Upstart Holdings, Inc.
UPST- Exchange
- Nasdaq
- Industry
- Finance Services
- SEC CIK
- 0001647639
In the last 90 days, Upstart Holdings, Inc. insiders filed 1 open-market purchase and 8 sales; 370 institutions reported holding it in 13F filings for Q2 2026, worth $2.07B in total; Coatue Management is the only superinvestor holding it.
13F holders, Q4 2023
Institutional positions in Upstart Holdings, Inc. as of Dec 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 334
- +45 vs. Q3 2023
- Shares held
- 41.6M
- +4.36M (+11.7%) vs. Q3 2023
- Total value
- $1.70B
- +$636.1M (+59.5%) vs. Q3 2023
- New holders
- 83
- 92 more added
- Sold out
- 38
- 86 more reduced
2 institutions that held it in Q3 2023 haven't filed for Q4 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting UPST on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 370 | $2.07B |
| Q1 2026 | 340 | $1.45B |
| Q4 2025 | 393 | $2.83B |
| Q3 2025 | 412 | $3.27B |
| Q2 2025 | 421 | $3.98B |
| Q1 2025 | 387 | $2.77B |
| Q4 2024 | 391 | $3.59B |
| Q3 2024 | 349 | $1.99B |
| Q2 2024 | 275 | $919.5M |
| Q1 2024 | 278 | $1.00B |
| Q4 2023 | 334 | $1.70B |
| Q3 2023 | 291 | $1.08B |
| Q2 2023 | 303 | $1.30B |
| Q1 2023 | 266 | $471.6M |
| Q4 2022 | 267 | $388.9M |
| Q3 2022 | 306 | $658.8M |
| Q2 2022 | 347 | $1.17B |
| Q1 2022 | 496 | $4.43B |
| Q4 2021 | 480 | $5.83B |
| Q3 2021 | 428 | $13.3B |
| Q2 2021 | 254 | $5.00B |
| Q1 2021 | 132 | $5.12B |
Institutions, Q4 2023
Shares, value and share of portfolio for each institution holding Upstart Holdings, Inc.; share changes are against Q3 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Marshall Wace, LLP | 137,200 | $5.61M | 0.01% | +137,200 | New |
| Swiss National Bank | 140,500 | $5.74M | 0.00% | −14,000−9.1% | Reduced |
| Millennium Management LLC | 150,502 | $6.15M | 0.01% | +125,150+493.6% | Added |
| Liontrust Investment Partners LLP | 155,000 | $6.33M | 0.09% | −70,000−31.1% | Reduced |
| Carnegie Capital Asset Management, LLC | 171,558 | $7.01M | 0.24% | +78,221+83.8% | Added |
| Sculptor Capital LP | 178,700 | $7.30M | 0.18% | +178,700 | New |
| JPMorgan Chase & Co | 186,741 | $7.63M | 0.00% | −181,057−49.2% | Reduced |
| Zweig-DiMenna Associates LLC | 188,693 | $7.71M | 0.89% | 00.0% | Unchanged |
| Nuveen Asset Management, LLC | 204,956 | $8.37M | 0.00% | +3,735+1.9% | Added |
| Two Sigma Advisers, LP | 230,600 | $9.42M | 0.02% | +230,600 | New |
| Bank of New York Mellon Corp | 259,886 | $10.6M | 0.00% | +11,796+4.8% | Added |
| Squarepoint Ops LLC | 260,747 | $10.7M | 0.04% | +230,199+753.6% | Added |
| Fred Alger Management, LLC | 275,315 | $11.2M | 0.06% | −232,735−45.8% | Reduced |
| First Trust Advisors LP | 314,171 | $12.8M | 0.01% | +78,863+33.5% | Added |
| Pathstone Holdings, LLC | 395,545 | $16.2M | 0.09% | +395,545 | New |
| Barclays PLC | 421,575 | $17.2M | 0.01% | +275,416+188.4% | Added |
| Norges Bank | 465,418 | $19.0M | 0.00% | +41,514+9.8% | Added |
| Citadel Advisors LLC | 507,664 | $20.7M | 0.02% | −153,453−23.2% | Reduced |
| Charles Schwab Investment Management Inc | 573,176 | $23.4M | 0.01% | +17,463+3.1% | Added |
| Coatue Management LLCSuperinvestorCoatue Management | 684,792 | $28.0M | 0.12% | −980,051−58.9% | Reduced |
| Northern Trust Corp | 711,831 | $29.1M | 0.01% | −6,914−1.0% | Reduced |
| Voloridge Investment Management, LLC | 1,014,365 | $41.4M | 0.16% | −234,498−18.8% | Reduced |
| Mirae Asset Global Investments Co., Ltd. | 1,018,354 | $41.6M | 0.08% | +5,875+0.6% | Added |
| Two Sigma Investments, LP | 1,060,873 | $43.3M | 0.10% | +760,573+253.3% | Added |
| Goldman Sachs Group Inc | 1,208,817 | $49.4M | 0.01% | −220,425−15.4% | Reduced |
