SWK Holdings Corp
SWKHL- Exchange
- Nasdaq
- Industry
- Miscellaneous Business Credit Institution
- SEC CIK
- 0001089907
No open-market purchases or sales by SWK Holdings Corp insiders were filed in the last 90 days; 1 institution reported holding it in 13F filings for Q2 2026, worth $1.37K in total; no superinvestor holds it.
13F holders, Q3 2025
Institutional positions in SWK Holdings Corp as of Sep 30, 2025. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 61
- +7 vs. Q2 2025
- Shares held
- 10.6M
- +17.4K (+0.2%) vs. Q2 2025
- Total value
- $154.3M
- −$1.76M (−1.1%) vs. Q2 2025
- New holders
- 11
- 24 more added
- Sold out
- 4
- 16 more reduced
Compare with Q2 2025: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SWKHL on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1 | $1.37K |
| Q1 2026 | 60 | $179.8M |
| Q4 2025 | 60 | $180.6M |
| Q3 2025 | 61 | $154.3M |
| Q2 2025 | 54 | $156.1M |
| Q1 2025 | 52 | $185.9M |
| Q4 2024 | 52 | $169.8M |
| Q3 2024 | 52 | $196.2M |
| Q2 2024 | 48 | $197.1M |
| Q1 2024 | 41 | $202.5M |
| Q4 2023 | 46 | $204.0M |
| Q3 2023 | 46 | $183.0M |
| Q2 2023 | 47 | $195.7M |
| Q1 2023 | 42 | $211.7M |
| Q4 2022 | 38 | $208.3M |
| Q3 2022 | 38 | $200.9M |
| Q2 2022 | 38 | $205.8M |
| Q1 2022 | 26 | $198.6M |
| Q4 2021 | 27 | $230.3M |
| Q3 2021 | 34 | $210.8M |
| Q2 2021 | 30 | $203.0M |
| Q1 2021 | 31 | $166.0M |
Institutions, Q3 2025
Shares, value and share of portfolio for each institution holding SWK Holdings Corp; share changes are against Q2 2025.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Carlson Capital L P | 8,493,088 | $123.6M | 70.03% | 00.0% | Unchanged |
| M3F, Inc. | 733,155 | $10.7M | 3.02% | +34,727+5.0% | Added |
| Cannell Capital LLC | 241,322 | $3.51M | 0.92% | −73,297−23.3% | Reduced |
| Vanguard Group Inc | 196,709 | $2.86M | 0.00% | −4,349−2.2% | Reduced |
| BlackRock, Inc. | 143,232 | $2.08M | 0.00% | −1,280−0.9% | Reduced |
| Bridgeway Capital Management, LLC | 114,757 | $1.67M | 0.04% | +480+0.4% | Added |
| Raymond James Financial Inc | 78,609 | $1.14M | 0.00% | +3,952+5.3% | Added |
| Geode Capital Management, LLC | 75,818 | $1.10M | 0.00% | +502+0.7% | Added |
| Empowered Funds, LLC | 57,552 | $837.4K | 0.01% | +480+0.8% | Added |
| Dimensional Fund Advisors LP | 49,359 | $718.1K | 0.00% | +762+1.6% | Added |
| State Street Corp | 48,940 | $712.1K | 0.00% | −717−1.4% | Reduced |
| Rangeley Capital, LLC | 41,000 | $596.5K | 0.56% | 00.0% | Unchanged |
| Renaissance Technologies LLC | 37,800 | $550.0K | 0.00% | +600+1.6% | Added |
| Acadian Asset Management LLC | 34,464 | $499.0K | 0.00% | +16,287+89.6% | Added |
| Northern Trust Corp | 31,042 | $451.7K | 0.00% | −2,341−7.0% | Reduced |
| Morgan Stanley | 30,657 | $446.1K | 0.00% | +1,775+6.1% | Added |
| Millennium Management LLC | 25,763 | $374.9K | 0.00% | −3,509−12.0% | Reduced |
| Dynamic Advisor Solutions LLC | 21,988 | $319.9K | 0.01% | −544−2.4% | Reduced |
| AQR Capital Management LLC | 19,420 | $282.6K | 0.00% | +19,420 | New |
| Grace & White Inc | 18,721 | $272.4K | 0.05% | 00.0% | Unchanged |
| GWM Advisors LLC | 17,509 | $254.8K | 0.00% | +17,193+5,440.8% | Added |
