SWK Holdings Corp
SWKHL- Exchange
- Nasdaq
- Industry
- Miscellaneous Business Credit Institution
- SEC CIK
- 0001089907
No open-market purchases or sales by SWK Holdings Corp insiders were filed in the last 90 days; 1 institution reported holding it in 13F filings for Q2 2026, worth $1.37K in total; no superinvestor holds it.
13F holders, Q3 2024
Institutional positions in SWK Holdings Corp as of Sep 30, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 52
- +5 vs. Q2 2024
- Shares held
- 11.3M
- −116.9K (−1.0%) vs. Q2 2024
- Total value
- $196.2M
- +$1.38M (+0.7%) vs. Q2 2024
- New holders
- 10
- 18 more added
- Sold out
- 5
- 11 more reduced
1 institution that held it in Q2 2024 haven't filed for Q3 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SWKHL on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1 | $1.37K |
| Q1 2026 | 60 | $179.8M |
| Q4 2025 | 60 | $180.6M |
| Q3 2025 | 61 | $154.3M |
| Q2 2025 | 54 | $156.1M |
| Q1 2025 | 52 | $185.9M |
| Q4 2024 | 52 | $169.8M |
| Q3 2024 | 52 | $196.2M |
| Q2 2024 | 48 | $197.1M |
| Q1 2024 | 41 | $202.5M |
| Q4 2023 | 46 | $204.0M |
| Q3 2023 | 46 | $183.0M |
| Q2 2023 | 47 | $195.7M |
| Q1 2023 | 42 | $211.7M |
| Q4 2022 | 38 | $208.3M |
| Q3 2022 | 38 | $200.9M |
| Q2 2022 | 38 | $205.8M |
| Q1 2022 | 26 | $198.6M |
| Q4 2021 | 27 | $230.3M |
| Q3 2021 | 34 | $210.8M |
| Q2 2021 | 30 | $203.0M |
| Q1 2021 | 31 | $166.0M |
Institutions, Q3 2024
Shares, value and share of portfolio for each institution holding SWK Holdings Corp; share changes are against Q2 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Carlson Capital L P | 9,093,766 | $157.2M | 94.77% | 00.0% | Unchanged |
| M3F, Inc. | 780,872 | $13.5M | 4.16% | −21,360−2.7% | Reduced |
| Cannell Capital LLC | 381,838 | $6.60M | 1.45% | −252,220−39.8% | Reduced |
| Vanguard Group Inc | 267,961 | $4.63M | 0.00% | −15,381−5.4% | Reduced |
| BlackRock, Inc. | 143,916 | $2.49M | 0.00% | +143,916 | New |
| Bridgeway Capital Management, LLC | 108,985 | $1.88M | 0.04% | −1,300−1.2% | Reduced |
| Geode Capital Management, LLC | 75,306 | $1.30M | 0.00% | −7,465−9.0% | Reduced |
| Empowered Funds, LLC | 51,880 | $897.0K | 0.01% | 00.0% | Unchanged |
| State Street Corp | 49,907 | $862.9K | 0.00% | 00.0% | Unchanged |
| Dimensional Fund Advisors LP | 43,152 | $746.0K | 0.00% | +13,043+43.3% | Added |
| Greenwood Capital Associates LLC | 40,854 | $706.4K | 0.09% | −793−1.9% | Reduced |
| Morgan Stanley | 37,885 | $655.0K | 0.00% | +4,017+11.9% | Added |
| Victory Capital Management Inc | 34,044 | $588.6K | 0.00% | +34,044 | New |
| SkyView Investment Advisors, LLC | 31,815 | $550.0K | 0.09% | +650+2.1% | Added |
| Northern Trust Corp | 30,762 | $531.9K | 0.00% | −3,344−9.8% | Reduced |
| Renaissance Technologies LLC | 27,847 | $481.5K | 0.00% | +11,047+65.8% | Added |
| Dynamic Advisor Solutions LLC | 20,587 | $355.9K | 0.01% | −1,194−5.5% | Reduced |