| Bank of America Corp | 1,352,341 | $55.3M | 0.01% | +1,013,030+298.6% | Added |
| Bank of Montreal | 1,392,198 | $61.9M | 0.03% | +7,021+0.5% | Added |
| Geode Capital Management, LLC | 1,603,464 | $65.5M | 0.01% | +101,638+6.8% | Added |
| State Street Corp | 1,835,469 | $75.0M | 0.00% | +86,726+5.0% | Added |
| Jane Street Group, LLC | 1,911,771 | $78.1M | 0.09% | +1,683,385+737.1% | Added |
| Morgan Stanley | 2,132,561 | $87.1M | 0.01% | +217,628+11.4% | Added |
| D. E. Shaw & Co., Inc. | 3,324,441 | $135.8M | 0.20% | +507,366+18.0% | Added |
| BlackRock Inc. | 5,532,383 | $226.1M | 0.01% | +509,530+10.1% | Added |
| Vanguard Group Inc | 7,013,918 | $286.6M | 0.01% | +157,719+2.3% | Added |
| Freshford Capital Management, LLC | 0 | $0 | 0.00% | −218,468−100.0% | Sold out |
| Two Sigma Securities, LLC | 0 | $0 | 0.00% | −106,643−100.0% | Sold out |
| Basswood Capital Management, L.L.C. | 0 | $0 | 0.00% | −88,794−100.0% | Sold out |
| State of New Jersey Common Pension Fund D | 0 | $0 | 0.00% | −74,959−100.0% | Sold out |
| Trexquant Investment LP | 0 | $0 | 0.00% | −53,575−100.0% | Sold out |
| Rollins Financial | 0 | $0 | 0.00% | −37,692−100.0% | Sold out |
| American Century Companies Inc | 0 | $0 | 0.00% | −27,897−100.0% | Sold out |
| Pearl River Capital, LLC | 0 | $0 | 0.00% | −21,957−100.0% | Sold out |
| Quadrature Capital Ltd | 0 | $0 | 0.00% | −18,745−100.0% | Sold out |
| Virtu Financial LLC | 0 | $0 | 0.00% | −16,457−100.0% | Sold out |
| Jump Financial, LLC | 0 | $0 | 0.00% | −15,200−100.0% | Sold out |
| Point72 Asset Management, L.P. | 0 | $0 | 0.00% | −13,084−100.0% | Sold out |
| Belvedere Trading LLC | 0 | $0 | 0.00% | −9,682−100.0% | Sold out |
| Mitchell McLeod Pugh & Williams Inc | 0 | $0 | 0.00% | −7,375−100.0% | Sold out |
| Harel Insurance Investments & Financial Services Ltd. | 0 | $0 | 0.00% | −5,440−100.0% | Sold out |
| Lazard Asset Management LLC | 0 | $0 | 0.00% | −1,799−100.0% | Sold out |
| DekaBank Deutsche Girozentrale | 0 | $0 | 0.00% | −1,799−100.0% | Sold out |
| Founders Capital Management | 0 | $0 | 0.00% | −600−100.0% | Sold out |
| WR Wealth Planners, LLC | 0 | $0 | 0.00% | −429−100.0% | Sold out |
| Advisors Asset Management, Inc. | 0 | $0 | 0.00% | −371−100.0% | Sold out |
| Stonebridge Capital Advisors LLC | 0 | $0 | 0.00% | −230−100.0% | Sold out |
| Flaharty Asset Management, LLC | 0 | $0 | 0.00% | −200−100.0% | Sold out |
| Central Trust Co | 0 | $0 | 0.00% | −100−100.0% | Sold out |
| RE Dickinson Investment Advisors, LLC | 0 | $0 | 0.00% | −55−100.0% | Sold out |
| Credit Agricole S A | 0 | $0 | 0.00% | −60−100.0% | Sold out |
| Authentikos Wealth Advisory, LLC | 0 | $0 | 0.00% | −60−100.0% | Sold out |
| Tradewinds Capital Management, LLC | 0 | $0 | 0.00% | −50−100.0% | Sold out |
| AlphaMark Advisors, LLC | 0 | $0 | 0.00% | −44−100.0% | Sold out |
| JJJ Advisors Inc. | 0 | $0 | 0.00% | −25−100.0% | Sold out |
| Robbins Farley LLC | 0 | $0 | 0.00% | −20−100.0% | Sold out |
| Whittier Trust Co | 0 | $0 | 0.00% | −10−100.0% | Sold out |
| Tfo-TDC, LLC | 0 | $0 | 0.00% | −6−100.0% | Sold out |
| Investors Research Corp | 0 | $0 | 0.00% | −5−100.0% | Sold out |
| Cary Street Partner Investment Advisory LLC | 0 | $0 | 0.00% | −5−100.0% | Sold out |
| Your Advocates Ltd., LLP | 0 | $0 | 0.00% | −5−100.0% | Sold out |
| Macroview Investment Management LLC | 0 | $0 | 0.00% | −4−100.0% | Sold out |
| Cornerstone Planning Group LLC | 0 | $0 | 0.00% | −4−100.0% | Sold out |
| Asset Dedication, LLC | 0 | $0 | 0.00% | −8−100.0% | Sold out |
| Pathstone Family Office, LLC | – | – | – | – | Not filed |
| Column Capital Advisors, LLC | – | – | – | – | Not filed |