| Goldman Sachs Group Inc | 15,854 | $230.7K | 0.00% | +15,854 | New |
| Bailard, Inc. | 13,974 | $203.3K | 0.00% | +13,974 | New |
| Gsa Capital Partners LLP | 13,458 | $196.0K | 0.02% | +821+6.5% | Added |
| JPMorgan Chase & Co | 5,298 | $77.1K | 0.00% | +1,527+40.5% | Added |
| Bank of America Corp | 5,244 | $76.3K | 0.00% | −351−6.3% | Reduced |
| Rhumbline Advisers | 4,620 | $67.2K | 0.00% | −132−2.8% | Reduced |
| State of Wyoming | 4,409 | $64.2K | 0.01% | −1,494−25.3% | Reduced |
| Barclays PLC | 4,305 | $62.6K | 0.00% | −1,102−20.4% | Reduced |
| NBC Securities, Inc. | 2,450 | $62.2K | 0.00% | 00.0% | Unchanged |
| Russell Investments Group, Ltd. | 3,795 | $55.1K | 0.00% | +1,108+41.2% | Added |
| Wells Fargo & Company | 2,331 | $33.9K | 0.00% | +380+19.5% | Added |
| New York State Common Retirement Fund | 2,131 | $31.0K | 0.00% | 00.0% | Unchanged |
| UBS Group AG | 1,919 | $27.9K | 0.00% | −391−16.9% | Reduced |
| Mirae Asset Global ETFs Holdings Ltd. | 1,676 | $24.4K | 0.00% | −253−13.1% | Reduced |
| CWM, LLC | 1,527 | $22.0K | 0.00% | +1,054+222.8% | Added |
| Police & Firemen's Retirement System of New Jersey | 1,369 | $19.9K | 0.00% | 00.0% | Unchanged |
| Mirae Asset Global Investments Co., Ltd. | 1,105 | $16.1K | 0.00% | +1,105 | New |
| Nisa Investment Advisors, LLC | 1,000 | $14.6K | 0.00% | 00.0% | Unchanged |
| SRS Capital Advisors, Inc. | 898 | $13.1K | 0.00% | +898 | New |
| Tower Research Capital LLC (TRC) | 760 | $11.1K | 0.00% | −931−55.1% | Reduced |
| BNP Paribas Arbitrage, SA | 658 | $9.57K | 0.00% | +94+16.7% | Added |
| FMR LLC | 597 | $8.69K | 0.00% | +148+33.0% | Added |
| Harbor Capital Advisors, Inc. | 345 | $5.00K | 0.00% | +146+73.4% | Added |
| Legal & General Group Plc | 315 | $4.58K | 0.00% | 00.0% | Unchanged |
| Ameritas Investment Partners, Inc. | 267 | $3.88K | 0.00% | 00.0% | Unchanged |
| California State Teachers Retirement System | 240 | $3.49K | 0.00% | +1+0.4% | Added |
| Sterling Capital Management LLC | 210 | $3.06K | 0.00% | +99+89.2% | Added |
| Essential Partners LLC | 185 | $2.69K | 0.00% | +171+1,221.4% | Added |
| Citigroup Inc | 180 | $2.62K | 0.00% | −945−84.0% | Reduced |
| Amalgamated Bank | 122 | $2.00K | 0.00% | 00.0% | Unchanged |
| Covestor Ltd | 150 | $2.00K | 0.00% | +150 | New |
| Royal Bank of Canada | 87 | $1.00K | 0.00% | −12,467−99.3% | Reduced |
| EverSource Wealth Advisors, LLC | 53 | $772 | 0.00% | +32+152.4% | Added |
| IFP Advisors, Inc | 52 | $757 | 0.00% | +19+57.6% | Added |
| Allworth Financial LP | 39 | $568 | 0.00% | +33+550.0% | Added |
| Optiver Holding B.V. | 36 | $524 | 0.00% | +36 | New |
| Clearstead Advisors, LLC | 6 | $88 | 0.00% | +6 | New |
| Rothschild Investment LLC | 5 | $73 | 0.00% | +5 | New |
| True Wealth Design, LLC | 4 | $59 | 0.00% | +4 | New |
| SBI Securities Co., Ltd. | 1 | $15 | 0.00% | +1 | New |
| Citadel Advisors LLC | 0 | $0 | 0.00% | −11,102−100.0% | Sold out |
| Uniplan Investment Counsel, Inc. | 0 | $0 | 0.00% | −1,216−100.0% | Sold out |
| Massmutual Trust Co FSB | 0 | $0 | 0.00% | −53−100.0% | Sold out |
| GAMMA Investing LLC | 0 | $0 | 0.00% | −9−100.0% | Sold out |