighTower Advisors, LLC | 22,076 | $19.0K | 0.00% | +22,076 | New |
| New York State Common Retirement Fund | 23,642 | $20.1K | 0.00% | 00.0% | Unchanged |
| Titleist Asset Management, LLC | 27,649 | $23.5K | 0.00% | 00.0% | Unchanged |
| JPMorgan Chase & Co | 27,854 | $23.7K | 0.00% | +229+0.8% | Added |
| Rhumbline Advisers | 39,093 | $33.2K | 0.00% | 00.0% | Unchanged |
| Blue Zone Wealth Advisors, LLC | 41,000 | $34.9K | 0.01% | +10,000+32.3% | Added |
| Lincoln National Corp | 41,070 | $34.9K | 0.00% | 00.0% | Unchanged |
| Millennium Management LLC | 42,888 | $36.5K | 0.00% | +42,888 | New |
| UBS Group AG | 43,020 | $36.6K | 0.00% | +33,656+359.4% | Added |
| Nuveen Asset Management, LLC | 58,029 | $49.3K | 0.00% | 00.0% | Unchanged |
| Barclays PLC | 58,492 | $49.7K | 0.00% | +50,698+650.5% | Added |
| McAdam, LLC | 78,281 | $66.5K | 0.00% | +10,000+14.6% | Added |
| Citadel Advisors LLC | 79,444 | $67.5K | 0.00% | +79,444 | New |
| Ieq Capital, LLC | 83,262 | $70.8K | 0.00% | +83,262 | New |
| Charles Schwab Investment Management Inc | 120,334 | $102.3K | 0.00% | 00.0% | Unchanged |
| Bank of New York Mellon Corp | 120,665 | $102.6K | 0.00% | −857−0.7% | Reduced |
| Pathstone Holdings, LLC | 153,846 | $130.8K | 0.00% | +153,846 | New |
| Bridgeway Capital Management, LLC | 229,100 | $194.7K | 0.00% | +154,700+207.9% | Added |
| Morgan Stanley | 230,516 | $195.9K | 0.00% | +194,045+532.1% | Added |
| Creative Planning | 285,089 | $242.3K | 0.00% | +6,443+2.3% | Added |
| Northern Trust Corp | 334,498 | $284.3K | 0.00% | −17,314−4.9% | Reduced |
| Bank of America Corp | 358,256 | $304.5K | 0.00% | −141,301−28.3% | Reduced |
| State Street Corp | 799,273 | $679.4K | 0.00% | −33,200−4.0% | Reduced |
| Geode Capital Management, LLC | 842,014 | $715.8K | 0.00% | +12,212+1.5% | Added |
| Prime Movers Lab LLC | 1,201,994 | $1.02M | 5.49% | −14,542,173−92.4% | Reduced |
| Vanguard Group Inc | 2,390,836 | $2.03M | 0.00% | +13,451+0.6% | Added |
| BlackRock Inc. | 2,713,916 | $2.31M | 0.00% | +186,965+7.4% | Added |
| Adage Capital Partners GP, L.L.C. | 3,000,000 | $2.55M | 0.01% | 00.0% | Unchanged |
| Scoggin Management LP | 0 | $0 | 0.00% | −150,000−100.0% | Sold out |
| SG Americas Securities, LLC | 0 | $0 | 0.00% | −10,140−100.0% | Sold out |
| Quantum Financial Advisors, LLC | 0 | $0 | 0.00% | −10,121−100.0% | Sold out |
| Deutsche Bank AG | 0 | $0 | 0.00% | −1,012−100.0% | Sold out |
| Pathstone Family Office, LLC | – | – | – | – | Not filed |