SWK Holdings Corp
SWKHL- Exchange
- Nasdaq
- Industry
- Miscellaneous Business Credit Institution
- SEC CIK
- 0001089907
No open-market purchases or sales by SWK Holdings Corp insiders were filed in the last 90 days; 1 institution reported holding it in 13F filings for Q2 2026, worth $1.37K in total; no superinvestor holds it.
13F holders, Q4 2022
Institutional positions in SWK Holdings Corp as of Dec 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 38
- 0 vs. Q3 2022
- Shares held
- 11.8M
- −9.45K (−0.1%) vs. Q3 2022
- Total value
- $208.3M
- +$7.40M (+3.7%) vs. Q3 2022
- New holders
- 4
- 17 more added
- Sold out
- 4
- 8 more reduced
Compare with Q3 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SWKHL on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1 | $1.37K |
| Q1 2026 | 60 | $179.8M |
| Q4 2025 | 60 | $180.6M |
| Q3 2025 | 61 | $154.3M |
| Q2 2025 | 54 | $156.1M |
| Q1 2025 | 52 | $185.9M |
| Q4 2024 | 52 | $169.8M |
| Q3 2024 | 52 | $196.2M |
| Q2 2024 | 48 | $197.1M |
| Q1 2024 | 41 | $202.5M |
| Q4 2023 | 46 | $204.0M |
| Q3 2023 | 46 | $183.0M |
| Q2 2023 | 47 | $195.7M |
| Q1 2023 | 42 | $211.7M |
| Q4 2022 | 38 | $208.3M |
| Q3 2022 | 38 | $200.9M |
| Q2 2022 | 38 | $205.8M |
| Q1 2022 | 26 | $198.6M |
| Q4 2021 | 27 | $230.3M |
| Q3 2021 | 34 | $210.8M |
| Q2 2021 | 30 | $203.0M |
| Q1 2021 | 31 | $166.0M |
Institutions, Q4 2022
Shares, value and share of portfolio for each institution holding SWK Holdings Corp; share changes are against Q3 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Carlson Capital L P | 9,093,766 | $160.4M | 12.30% | 00.0% | Unchanged |
| Cannell Capital LLC | 958,127 | $16.9M | 3.41% | +6,961+0.7% | Added |
| M3F, Inc. | 795,245 | $14.0M | 4.29% | +53,359+7.2% | Added |
| Vanguard Group Inc | 232,481 | $4.10M | 0.00% | −196,715−45.8% | Reduced |
| BlackRock Inc. | 122,153 | $2.15M | 0.00% | +16,268+15.4% | Added |
| Bridgeway Capital Management, LLC | 98,000 | $1.73M | 0.04% | 00.0% | Unchanged |
| Scoggin Management LP | 88,191 | $1.56M | 1.98% | +88,191 | New |
| Geode Capital Management, LLC | 76,270 | $1.34M | 0.00% | +105+0.1% | Added |
| Crown Advisors Management, Inc. | 72,000 | $1.27M | 1.16% | 00.0% | Unchanged |
| State Street Corp | 48,918 | $862.9K | 0.00% | +6,799+16.1% | Added |
| Greenwood Capital Associates LLC | 47,251 | $833.5K | 0.14% | +150+0.3% | Added |
| Northern Trust Corp | 30,842 | $544.1K | 0.00% | −501−1.6% | Reduced |
| Morgan Stanley | 25,838 | $455.8K | 0.00% | +9,416+57.3% | Added |
| Dynamic Advisor Solutions LLC | 20,434 | $360.5K | 0.02% | +1,698+9.1% | Added |
| Perritt Capital Management Inc | 20,000 | $352.8K | 0.20% | +7,000+53.8% | Added |
| Dimensional Fund Advisors LP | 16,091 | $283.0K | 0.00% | +40.0% | Added |
| Renaissance Technologies LLC | 13,600 | $240.0K | 0.00% | −300−2.2% | Reduced |
| Goldman Sachs Group Inc | 11,138 | $196.5K | 0.00% | +11,138 | New |
| Royal Bank of Canada | 9,279 | $163.0K | 0.00% | +536+6.1% | Added |
| Bank of America Corp | 6,804 | $120.0K | 0.00% | +3,608+112.9% | Added |
| New York State Common Retirement Fund | 5,433 | $95.8K | 0.00% | 00.0% | Unchanged |
| JPMorgan Chase & Co | 2,433 | $43.0K | 0.00% | +530+27.9% | Added |
| California State Teachers Retirement System | 1,693 | $29.9K | 0.00% | +288+20.5% | Added |
| American International Group, Inc. | 1,684 | $29.7K | 0.00% | −6−0.4% | Reduced |
| Advisor Group Holdings, Inc. | 1,625 | $29.0K | 0.00% | 00.0% | Unchanged |
| UBS Group AG | 1,627 | $28.7K | 0.00% | +913+127.9% | Added |
| Deutsche Bank AG | 1,473 | $26.0K | 0.00% | +24+1.7% | Added |
| Barclays PLC | 957 | $16.9K | 0.00% | +806+533.8% | Added |
| Amalgamated Bank | 751 | $13.0K | 0.00% | 00.0% | Unchanged |
| FMR LLC | 693 | $12.2K | 0.00% | −26−3.6% | Reduced |
| Tower Research Capital LLC (TRC) | 499 | $9.00K | 0.00% | −311−38.4% | Reduced |
| Legal & General Group Plc | 315 | $5.56K | 0.00% | 00.0% | Unchanged |
| Ameritas Investment Partners, Inc. | 267 | $5.02K | 0.00% | 00.0% | Unchanged |
| Colonial Trust Co | 209 | $3.78K | 0.00% | +209 | New |
| Live Oak Investment Partners | – | $3.37K | 0.00% | – | New |
| Asset Dedication, LLC | 100 | $2.00K | 0.00% | 00.0% | Unchanged |
| Citigroup Inc | 26 | $459 | 0.00% | −30−53.6% | Reduced |
| Covestor Ltd | 24 | $0 | 0.00% | −53−68.8% | Reduced |
| Martingale Asset Management L P | 0 | $0 | 0.00% | −10,126−100.0% | Sold out |
| JBF Capital, Inc. | 0 | $0 | 0.00% | −9,355−100.0% | Sold out |
| Wells Fargo & Company | 0 | $0 | 0.00% | −9−100.0% | Sold out |
| Credit Suisse AG | 0 | $0 | 0.00% | −18−100.0% | Sold out |