Upstart Holdings, Inc.
UPST- Exchange
- Nasdaq
- Industry
- Finance Services
- SEC CIK
- 0001647639
In the last 90 days, Upstart Holdings, Inc. insiders filed 1 open-market purchase and 8 sales; 370 institutions reported holding it in 13F filings for Q2 2026, worth $2.07B in total; Coatue Management is the only superinvestor holding it.
13F holders, Q3 2023
Institutional positions in Upstart Holdings, Inc. as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 291
- −11 vs. Q2 2023
- Shares held
- 37.7M
- +1.62M (+4.5%) vs. Q2 2023
- Total value
- $1.08B
- −$211.8M (−16.4%) vs. Q2 2023
- New holders
- 48
- 90 more added
- Sold out
- 59
- 72 more reduced
1 institution that held it in Q2 2023 haven't filed for Q3 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting UPST on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 370 | $2.07B |
| Q1 2026 | 340 | $1.45B |
| Q4 2025 | 393 | $2.83B |
| Q3 2025 | 412 | $3.27B |
| Q2 2025 | 421 | $3.98B |
| Q1 2025 | 387 | $2.77B |
| Q4 2024 | 391 | $3.59B |
| Q3 2024 | 349 | $1.99B |
| Q2 2024 | 275 | $919.5M |
| Q1 2024 | 278 | $1.00B |
| Q4 2023 | 334 | $1.70B |
| Q3 2023 | 291 | $1.08B |
| Q2 2023 | 303 | $1.30B |
| Q1 2023 | 266 | $471.6M |
| Q4 2022 | 267 | $388.9M |
| Q3 2022 | 306 | $658.8M |
| Q2 2022 | 347 | $1.17B |
| Q1 2022 | 496 | $4.43B |
| Q4 2021 | 480 | $5.83B |
| Q3 2021 | 428 | $13.3B |
| Q2 2021 | 254 | $5.00B |
| Q1 2021 | 132 | $5.12B |
Institutions, Q3 2023
Shares, value and share of portfolio for each institution holding Upstart Holdings, Inc.; share changes are against Q2 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Column Capital Advisors, LLC | 610 | $17.4K | 0.00% | 00.0% | Unchanged |
| Fifth Third Bancorp | 600 | $17.1K | 0.00% | −200−25.0% | Reduced |
| Founders Capital Management | 600 | $17.1K | 0.01% | 00.0% | Unchanged |
| Optimum Investment Advisors | 560 | $16.0K | 0.01% | 00.0% | Unchanged |
| Russell Investments Group, Ltd. | 559 | $16.0K | 0.00% | −1,711−75.4% | Reduced |
| Toth Financial Advisory Corp | 533 | $15.2K | 0.00% | 00.0% | Unchanged |
| IFP Advisors, Inc | 465 | $14.7K | 0.00% | −173−27.1% | Reduced |
| Farther Finance Advisors, LLC | 456 | $13.0K | 0.00% | +90+24.6% | Added |
| WR Wealth Planners, LLC | 429 | $12.2K | 0.00% | −65−13.2% | Reduced |
| City State Bank | 400 | $11.0K | 0.01% | 00.0% | Unchanged |
| Advisors Asset Management, Inc. | 371 | $10.6K | 0.00% | −252−40.4% | Reduced |
| Versant Capital Management, Inc | 368 | $10.5K | 0.00% | +2+0.5% | Added |
| PayPay Securities Corp | 363 | $10.4K | 0.50% | +307+548.2% | Added |
| Quent Capital, LLC | 334 | $9.53K | 0.00% | −20−5.6% | Reduced |
| Rosenberg Matthew Hamilton | 300 | $8.56K | 0.00% | 00.0% | Unchanged |
| CKW Financial Group | 273 | $8.00K | 0.00% | 00.0% | Unchanged |
| New Millennium Group LLC | 280 | $7.99K | 0.01% | +280 | New |
| TSFG, LLC | 249 | $7.00K | 0.00% | −120−32.5% | Reduced |
