Upstart Holdings, Inc.
UPST- Exchange
- Nasdaq
- Industry
- Finance Services
- SEC CIK
- 0001647639
In the last 90 days, Upstart Holdings, Inc. insiders filed 1 open-market purchase and 8 sales; 370 institutions reported holding it in 13F filings for Q2 2026, worth $2.07B in total; Coatue Management is the only superinvestor holding it.
13F holders, Q3 2021
Institutional positions in Upstart Holdings, Inc. as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 428
- +176 vs. Q2 2021
- Shares held
- 43.6M
- +3.06M (+7.6%) vs. Q2 2021
- Total value
- $13.3B
- +$8.30B (+166.7%) vs. Q2 2021
- New holders
- 228
- 115 more added
- Sold out
- 52
- 59 more reduced
2 institutions that held it in Q2 2021 haven't filed for Q3 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting UPST on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 370 | $2.07B |
| Q1 2026 | 340 | $1.45B |
| Q4 2025 | 393 | $2.83B |
| Q3 2025 | 412 | $3.27B |
| Q2 2025 | 421 | $3.98B |
| Q1 2025 | 387 | $2.77B |
| Q4 2024 | 391 | $3.59B |
| Q3 2024 | 349 | $1.99B |
| Q2 2024 | 275 | $919.5M |
| Q1 2024 | 278 | $1.00B |
| Q4 2023 | 334 | $1.70B |
| Q3 2023 | 291 | $1.08B |
| Q2 2023 | 303 | $1.30B |
| Q1 2023 | 266 | $471.6M |
| Q4 2022 | 267 | $388.9M |
| Q3 2022 | 306 | $658.8M |
| Q2 2022 | 347 | $1.17B |
| Q1 2022 | 496 | $4.43B |
| Q4 2021 | 480 | $5.83B |
| Q3 2021 | 428 | $13.3B |
| Q2 2021 | 254 | $5.00B |
| Q1 2021 | 132 | $5.12B |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding Upstart Holdings, Inc.; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Concorde Asset Management, LLC | 10,507 | $3.33M | 1.92% | +10,507 | New |
| Raymond James Financial Services Advisors, Inc. | 10,884 | $3.44M | 0.01% | +6,923+174.8% | Added |
| Janus Henderson Group PLC | 11,186 | $3.54M | 0.00% | +3,934+54.2% | Added |
| Mezzasalma Advisors, LLC | 11,439 | $3.62M | 2.03% | +11,439 | New |
| Paradiem, LLC | 11,252 | $3.87M | 1.15% | −8,728−43.7% | Reduced |
| Cubist Systematic Strategies, LLC | 12,494 | $3.95M | 0.05% | +6,791+119.1% | Added |
| Crestline Management, LP | 12,700 | $4.02M | 0.38% | +12,700 | New |
| Griffin Asset Management, Inc. | 13,077 | $4.14M | 0.53% | +8,926+215.0% | Added |
| Advisory Research Inc | 13,435 | $4.25M | 0.27% | −8,525−38.8% | Reduced |
| State of New Jersey Common Pension Fund D | 13,580 | $4.30M | 0.01% | −7,228−34.7% | Reduced |
| Board of Trustees of The Leland Stanford Junior University | 13,619 | $4.31M | 0.32% | 00.0% | Unchanged |
| Jupiter Asset Management Ltd | 14,000 | $4.42M | 0.05% | −601−4.1% | Reduced |
| Comerica Bank | 16,710 | $4.43M | 0.03% | +8,035+92.6% | Added |
| Voya Investment Management LLC | 14,248 | $4.51M | 0.01% | +10,286+259.6% | Added |
| Cambridge Investment Research Advisors, Inc. | 14,873 | $4.71M | 0.02% | +1,788+13.7% | Added |
| Natixis | 14,937 | $4.73M | 0.02% | +14,937 | New |
| Atlas Principals, LLC | 15,000 | $4.75M | 4.17% | +15,000 | New |
| Macquarie Group Ltd | 15,197 | $4.81M | 0.00% | +1,824+13.6% | Added |
| Polar Capital Holdings Plc | 15,332 | $4.85M | 0.03% | −44,668−74.4% | Reduced |
| PDT Partners, LLC | 15,380 | $4.87M | 0.35% | +15,380 | New |
