Upstart Holdings, Inc.
UPST- Exchange
- Nasdaq
- Industry
- Finance Services
- SEC CIK
- 0001647639
In the last 90 days, Upstart Holdings, Inc. insiders filed 1 open-market purchase and 8 sales; 370 institutions reported holding it in 13F filings for Q2 2026, worth $2.07B in total; Coatue Management is the only superinvestor holding it.
13F holders, Q3 2021
Institutional positions in Upstart Holdings, Inc. as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 428
- +176 vs. Q2 2021
- Shares held
- 43.6M
- +3.06M (+7.6%) vs. Q2 2021
- Total value
- $13.3B
- +$8.30B (+166.7%) vs. Q2 2021
- New holders
- 228
- 115 more added
- Sold out
- 52
- 59 more reduced
2 institutions that held it in Q2 2021 haven't filed for Q3 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting UPST on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 370 | $2.07B |
| Q1 2026 | 340 | $1.45B |
| Q4 2025 | 393 | $2.83B |
| Q3 2025 | 412 | $3.27B |
| Q2 2025 | 421 | $3.98B |
| Q1 2025 | 387 | $2.77B |
| Q4 2024 | 391 | $3.59B |
| Q3 2024 | 349 | $1.99B |
| Q2 2024 | 275 | $919.5M |
| Q1 2024 | 278 | $1.00B |
| Q4 2023 | 334 | $1.70B |
| Q3 2023 | 291 | $1.08B |
| Q2 2023 | 303 | $1.30B |
| Q1 2023 | 266 | $471.6M |
| Q4 2022 | 267 | $388.9M |
| Q3 2022 | 306 | $658.8M |
| Q2 2022 | 347 | $1.17B |
| Q1 2022 | 496 | $4.43B |
| Q4 2021 | 480 | $5.83B |
| Q3 2021 | 428 | $13.3B |
| Q2 2021 | 254 | $5.00B |
| Q1 2021 | 132 | $5.12B |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding Upstart Holdings, Inc.; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| TCI Wealth Advisors, Inc. | 18,597 | $5.88M | 0.92% | +18,597 | New |
| Capitolis Advisors LLC | 14,788 | $5.67M | 0.05% | +14,788 | New |
| Mission Creek Capital Partners, Inc. | 17,529 | $5.55M | 1.03% | +17,529 | New |
| Mercer Global Advisors Inc | 17,169 | $5.43M | 0.04% | +7,014+69.1% | Added |
| ACT Capital Management, LLC | 17,100 | $5.41M | 2.80% | −7,700−31.0% | Reduced |
| Eos Focused Equity Management, L.P. | 16,926 | $5.36M | 4.08% | +2,174+14.7% | Added |
| Treasurer of the State of North Carolina | 16,239 | $5.14M | 0.03% | +11,959+279.4% | Added |
| Vontobel Holding Ltd. | 16,190 | $5.12M | 0.05% | +8,906+122.3% | Added |
| PDT Partners, LLC | 15,380 | $4.87M | 0.35% | +15,380 | New |
| Polar Capital Holdings Plc | 15,332 | $4.85M | 0.03% | −44,668−74.4% | Reduced |
| Macquarie Group Ltd | 15,197 | $4.81M | 0.00% | +1,824+13.6% | Added |
| Atlas Principals, LLC | 15,000 | $4.75M | 4.17% | +15,000 | New |
| Natixis | 14,937 | $4.73M | 0.02% | +14,937 | New |
| Cambridge Investment Research Advisors, Inc. | 14,873 | $4.71M | 0.02% | +1,788+13.7% | Added |
| Voya Investment Management LLC | 14,248 | $4.51M | 0.01% | +10,286+259.6% | Added |
| Comerica Bank | 16,710 | $4.43M | 0.03% | +8,035+92.6% | Added |
| Jupiter Asset Management Ltd | 14,000 | $4.42M | 0.05% | −601−4.1% | Reduced |
| Board of Trustees of The Leland Stanford Junior University | 13,619 | $4.31M | 0.32% | 00.0% | Unchanged |
| State of New Jersey Common Pension Fund D | 13,580 | $4.30M | 0.01% | −7,228−34.7% | Reduced |