| Hantz Financial Services, Inc. | 228 | $7.00K | 0.00% | +40+21.3% | Added |
| SJS Investment Consulting Inc. | 233 | $6.65K | 0.00% | 00.0% | Unchanged |
| Lindbrook Capital, LLC | 230 | $6.56K | 0.00% | +44+23.7% | Added |
| Stonebridge Capital Advisors LLC | 230 | $6.56K | 0.00% | +100+76.9% | Added |
| Spire Wealth Management | 217 | $6.20K | 0.00% | −2,130−90.8% | Reduced |
| Banque Cantonale Vaudoise | 215 | $6.00K | 0.00% | −502−70.0% | Reduced |
| Rise Advisors, LLC | 210 | $5.99K | 0.00% | 00.0% | Unchanged |
| Massmutual Trust Co FSB | 200 | $5.71K | 0.00% | 00.0% | Unchanged |
| Flaharty Asset Management, LLC | 200 | $5.71K | 0.00% | +200 | New |
| Colonial Trust Advisors | 178 | $5.08K | 0.00% | 00.0% | Unchanged |
| Covestor Ltd | 171 | $5.00K | 0.00% | −367−68.2% | Reduced |
| TD Waterhouse Canada Inc. | 135 | $4.83K | 0.00% | 00.0% | Unchanged |
| Adirondack Trust Co | 150 | $4.28K | 0.00% | 00.0% | Unchanged |
| Armstrong Advisory Group, Inc | 150 | $4.28K | 0.00% | 00.0% | Unchanged |
| Glassman Wealth Services | 103 | $2.94K | 0.00% | +92+836.4% | Added |
| Allworth Financial LP | 101 | $2.88K | 0.00% | +51+102.0% | Added |
| Central Trust Co | 100 | $2.85K | 0.00% | 00.0% | Unchanged |
| Heritage Wealth Advisors | 100 | $2.85K | 0.00% | 00.0% | Unchanged |
| Wolff Wiese Magana LLC | 100 | $2.85K | 0.00% | 00.0% | Unchanged |
| Kelly Financial Services LLC | 90 | $2.57K | 0.00% | 00.0% | Unchanged |
| Gordian Capital Singapore Pte Ltd | 81 | $2.31K | 0.00% | 00.0% | Unchanged |
| Bell Investment Advisors, Inc | 78 | $2.23K | 0.00% | −29−27.1% | Reduced |
| Householder Group Estate & Retirement Specialist, LLC | 77 | $2.20K | 0.00% | +77 | New |
| Avion Wealth | 114 | $2.00K | 0.00% | +19+20.0% | Added |
| RE Dickinson Investment Advisors, LLC | 55 | $2.00K | 0.00% | +4+7.8% | Added |
| Global Retirement Partners, LLC | 70 | $1.88K | 0.00% | 00.0% | Unchanged |
| Credit Agricole S A | 60 | $1.71K | 0.00% | +60 | New |
| Authentikos Wealth Advisory, LLC | 60 | $1.71K | 0.00% | +60 | New |
| Sandy Spring Bank | 57 | $1.63K | 0.00% | 00.0% | Unchanged |
| Tradewinds Capital Management, LLC | 50 | $1.43K | 0.00% | 00.0% | Unchanged |
| Prestige Wealth Management Group LLC | 50 | $1.43K | 0.00% | 00.0% | Unchanged |
| Financial Freedom, LLC | 50 | $1.43K | 0.00% | 00.0% | Unchanged |
| NVWM, LLC | 43 | $1.23K | 0.00% | 00.0% | Unchanged |
| Pacifica Partners Inc. | 44 | $1.18K | 0.00% | 00.0% | Unchanged |
| Anchor Investment Management, LLC | 41 | $1.17K | 0.00% | 00.0% | Unchanged |
| Cape Investment Advisory, Inc. | 40 | $1.14K | 0.00% | 00.0% | Unchanged |
| Gould Capital, LLC | 38 | $1.05K | 0.00% | 00.0% | Unchanged |
| West Oak Capital, LLC | 25 | $1.00K | 0.00% | 00.0% | Unchanged |
| Valley National Advisers Inc | 35 | $1.00K | 0.00% | +35 | New |
| AlphaMark Advisors, LLC | 44 | $1.00K | 0.00% | +44 | New |