| Vontobel Holding Ltd. | 16,190 | $5.12M | 0.05% | +8,906+122.3% | Added |
| Treasurer of the State of North Carolina | 16,239 | $5.14M | 0.03% | +11,959+279.4% | Added |
| Eos Focused Equity Management, L.P. | 16,926 | $5.36M | 4.08% | +2,174+14.7% | Added |
| ACT Capital Management, LLC | 17,100 | $5.41M | 2.80% | −7,700−31.0% | Reduced |
| Mercer Global Advisors Inc | 17,169 | $5.43M | 0.04% | +7,014+69.1% | Added |
| Mission Creek Capital Partners, Inc. | 17,529 | $5.55M | 1.03% | +17,529 | New |
| Capitolis Advisors LLC | 14,788 | $5.67M | 0.05% | +14,788 | New |
| TCI Wealth Advisors, Inc. | 18,597 | $5.88M | 0.92% | +18,597 | New |
| Alliancebernstein L.P. | 18,776 | $5.94M | 0.00% | +2,090+12.5% | Added |
| ClariVest Asset Management LLC | 19,406 | $6.14M | 0.20% | +19,406 | New |
| Nomura Holdings Inc | 21,335 | $6.37M | 0.05% | −31,522−59.6% | Reduced |
| Parametric Portfolio Associates LLC | 20,746 | $6.57M | 0.00% | +16,664+408.2% | Added |
| Raymond James & Associates | 21,058 | $6.66M | 0.01% | +6,894+48.7% | Added |
| Renaissance Capital LLC | 21,607 | $6.84M | 1.38% | +7,307+51.1% | Added |
| Rafferty Asset Management, LLC | 21,649 | $6.85M | 0.05% | +14,692+211.2% | Added |
| Driehaus Capital Management LLC | 22,925 | $7.25M | 0.09% | +22,925 | New |
| Railway Pension Investments Ltd | 23,234 | $7.35M | 0.06% | 00.0% | Unchanged |
| US Bancorp | 23,785 | $7.53M | 0.01% | −106,615−81.8% | Reduced |
| AtonRa Partners | 23,852 | $7.55M | 2.52% | +498+2.1% | Added |
| Public Employees Retirement System of Ohio | 25,173 | $7.97M | 0.03% | +18,161+259.0% | Added |
| Aubrey Capital Management Ltd | 27,200 | $8.61M | 2.71% | +27,200 | New |
| Advisor Group Holdings, Inc. | 28,046 | $8.87M | 0.02% | +11,964+74.4% | Added |
| Commonwealth Equity Services, LLC | 28,702 | $9.08M | 0.02% | +12,460+76.7% | Added |
| Kuvari Partners LLP | 29,705 | $9.40M | 15.02% | −620,124−95.4% | Reduced |
| State Board of Administration of Florida Retirement System | 30,450 | $9.64M | 0.02% | +27,313+870.7% | Added |
| Ci Investments Inc. | 31,293 | $9.90M | 0.04% | +31,293 | New |
| Victory Capital Management Inc | 31,363 | $9.93M | 0.01% | +21,911+231.8% | Added |
| Penserra Capital Management LLC | 31,602 | $10.0M | 0.21% | −25,118−44.3% | Reduced |
| Simplex Trading, LLC | 80,962 | $10.0M | 0.36% | −3,249−3.9% | Reduced |
| Federated Hermes, Inc. | 31,718 | $10.0M | 0.02% | +31,718 | New |
| E. Ohman J:or Asset Management AB | 32,700 | $10.3M | 0.33% | +32,700 | New |
| Goldman Sachs Group Inc | 33,404 | $10.6M | 0.00% | −97,809−74.5% | Reduced |
| Battery Management Corp. | 33,519 | $10.6M | 0.49% | 00.0% | Unchanged |
| Acadian Asset Management LLC | 33,898 | $10.7M | 0.04% | +33,898 | New |
| Mark Asset Management LP | 34,000 | $10.8M | 1.62% | +34,000 | New |
| HSBC Holdings PLC | 33,980 | $10.8M | 0.01% | +31,328+1,181.3% | Added |
| Scout Investments, Inc. | 35,037 | $11.1M | 0.17% | +35,037 | New |
| Citigroup Inc | 36,793 | $11.6M | 0.01% | +24,939+210.4% | Added |
| Liontrust Investment Partners LLP | 37,000 | $11.7M | 0.16% | +37,000 | New |
| Royal Bank of Canada | 37,435 | $11.8M | 0.00% | +7,946+26.9% | Added |
