Upstart Holdings, Inc.
UPST- Exchange
- Nasdaq
- Industry
- Finance Services
- SEC CIK
- 0001647639
In the last 90 days, Upstart Holdings, Inc. insiders filed 1 open-market purchase and 8 sales; 370 institutions reported holding it in 13F filings for Q2 2026, worth $2.07B in total; Coatue Management is the only superinvestor holding it.
13F holders, Q3 2023
Institutional positions in Upstart Holdings, Inc. as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 291
- −11 vs. Q2 2023
- Shares held
- 37.7M
- +1.62M (+4.5%) vs. Q2 2023
- Total value
- $1.08B
- −$211.8M (−16.4%) vs. Q2 2023
- New holders
- 48
- 90 more added
- Sold out
- 59
- 72 more reduced
1 institution that held it in Q2 2023 haven't filed for Q3 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting UPST on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 370 | $2.07B |
| Q1 2026 | 340 | $1.45B |
| Q4 2025 | 393 | $2.83B |
| Q3 2025 | 412 | $3.27B |
| Q2 2025 | 421 | $3.98B |
| Q1 2025 | 387 | $2.77B |
| Q4 2024 | 391 | $3.59B |
| Q3 2024 | 349 | $1.99B |
| Q2 2024 | 275 | $919.5M |
| Q1 2024 | 278 | $1.00B |
| Q4 2023 | 334 | $1.70B |
| Q3 2023 | 291 | $1.08B |
| Q2 2023 | 303 | $1.30B |
| Q1 2023 | 266 | $471.6M |
| Q4 2022 | 267 | $388.9M |
| Q3 2022 | 306 | $658.8M |
| Q2 2022 | 347 | $1.17B |
| Q1 2022 | 496 | $4.43B |
| Q4 2021 | 480 | $5.83B |
| Q3 2021 | 428 | $13.3B |
| Q2 2021 | 254 | $5.00B |
| Q1 2021 | 132 | $5.12B |
Institutions, Q3 2023
Shares, value and share of portfolio for each institution holding Upstart Holdings, Inc.; share changes are against Q2 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Asset Dedication, LLC | 8 | $0 | 0.00% | 00.0% | Unchanged |
| Sawyer & Company, Inc | 17 | $0 | 0.00% | +17 | New |
| Impact Partnership Wealth, LLC | 1 | $16 | 0.00% | +1 | New |
| Pathway Financial Advisers, LLC | 2 | $57 | 0.00% | +2 | New |
| Financial Synergies Wealth Advisors, Inc. | 3 | $86 | 0.00% | 00.0% | Unchanged |
| Proequities, Inc. | 4 | $114 | 0.00% | 00.0% | Unchanged |
| Cornerstone Planning Group LLC | 4 | $114 | 0.00% | 00.0% | Unchanged |
| Glass Jacobson Investment Advisors llc | 4 | $115 | 0.00% | 00.0% | Unchanged |
| Macroview Investment Management LLC | 4 | $115 | 0.00% | +4 | New |
| Addison Advisors LLC | 4 | $115 | 0.00% | +4 | New |
| Your Advocates Ltd., LLP | 5 | $143 | 0.00% | −1,025−99.5% | Reduced |
| Investors Research Corp | 5 | $143 | 0.00% | 00.0% | Unchanged |
| Cary Street Partner Investment Advisory LLC | 5 | $143 | 0.00% | +5 | New |
| Tfo-TDC, LLC | 6 | $215 | 0.00% | +6 | New |
| Castleview Partners, LLC | 10 | $285 | 0.00% | 00.0% | Unchanged |
| Gables Capital Management Inc. | 10 | $285 | 0.00% | 00.0% | Unchanged |
| American State Bank (Iowa) | 10 | $285 | 0.00% | 00.0% | Unchanged |
| Whittier Trust Co | 10 | $285 | 0.00% | +10 | New |
| Huntington National Bank | 13 | $371 | 0.00% | 00.0% | Unchanged |