| Clearstead Advisors, LLC | 35 | $999 | 0.00% | 00.0% | Unchanged |
| Nemes Rush Group LLC | 31 | $885 | 0.00% | −579−94.9% | Reduced |
| Sunbelt Securities, Inc. | 31 | $885 | 0.00% | 00.0% | Unchanged |
| St Germain D J Co Inc | 30 | $856 | 0.00% | 00.0% | Unchanged |
| JJJ Advisors Inc. | 25 | $714 | 0.00% | 00.0% | Unchanged |
| Caldwell Sutter Capital, Inc. | 25 | $714 | 0.00% | 00.0% | Unchanged |
| North Star Investment Management Corp. | 24 | $685 | 0.00% | 00.0% | Unchanged |
| Missouri Trust & Investment Co | 22 | $628 | 0.00% | 00.0% | Unchanged |
| Focused Wealth Management, Inc | 20 | $571 | 0.00% | 00.0% | Unchanged |
| Robbins Farley LLC | 20 | $571 | 0.00% | +20 | New |
| Gradient Investments LLC | 19 | $542 | 0.00% | 00.0% | Unchanged |
| Carmichael Hill & Associates, Inc. | 18 | $514 | 0.00% | 00.0% | Unchanged |
| Global Financial Private Client, LLC | 15 | $413 | 0.00% | +15 | New |
| Parkside Financial Bank & Trust | 14 | $400 | 0.00% | 00.0% | Unchanged |
| Huntington National Bank | 13 | $371 | 0.00% | 00.0% | Unchanged |
| Castleview Partners, LLC | 10 | $285 | 0.00% | 00.0% | Unchanged |
| Gables Capital Management Inc. | 10 | $285 | 0.00% | 00.0% | Unchanged |
| American State Bank (Iowa) | 10 | $285 | 0.00% | 00.0% | Unchanged |
| Whittier Trust Co | 10 | $285 | 0.00% | +10 | New |
| Tfo-TDC, LLC | 6 | $215 | 0.00% | +6 | New |
| Your Advocates Ltd., LLP | 5 | $143 | 0.00% | −1,025−99.5% | Reduced |
| Investors Research Corp | 5 | $143 | 0.00% | 00.0% | Unchanged |
| Cary Street Partner Investment Advisory LLC | 5 | $143 | 0.00% | +5 | New |
| Glass Jacobson Investment Advisors llc | 4 | $115 | 0.00% | 00.0% | Unchanged |
| Macroview Investment Management LLC | 4 | $115 | 0.00% | +4 | New |
| Addison Advisors LLC | 4 | $115 | 0.00% | +4 | New |
| Proequities, Inc. | 4 | $114 | 0.00% | 00.0% | Unchanged |
| Cornerstone Planning Group LLC | 4 | $114 | 0.00% | 00.0% | Unchanged |
| Financial Synergies Wealth Advisors, Inc. | 3 | $86 | 0.00% | 00.0% | Unchanged |
| Pathway Financial Advisers, LLC | 2 | $57 | 0.00% | +2 | New |
| Impact Partnership Wealth, LLC | 1 | $16 | 0.00% | +1 | New |
| Asset Dedication, LLC | 8 | $0 | 0.00% | 00.0% | Unchanged |
| Sawyer & Company, Inc | 17 | $0 | 0.00% | +17 | New |
| Group One Trading, L.P. | 0 | $0 | 0.00% | −212,917−100.0% | Sold out |
| Holocene Advisors, LP | 0 | $0 | 0.00% | −94,581−100.0% | Sold out |
| Healthcare of Ontario Pension Plan Trust Fund | 0 | $0 | 0.00% | −93,525−100.0% | Sold out |
| Retireful, LLC | 0 | $0 | 0.00% | −48,944−100.0% | Sold out |
| Capital Fund Management S.A. | 0 | $0 | 0.00% | −47,269−100.0% | Sold out |
| Marshall Wace, LLP | 0 | $0 | 0.00% | −46,993−100.0% | Sold out |
| Ergoteles LLC | 0 | $0 | 0.00% | −43,916−100.0% | Sold out |
| Capula Management Ltd | 0 | $0 | 0.00% | −42,580−100.0% | Sold out |
| EAM Investors, LLC | 0 | $0 | 0.00% | −38,250−100.0% | Sold out |