| Advisory Research Inc | 13,435 | $4.25M | 0.27% | −8,525−38.8% | Reduced |
| Griffin Asset Management, Inc. | 13,077 | $4.14M | 0.53% | +8,926+215.0% | Added |
| Crestline Management, LP | 12,700 | $4.02M | 0.38% | +12,700 | New |
| Cubist Systematic Strategies, LLC | 12,494 | $3.95M | 0.05% | +6,791+119.1% | Added |
| Paradiem, LLC | 11,252 | $3.87M | 1.15% | −8,728−43.7% | Reduced |
| Mezzasalma Advisors, LLC | 11,439 | $3.62M | 2.03% | +11,439 | New |
| Janus Henderson Group PLC | 11,186 | $3.54M | 0.00% | +3,934+54.2% | Added |
| Raymond James Financial Services Advisors, Inc. | 10,884 | $3.44M | 0.01% | +6,923+174.8% | Added |
| Concorde Asset Management, LLC | 10,507 | $3.33M | 1.92% | +10,507 | New |
| Gladstone Institutional Advisory LLC | 10,100 | $3.20M | 0.31% | +3,500+53.0% | Added |
| Coastal Bridge Advisors, LLC | 10,000 | $3.16M | 0.73% | +10,000 | New |
| National Asset Management, Inc. | 9,668 | $3.06M | 0.10% | +6,153+175.0% | Added |
| SG Americas Securities, LLC | 9,633 | $3.05M | 0.02% | +7,121+283.5% | Added |
| Stonnington Group, LLC | 9,170 | $2.85M | 0.64% | +9,170 | New |
| American Portfolios Advisors | 8,958 | $2.83M | 0.11% | −5,064−36.1% | Reduced |
| Harel Insurance Investments & Financial Services Ltd. | 8,800 | $2.79M | 0.07% | +4,600+109.5% | Added |
| Dumac, Inc. | 8,676 | $2.75M | 4.71% | −17,531−66.9% | Reduced |
| Clear Street Markets LLC | 8,500 | $2.69M | 0.59% | −10,300−54.8% | Reduced |
| Jump Financial, LLC | 8,300 | $2.63M | 0.19% | +8,300 | New |
| Advisory Services Network, LLC | 8,240 | $2.61M | 0.08% | +1,835+28.6% | Added |
| D.A. Davidson & Co. | 8,238 | $2.61M | 0.03% | +2,400+41.1% | Added |
| AE Wealth Management LLC | 8,183 | $2.59M | 0.02% | −1,541−15.8% | Reduced |
| Amalgamated Bank | 8,164 | $2.58M | 0.02% | +5,805+246.1% | Added |
| Strategic Family Wealth Counselors, L.L.C. | 7,992 | $2.53M | 0.87% | 00.0% | Unchanged |
| Russell Investments Group, Ltd. | 7,496 | $2.40M | 0.00% | +7,496 | New |
| Malaga Cove Capital, LLC | 7,325 | $2.32M | 0.96% | +125+1.7% | Added |
| Ieq Capital, LLC | 7,215 | $2.28M | 0.06% | +7,215 | New |
| American Century Companies Inc | 6,993 | $2.21M | 0.00% | −2,054−22.7% | Reduced |
| SlateStone Wealth, LLC | 6,969 | $2.21M | 0.50% | +6,969 | New |
| LMR Partners LLP | 6,814 | $2.16M | 0.03% | +6,814 | New |
| Harbor Financial Services, LLC | 6,634 | $2.10M | 0.92% | +6,634 | New |
| Utah Retirement Systems | 6,347 | $2.01M | 0.03% | +6,347 | New |
| Independent Financial Group, LLC | 6,166 | $1.95M | 0.20% | +6,166 | New |
| Tower Research Capital LLC (TRC) | 5,965 | $1.89M | 0.05% | −30,113−83.5% | Reduced |
| State of Wisconsin Investment Board | 5,651 | $1.79M | 0.00% | +5,651 | New |
| Orion Capital Management LLC | 5,650 | $1.79M | 1.08% | +5,650 | New |
| Independent Solutions Wealth Management, LLC | 5,439 | $1.72M | 0.43% | +5,439 | New |
| EAM Global Investors LLC | 5,316 | $1.68M | 0.40% | +5,316 | New |
| Envestnet Asset Management Inc | 5,237 | $1.66M | 0.00% | −51,988−90.8% | Reduced |