| Parkside Financial Bank & Trust | 14 | $400 | 0.00% | 00.0% | Unchanged |
| Global Financial Private Client, LLC | 15 | $413 | 0.00% | +15 | New |
| Carmichael Hill & Associates, Inc. | 18 | $514 | 0.00% | 00.0% | Unchanged |
| Gradient Investments LLC | 19 | $542 | 0.00% | 00.0% | Unchanged |
| Focused Wealth Management, Inc | 20 | $571 | 0.00% | 00.0% | Unchanged |
| Robbins Farley LLC | 20 | $571 | 0.00% | +20 | New |
| Missouri Trust & Investment Co | 22 | $628 | 0.00% | 00.0% | Unchanged |
| North Star Investment Management Corp. | 24 | $685 | 0.00% | 00.0% | Unchanged |
| JJJ Advisors Inc. | 25 | $714 | 0.00% | 00.0% | Unchanged |
| Caldwell Sutter Capital, Inc. | 25 | $714 | 0.00% | 00.0% | Unchanged |
| St Germain D J Co Inc | 30 | $856 | 0.00% | 00.0% | Unchanged |
| Nemes Rush Group LLC | 31 | $885 | 0.00% | −579−94.9% | Reduced |
| Sunbelt Securities, Inc. | 31 | $885 | 0.00% | 00.0% | Unchanged |
| Clearstead Advisors, LLC | 35 | $999 | 0.00% | 00.0% | Unchanged |
| West Oak Capital, LLC | 25 | $1.00K | 0.00% | 00.0% | Unchanged |
| Valley National Advisers Inc | 35 | $1.00K | 0.00% | +35 | New |
| AlphaMark Advisors, LLC | 44 | $1.00K | 0.00% | +44 | New |
| Gould Capital, LLC | 38 | $1.05K | 0.00% | 00.0% | Unchanged |
| Cape Investment Advisory, Inc. | 40 | $1.14K | 0.00% | 00.0% | Unchanged |
| Anchor Investment Management, LLC | 41 | $1.17K | 0.00% | 00.0% | Unchanged |
| Pacifica Partners Inc. | 44 | $1.18K | 0.00% | 00.0% | Unchanged |
| NVWM, LLC | 43 | $1.23K | 0.00% | 00.0% | Unchanged |
| Tradewinds Capital Management, LLC | 50 | $1.43K | 0.00% | 00.0% | Unchanged |
| Prestige Wealth Management Group LLC | 50 | $1.43K | 0.00% | 00.0% | Unchanged |
| Financial Freedom, LLC | 50 | $1.43K | 0.00% | 00.0% | Unchanged |
| Sandy Spring Bank | 57 | $1.63K | 0.00% | 00.0% | Unchanged |
| Credit Agricole S A | 60 | $1.71K | 0.00% | +60 | New |
| Authentikos Wealth Advisory, LLC | 60 | $1.71K | 0.00% | +60 | New |
| Global Retirement Partners, LLC | 70 | $1.88K | 0.00% | 00.0% | Unchanged |
| Avion Wealth | 114 | $2.00K | 0.00% | +19+20.0% | Added |
| RE Dickinson Investment Advisors, LLC | 55 | $2.00K | 0.00% | +4+7.8% | Added |
| Householder Group Estate & Retirement Specialist, LLC | 77 | $2.20K | 0.00% | +77 | New |
| Bell Investment Advisors, Inc | 78 | $2.23K | 0.00% | −29−27.1% | Reduced |
| Gordian Capital Singapore Pte Ltd | 81 | $2.31K | 0.00% | 00.0% | Unchanged |
| Kelly Financial Services LLC | 90 | $2.57K | 0.00% | 00.0% | Unchanged |
| Central Trust Co | 100 | $2.85K | 0.00% | 00.0% | Unchanged |
| Heritage Wealth Advisors | 100 | $2.85K | 0.00% | 00.0% | Unchanged |
| Wolff Wiese Magana LLC | 100 | $2.85K | 0.00% | 00.0% | Unchanged |
| Allworth Financial LP | 101 | $2.88K | 0.00% | +51+102.0% | Added |
| Glassman Wealth Services | 103 | $2.94K | 0.00% | +92+836.4% | Added |
| Adirondack Trust Co | 150 | $4.28K | 0.00% | 00.0% | Unchanged |
