SWK Holdings Corp
SWKHL- Exchange
- Nasdaq
- Industry
- Miscellaneous Business Credit Institution
- SEC CIK
- 0001089907
No open-market purchases or sales by SWK Holdings Corp insiders were filed in the last 90 days; 1 institution reported holding it in 13F filings for Q2 2026, worth $1.37K in total; no superinvestor holds it.
13F holders, Q3 2022
Institutional positions in SWK Holdings Corp as of Sep 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 38
- 0 vs. Q2 2022
- Shares held
- 11.8M
- +33.8K (+0.3%) vs. Q2 2022
- Total value
- $200.9M
- −$4.96M (−2.4%) vs. Q2 2022
- New holders
- 4
- 16 more added
- Sold out
- 4
- 11 more reduced
Compare with Q2 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SWKHL on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1 | $1.37K |
| Q1 2026 | 60 | $179.8M |
| Q4 2025 | 60 | $180.6M |
| Q3 2025 | 61 | $154.3M |
| Q2 2025 | 54 | $156.1M |
| Q1 2025 | 52 | $185.9M |
| Q4 2024 | 52 | $169.8M |
| Q3 2024 | 52 | $196.2M |
| Q2 2024 | 48 | $197.1M |
| Q1 2024 | 41 | $202.5M |
| Q4 2023 | 46 | $204.0M |
| Q3 2023 | 46 | $183.0M |
| Q2 2023 | 47 | $195.7M |
| Q1 2023 | 42 | $211.7M |
| Q4 2022 | 38 | $208.3M |
| Q3 2022 | 38 | $200.9M |
| Q2 2022 | 38 | $205.8M |
| Q1 2022 | 26 | $198.6M |
| Q4 2021 | 27 | $230.3M |
| Q3 2021 | 34 | $210.8M |
| Q2 2021 | 30 | $203.0M |
| Q1 2021 | 31 | $166.0M |
Institutions, Q3 2022
Shares, value and share of portfolio for each institution holding SWK Holdings Corp; share changes are against Q2 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Carlson Capital L P | 9,093,766 | $154.6M | 11.72% | 00.0% | Unchanged |
| Cannell Capital LLC | 951,166 | $16.2M | 3.70% | +7,930+0.8% | Added |
| M3F, Inc. | 741,886 | $12.6M | 4.42% | +95,513+14.8% | Added |
| Vanguard Group Inc | 429,196 | $7.30M | 0.00% | −73,664−14.6% | Reduced |
| BlackRock Inc. | 105,885 | $1.80M | 0.00% | +5,852+5.9% | Added |
| Bridgeway Capital Management, LLC | 98,000 | $1.67M | 0.04% | 00.0% | Unchanged |
| Geode Capital Management, LLC | 76,165 | $1.29M | 0.00% | −12,200−13.8% | Reduced |
| Crown Advisors Management, Inc. | 72,000 | $1.22M | 1.21% | 00.0% | Unchanged |
| Greenwood Capital Associates LLC | 47,101 | $801.0K | 0.14% | +953+2.1% | Added |
| State Street Corp | 42,119 | $716.0K | 0.00% | −1,674−3.8% | Reduced |
| Northern Trust Corp | 31,343 | $532.0K | 0.00% | +836+2.7% | Added |
| Dynamic Advisor Solutions LLC | 18,736 | $319.0K | 0.02% | +3,205+20.6% | Added |
| Morgan Stanley | 16,422 | $280.0K | 0.00% | +13,848+538.0% | Added |
| Dimensional Fund Advisors LP | 16,087 | $274.0K | 0.00% | +3,127+24.1% | Added |
| Renaissance Technologies LLC | 13,900 | $236.0K | 0.00% | +900+6.9% | Added |
| Perritt Capital Management Inc | 13,000 | $221.0K | 0.14% | +13,000 | New |
| Martingale Asset Management L P | 10,126 | $173.0K | 0.00% | +10,126 | New |
| JBF Capital, Inc. | 9,355 | $159.0K | 0.04% | 00.0% | Unchanged |
| Royal Bank of Canada | 8,743 | $149.0K | 0.00% | +723+9.0% | Added |
| New York State Common Retirement Fund | 5,433 | $92.0K | 0.00% | +33+0.6% | Added |
| Bank of America Corp | 3,196 | $54.0K | 0.00% | +847+36.1% | Added |
| JPMorgan Chase & Co | 1,903 | $32.0K | 0.00% | 00.0% | Unchanged |
| American International Group, Inc. | 1,690 | $29.0K | 0.00% | +24+1.4% | Added |
| Advisor Group Holdings, Inc. | 1,625 | $28.0K | 0.00% | +100+6.6% | Added |
| Deutsche Bank AG | 1,449 | $25.0K | 0.00% | −234−13.9% | Reduced |
| California State Teachers Retirement System | 1,405 | $24.0K | 0.00% | −117−7.7% | Reduced |
| Amalgamated Bank | 751 | $13.0K | 0.00% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 810 | $13.0K | 0.00% | +375+86.2% | Added |
| FMR LLC | 719 | $12.0K | 0.00% | −1,009−58.4% | Reduced |
| UBS Group AG | 714 | $12.0K | 0.00% | −54−7.0% | Reduced |
| Legal & General Group Plc | 315 | $5.00K | 0.00% | −315−50.0% | Reduced |
| Ameritas Investment Partners, Inc. | 267 | $4.00K | 0.00% | 00.0% | Unchanged |
| Barclays PLC | 151 | $3.00K | 0.00% | −28−15.6% | Reduced |
| Asset Dedication, LLC | 100 | $2.00K | 0.00% | +100 | New |
| Citigroup Inc | 56 | $1.00K | 0.00% | −167−74.9% | Reduced |
| Covestor Ltd | 77 | $1.00K | 0.00% | +77 | New |
| Wells Fargo & Company | 9 | $0 | 0.00% | −36−80.0% | Reduced |
| Credit Suisse AG | 18 | $0 | 0.00% | +11+157.1% | Added |
| Goldman Sachs Group Inc | 0 | $0 | 0.00% | −12,517−100.0% | Sold out |
| Susquehanna International Group, LLP | 0 | $0 | 0.00% | −11,179−100.0% | Sold out |
| Verition Fund Management LLC | 0 | $0 | 0.00% | −10,000−100.0% | Sold out |
| Lazard Asset Management LLC | 0 | $0 | 0.00% | −603−100.0% | Sold out |