| JPMorgan Chase & Co | 37,671 | $11.9M | 0.00% | +11,329+43.0% | Added |
| LPL Financial LLC | 37,865 | $12.0M | 0.01% | +23,015+155.0% | Added |
| UBS Asset Management Americas Inc | 38,917 | $12.3M | 0.01% | +16,185+71.2% | Added |
| Rhumbline Advisers | 41,759 | $13.2M | 0.02% | +29,155+231.3% | Added |
| Swiss National Bank | 42,500 | $13.4M | 0.01% | +700+1.7% | Added |
| Wells Fargo & Company | 45,548 | $14.4M | 0.00% | +25,119+123.0% | Added |
| PEAK6 Investments LLC | 49,086 | $15.5M | 0.31% | +49,086 | New |
| Capital World Investors | 50,000 | $15.8M | 0.00% | −150,000−75.0% | Reduced |
| First Republic Investment Management, Inc. | 50,707 | $16.0M | 0.04% | +50,707 | New |
| New York State Common Retirement Fund | 51,500 | $16.3M | 0.02% | +37,600+270.5% | Added |
| State of Michigan Retirement System | 51,885 | $16.4M | 0.09% | +51,885 | New |
| State of Tennessee, Treasury Department | 52,292 | $16.5M | 0.06% | −58,124−52.6% | Reduced |
| Andra AP-fonden | 53,451 | $16.9M | 0.35% | +53,451 | New |
| Ameriprise Financial Inc | 56,517 | $17.9M | 0.01% | −439,191−88.6% | Reduced |
| Cutler Group LP | 57,210 | $18.1M | 1.38% | −52,264−47.7% | Reduced |
| California State Teachers Retirement System | 58,160 | $18.4M | 0.02% | +36,765+171.8% | Added |
| UBS Group AG | 58,506 | $18.5M | 0.01% | +7,354+14.4% | Added |
| Legal & General Group Plc | 63,306 | $20.0M | 0.01% | +53,914+574.0% | Added |
| Wolverine Trading, LLC | 65,891 | $21.1M | 0.43% | +34,673+111.1% | Added |
| Invesco Ltd. | 68,103 | $21.6M | 0.01% | +59,338+677.0% | Added |
| SEI Investments Co | 68,245 | $21.6M | 0.05% | +58,109+573.3% | Added |
| Neuberger Berman Group LLC | 69,038 | $21.8M | 0.02% | −2,509−3.5% | Reduced |
| Regents of the University of California | 78,438 | $24.8M | 2.92% | −70,593−47.4% | Reduced |
| Citadel Advisors LLC | 79,367 | $25.1M | 0.03% | −93,046−54.0% | Reduced |
| First Trust Advisors LP | 87,921 | $27.8M | 0.03% | +48,284+121.8% | Added |
| Credit Suisse AG | 91,546 | $29.0M | 0.02% | +20,551+28.9% | Added |
| EMJ Capital Ltd. | 91,600 | $29.0M | 31.64% | +11,100+13.8% | Added |
| Fuller & Thaler Asset Management, Inc. | 92,794 | $29.4M | 0.19% | −4,432−4.6% | Reduced |
| Pictet Asset Management SA | 92,851 | $29.4M | 0.03% | +92,851 | New |
| Lord, Abbett & Co. LLC | 93,034 | $29.4M | 0.07% | +93,034 | New |
| Healthcare of Ontario Pension Plan Trust Fund | 93,525 | $29.6M | 0.07% | −1,028,624−91.7% | Reduced |
| California Public Employees Retirement System | 98,759 | $31.3M | 0.02% | +98,759 | New |
| Carnegie Capital Asset Management, LLC | 99,741 | $31.6M | 1.19% | +10,271+11.5% | Added |
| Bank of Montreal | 121,884 | $39.1M | 0.02% | +57,808+90.2% | Added |
| Bank of New York Mellon Corp | 123,673 | $39.1M | 0.01% | +83,751+209.8% | Added |
| Deutsche Bank AG | 127,596 | $40.4M | 0.02% | +126,546+12,052.0% | Added |
| Nuveen Asset Management, LLC | 138,408 | $42.0M | 0.01% | +86,014+164.2% | Added |
| Amundi | 137,381 | $43.5M | 0.03% | +137,381 | New |
| Millennium Management LLC | 145,524 | $46.0M | 0.06% | +116,996+410.1% | Added |
| Price T Rowe Associates Inc | 152,567 | $48.3M | 0.00% | +152,567 | New |