| Armstrong Advisory Group, Inc | 150 | $4.28K | 0.00% | 00.0% | Unchanged |
| TD Waterhouse Canada Inc. | 135 | $4.83K | 0.00% | 00.0% | Unchanged |
| Covestor Ltd | 171 | $5.00K | 0.00% | −367−68.2% | Reduced |
| Colonial Trust Advisors | 178 | $5.08K | 0.00% | 00.0% | Unchanged |
| Massmutual Trust Co FSB | 200 | $5.71K | 0.00% | 00.0% | Unchanged |
| Flaharty Asset Management, LLC | 200 | $5.71K | 0.00% | +200 | New |
| Rise Advisors, LLC | 210 | $5.99K | 0.00% | 00.0% | Unchanged |
| Banque Cantonale Vaudoise | 215 | $6.00K | 0.00% | −502−70.0% | Reduced |
| Spire Wealth Management | 217 | $6.20K | 0.00% | −2,130−90.8% | Reduced |
| Lindbrook Capital, LLC | 230 | $6.56K | 0.00% | +44+23.7% | Added |
| Stonebridge Capital Advisors LLC | 230 | $6.56K | 0.00% | +100+76.9% | Added |
| SJS Investment Consulting Inc. | 233 | $6.65K | 0.00% | 00.0% | Unchanged |
| TSFG, LLC | 249 | $7.00K | 0.00% | −120−32.5% | Reduced |
| Hantz Financial Services, Inc. | 228 | $7.00K | 0.00% | +40+21.3% | Added |
| New Millennium Group LLC | 280 | $7.99K | 0.01% | +280 | New |
| CKW Financial Group | 273 | $8.00K | 0.00% | 00.0% | Unchanged |
| Rosenberg Matthew Hamilton | 300 | $8.56K | 0.00% | 00.0% | Unchanged |
| Quent Capital, LLC | 334 | $9.53K | 0.00% | −20−5.6% | Reduced |
| PayPay Securities Corp | 363 | $10.4K | 0.50% | +307+548.2% | Added |
| Versant Capital Management, Inc | 368 | $10.5K | 0.00% | +2+0.5% | Added |
| Advisors Asset Management, Inc. | 371 | $10.6K | 0.00% | −252−40.4% | Reduced |
| City State Bank | 400 | $11.0K | 0.01% | 00.0% | Unchanged |
| WR Wealth Planners, LLC | 429 | $12.2K | 0.00% | −65−13.2% | Reduced |
| Farther Finance Advisors, LLC | 456 | $13.0K | 0.00% | +90+24.6% | Added |
| IFP Advisors, Inc | 465 | $14.7K | 0.00% | −173−27.1% | Reduced |
| Toth Financial Advisory Corp | 533 | $15.2K | 0.00% | 00.0% | Unchanged |
| Russell Investments Group, Ltd. | 559 | $16.0K | 0.00% | −1,711−75.4% | Reduced |
| Optimum Investment Advisors | 560 | $16.0K | 0.01% | 00.0% | Unchanged |
| Fifth Third Bancorp | 600 | $17.1K | 0.00% | −200−25.0% | Reduced |
| Founders Capital Management | 600 | $17.1K | 0.01% | 00.0% | Unchanged |
| Column Capital Advisors, LLC | 610 | $17.4K | 0.00% | 00.0% | Unchanged |
| Steward Partners Investment Advisory, LLC | 644 | $18.4K | 0.00% | 00.0% | Unchanged |
| Geneos Wealth Management Inc. | 705 | $20.1K | 0.00% | 00.0% | Unchanged |
| Quadrant Capital Group LLC | 736 | $21.0K | 0.00% | 00.0% | Unchanged |
| Benjamin F. Edwards & Company, Inc. | 780 | $22.0K | 0.00% | 00.0% | Unchanged |
| Brown Brothers Harriman & Co | 850 | $24.3K | 0.00% | 00.0% | Unchanged |
| Larson Financial Group LLC | 874 | $24.9K | 0.00% | +64+7.9% | Added |
| Comerica Bank | 938 | $26.8K | 0.00% | +938 | New |
| Itau Unibanco Holding S.A. | 961 | $27.4K | 0.00% | +236+32.6% | Added |
| Tower Research Capital LLC (TRC) | 980 | $28.0K | 0.00% | −2,174−68.9% | Reduced |