SWK Holdings Corp
SWKHL- Exchange
- Nasdaq
- Industry
- Miscellaneous Business Credit Institution
- SEC CIK
- 0001089907
No open-market purchases or sales by SWK Holdings Corp insiders were filed in the last 90 days; 1 institution reported holding it in 13F filings for Q2 2026, worth $1.37K in total; no superinvestor holds it.
13F holders, Q2 2023
Institutional positions in SWK Holdings Corp as of Jun 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 47
- +5 vs. Q1 2023
- Shares held
- 11.7M
- −164.0K (−1.4%) vs. Q1 2023
- Total value
- $195.7M
- −$16.0M (−7.6%) vs. Q1 2023
- New holders
- 8
- 16 more added
- Sold out
- 3
- 13 more reduced
Compare with Q1 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SWKHL on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1 | $1.37K |
| Q1 2026 | 60 | $179.8M |
| Q4 2025 | 60 | $180.6M |
| Q3 2025 | 61 | $154.4M |
| Q2 2025 | 54 | $156.2M |
| Q1 2025 | 52 | $185.9M |
| Q4 2024 | 52 | $169.8M |
| Q3 2024 | 52 | $196.5M |
| Q2 2024 | 48 | $197.2M |
| Q1 2024 | 41 | $204.8M |
| Q4 2023 | 46 | $205.6M |
| Q3 2023 | 46 | $183.0M |
| Q2 2023 | 47 | $195.7M |
| Q1 2023 | 42 | $211.7M |
| Q4 2022 | 38 | $208.3M |
| Q3 2022 | 38 | $200.9M |
| Q2 2022 | 38 | $205.8M |
| Q1 2022 | 26 | $198.6M |
| Q4 2021 | 27 | $230.7M |
| Q3 2021 | 34 | $210.8M |
| Q2 2021 | 30 | $203.0M |
| Q1 2021 | 31 | $166.0M |
Institutions, Q2 2023
Shares, value and share of portfolio for each institution holding SWK Holdings Corp; share changes are against Q1 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Carlson Capital L P | 9,093,766 | $152.2M | 13.04% | 00.0% | Unchanged |
| Cannell Capital LLC | 837,478 | $14.0M | 2.80% | −120,649−12.6% | Reduced |
| M3F, Inc. | 671,479 | $11.2M | 3.53% | +43,008+6.8% | Added |
| Vanguard Group Inc | 283,654 | $4.75M | 0.00% | −209,492−42.5% | Reduced |
| BlackRock Inc. | 113,408 | $1.90M | 0.00% | −18,578−14.1% | Reduced |
| Bridgeway Capital Management, LLC | 97,274 | $1.63M | 0.04% | +1,364+1.4% | Added |
| Geode Capital Management, LLC | 79,782 | $1.34M | 0.00% | +1,779+2.3% | Added |
| Crown Advisors Management, Inc. | 72,000 | $1.21M | 0.79% | 00.0% | Unchanged |
| State Street Corp | 49,485 | $828.4K | 0.00% | +200+0.4% | Added |
| Greenwood Capital Associates LLC | 45,754 | $765.9K | 0.11% | −706−1.5% | Reduced |
| Empowered Funds, LLC | 38,869 | $650.7K | 0.02% | +38,869 | New |
| EA Series Trust | 38,869 | $650.7K | 0.02% | +38,869 | New |
| Morgan Stanley | 30,486 | $510.3K | 0.00% | −7,473−19.7% | Reduced |
| Northern Trust Corp | 29,314 | $490.7K | 0.00% | +779+2.7% | Added |
| SkyView Investment Advisors, LLC | 25,584 | $428.0K | 0.11% | +19,290+306.5% | Added |
| Dynamic Advisor Solutions LLC | 20,976 | $351.1K | 0.02% | +440+2.1% | Added |
| Perritt Capital Management Inc | 20,000 | $334.8K | 0.18% | 00.0% | Unchanged |
| KB Financial Partners, LLC | 17,616 | $295.0K | 0.08% | +17,616 | New |
| Resources Investment Advisors, LLC. | 17,616 | $294.9K | 0.01% | +17,616 | New |
| Dimensional Fund Advisors LP | 16,223 | $271.6K | 0.00% | 00.0% | Unchanged |
| Renaissance Technologies LLC | 13,400 | $224.0K | 0.00% | −200−1.5% | Reduced |
| Goldman Sachs Group Inc | 12,605 | $211.0K | 0.00% | −4,899−28.0% | Reduced |
| Royal Bank of Canada | 11,793 | $197.0K | 0.00% | +2,879+32.3% | Added |
| Charles Schwab Investment Management Inc | 10,247 | $171.5K | 0.00% | +10,247 | New |
| Bank of America Corp | 8,402 | $140.7K | 0.00% | +1,426+20.4% | Added |
| JBF Capital, Inc. | 8,355 | $139.9K | 0.03% | −1,000−10.7% | Reduced |
| Rhumbline Advisers | 4,940 | $82.7K | 0.00% | +4,940 | New |
| JPMorgan Chase & Co | 3,184 | $53.3K | 0.00% | +278+9.6% | Added |
| UBS Group AG | 2,226 | $37.3K | 0.00% | +369+19.9% | Added |
| New York State Common Retirement Fund | 2,133 | $35.7K | 0.00% | 00.0% | Unchanged |
| American International Group, Inc. | 1,812 | $30.3K | 0.00% | +94+5.5% | Added |
| Wells Fargo & Company | 1,434 | $24.0K | 0.00% | +801+126.5% | Added |
| Citigroup Inc | 1,335 | $22.3K | 0.00% | +1,300+3,714.3% | Added |
| Tower Research Capital LLC (TRC) | 1,309 | $21.9K | 0.00% | +825+170.5% | Added |
| California State Teachers Retirement System | 1,253 | $21.0K | 0.00% | −70−5.3% | Reduced |
| Advisor Group Holdings, Inc. | 1,000 | $16.7K | 0.00% | 00.0% | Unchanged |
| Barclays PLC | 770 | $12.9K | 0.00% | −1,123−59.3% | Reduced |
| Amalgamated Bank | 366 | $6.00K | 0.00% | −303−45.3% | Reduced |
| Huntington National Bank | 358 | $5.99K | 0.00% | +169+89.4% | Added |
| State of Wyoming | 319 | $5.34K | 0.00% | +319 | New |
| Legal & General Group Plc | 315 | $5.27K | 0.00% | 00.0% | Unchanged |
| Ameritas Investment Partners, Inc. | 267 | $4.47K | 0.00% | 00.0% | Unchanged |
| FMR LLC | 241 | $4.03K | 0.00% | −976−80.2% | Reduced |
| Colonial Trust Co | 209 | $3.53K | 0.00% | 00.0% | Unchanged |
| Live Oak Investment Partners | – | $3.20K | 0.00% | – | – |
| Allspring Global Investments Holdings, LLC | 189 | $3.16K | 0.00% | +189 | New |
| Covestor Ltd | 23 | $0 | 0.00% | −3−11.5% | Reduced |
| Deutsche Bank AG | 0 | $0 | 0.00% | −1,957−100.0% | Sold out |
| Asset Dedication, LLC | 0 | $0 | 0.00% | −100−100.0% | Sold out |
| CWM, LLC | 0 | $0 | 0.00% | −101−100.0% | Sold out |