| Arizona State Retirement System | 5,237 | $1.66M | 0.01% | +80+1.6% | Added |
| Washburn Capital Management, Inc. | 5,200 | $1.65M | 1.08% | +5,200 | New |
| Morse Asset Management, Inc | 5,165 | $1.63M | 0.39% | +1,040+25.2% | Added |
| GWM Advisors LLC | 5,114 | $1.62M | 0.04% | +5,114 | New |
| Xponance, Inc. | 5,066 | $1.60M | 0.03% | +5,066 | New |
| DekaBank Deutsche Girozentrale | 5,000 | $1.59M | 0.00% | +5,000 | New |
| Benjamin F. Edwards & Company, Inc. | 4,983 | $1.58M | 0.08% | +4,983 | New |
| Principal Financial Group Inc | 4,634 | $1.47M | 0.00% | +4,634 | New |
| CIBC World Markets Inc. | 4,557 | $1.44M | 0.01% | −7,397−61.9% | Reduced |
| Caption Management, LLC | 4,550 | $1.44M | 0.09% | +4,550 | New |
| LifePro Asset Management | 4,505 | $1.43M | 0.43% | +4,505 | New |
| Aft, Forsyth & Company, Inc. | 4,400 | $1.39M | 0.75% | +4,400 | New |
| Bokf, NA | 4,385 | $1.39M | 0.02% | +4,385 | New |
| Souders Financial Advisors | 4,321 | $1.37M | 0.44% | +169+4.1% | Added |
| FMR LLC | 4,120 | $1.30M | 0.00% | +4,086+12,017.6% | Added |
| Sigma Planning Corp | 3,987 | $1.26M | 0.04% | +371+10.3% | Added |
| Bank of Hawaii | 3,971 | $1.26M | 0.07% | +3,971 | New |
| ProShare Advisors LLC | 3,968 | $1.26M | 0.00% | +3,968 | New |
| Lincoln National Corp | 3,786 | $1.20M | 0.03% | −50−1.3% | Reduced |
| Oxbow Advisors, LLC | 3,771 | $1.19M | 0.12% | +270+7.7% | Added |
| Occudo Quantitative Strategies LP | 3,765 | $1.19M | 0.14% | −24,285−86.6% | Reduced |
| Walleye Capital LLC | 3,735 | $1.18M | 0.04% | +3,735 | New |
| Nwam LLC | 3,715 | $1.18M | 0.11% | +3,715 | New |
| Stratos Wealth Partners, LTD. | 3,664 | $1.16M | 0.03% | +3,664 | New |
| Creative Planning | 3,523 | $1.11M | 0.00% | +707+25.1% | Added |
| Maryland State Retirement & Pension System | 3,435 | $1.10M | 0.03% | +3,435 | New |
| NEXT Financial Group, Inc | 3,314 | $1.05M | 0.08% | +841+34.0% | Added |
| Perennial Investment Advisors, LLC | 3,285 | $1.04M | 0.37% | +1,168+55.2% | Added |
| Dimensional Fund Advisors LP | 3,283 | $1.04M | 0.00% | +3,283 | New |
| Verdence Capital Advisors LLC | 3,199 | $1.01M | 0.13% | +3,199 | New |
| Kovack Advisors, Inc. | 3,155 | $998.0K | 0.11% | +3,155 | New |
| Harbour Capital Advisors, LLC | 3,140 | $994.0K | 0.26% | +1,325+73.0% | Added |
| Graticule Asia Macro Advisors LLC | 3,140 | $994.0K | 0.19% | +3,140 | New |
| Truist Financial Corp | 3,137 | $992.0K | 0.00% | −37,617−92.3% | Reduced |
| Kaizen Financial Strategies | 3,100 | $981.0K | 0.79% | +3,100 | New |
| Public Employees Retirement Association of Colorado | 3,087 | $977.0K | 0.00% | 00.0% | Unchanged |
| Alta Wealth Advisors LLC | 3,064 | $970.0K | 0.70% | +171+5.9% | Added |
| CIBC Asset Management Inc | 3,066 | $970.0K | 0.00% | +366+13.6% | Added |
| Rossmore Private Capital | 3,042 | $963.0K | 0.16% | +1,063+53.7% | Added |
| HighTower Advisors, LLC | 3,019 | $959.0K | 0.00% | +3,019 | New |
| Metropolitan Life Insurance Co | 3,024 | $956.9K | 0.01% | +2,174+255.8% | Added |
| Inscription Capital, LLC | 3,000 | $949.0K | 0.30% | +3,000 | New |