| Resources Investment Advisors, LLC. | 20,150 | $348.4K | 0.00% | +284+1.4% | Added |
| Perritt Capital Management Inc | 20,000 | $345.8K | 0.18% | 00.0% | Unchanged |
| Grace & White Inc | 16,850 | $291.3K | 0.05% | 00.0% | Unchanged |
| Royal Bank of Canada | 12,835 | $222.0K | 0.00% | +325+2.6% | Added |
| Charles Schwab Investment Management Inc | 10,187 | $176.1K | 0.00% | 00.0% | Unchanged |
| JPMorgan Chase & Co | 6,108 | $105.6K | 0.00% | +4,225+224.4% | Added |
| Rhumbline Advisers | 5,858 | $101.3K | 0.00% | +350+6.4% | Added |
| State of Wyoming | 5,174 | $89.5K | 0.01% | +3,085+147.7% | Added |
| Barclays PLC | 4,461 | $77.1K | 0.00% | +2,896+185.0% | Added |
| Bank of America Corp | 4,321 | $74.7K | 0.00% | +663+18.1% | Added |
| Citigroup Inc | 3,117 | $53.9K | 0.00% | +1,500+92.8% | Added |
| New York State Common Retirement Fund | 2,131 | $36.8K | 0.00% | 00.0% | Unchanged |
| Russell Investments Group, Ltd. | 1,980 | $34.2K | 0.00% | +248+14.3% | Added |
| Mirae Asset Global ETFs Holdings Ltd. | 1,853 | $32.0K | 0.00% | +226+13.9% | Added |
| Corebridge Financial, Inc. | 1,760 | $30.4K | 0.00% | −11−0.6% | Reduced |
| UBS Group AG | 1,588 | $27.5K | 0.00% | +558+54.2% | Added |
| Wells Fargo & Company | 1,511 | $26.1K | 0.00% | −201−11.7% | Reduced |
| FMR LLC | 648 | $11.2K | 0.00% | +373+135.6% | Added |
| Tower Research Capital LLC (TRC) | 454 | $7.85K | 0.00% | −776−63.1% | Reduced |
| SRS Capital Advisors, Inc. | 335 | $5.79K | 0.00% | 00.0% | Unchanged |
| Legal & General Group Plc | 315 | $5.45K | 0.00% | 00.0% | Unchanged |
| Cornerstone Planning Group LLC | 307 | $5.15K | 0.00% | +50+19.5% | Added |
| GWM Advisors LLC | 278 | $4.81K | 0.00% | +278 | New |
| Ameritas Investment Partners, Inc. | 267 | $4.62K | 0.00% | 00.0% | Unchanged |
| California State Teachers Retirement System | 239 | $4.13K | 0.00% | 00.0% | Unchanged |
| Colonial Trust Co | 209 | $3.60K | 0.00% | 00.0% | Unchanged |
| Harbor Capital Advisors, Inc. | 147 | $3.00K | 0.00% | +147 | New |
| Amalgamated Bank | 122 | $2.00K | 0.00% | 00.0% | Unchanged |
| CWM, LLC | 115 | $2.00K | 0.00% | +60+109.1% | Added |
| Smartleaf Asset Management LLC | 74 | $1.27K | 0.00% | +74 | New |
| Sterling Capital Management LLC | 11 | $190 | 0.00% | +11 | New |
| Capital Performance Advisors LLP | 4 | $69 | 0.00% | +4 | New |
| Farther Finance Advisors, LLC | 2 | $35 | 0.00% | +2 | New |
| Avion Wealth | 28 | $0 | 0.00% | +28 | New |
| Columbia Asset Management | 2,045 | – | – | +2,045 | New |
| Goldman Sachs Group Inc | 0 | $0 | 0.00% | −13,305−100.0% | Sold out |
| Great Lakes Advisors, LLC | 0 | $0 | 0.00% | −13,106−100.0% | Sold out |
| Bank of New York Mellon Corp | 0 | $0 | 0.00% | −10,126−100.0% | Sold out |
| Advisor Group Holdings, Inc. | 0 | $0 | 0.00% | −400−100.0% | Sold out |
| Innealta Capital, LLC | 0 | $0 | 0.00% | −52−100.0% | Sold out |
| BlackRock Inc. | – | – | – | – | Not filed |