SWK Holdings Corp
SWKHL- Exchange
- Nasdaq
- Industry
- Miscellaneous Business Credit Institution
- SEC CIK
- 0001089907
No open-market purchases or sales by SWK Holdings Corp insiders were filed in the last 90 days; 1 institution reported holding it in 13F filings for Q2 2026, worth $1.37K in total; no superinvestor holds it.
13F holders, Q2 2021
Institutional positions in SWK Holdings Corp as of Jun 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 30
- −1 vs. Q1 2021
- Shares held
- 11.6M
- +145.9K (+1.3%) vs. Q1 2021
- Total value
- $203.0M
- +$36.9M (+22.2%) vs. Q1 2021
- New holders
- 10
- 5 more added
- Sold out
- 11
- 12 more reduced
Compare with Q1 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SWKHL on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1 | $1.37K |
| Q1 2026 | 60 | $179.8M |
| Q4 2025 | 60 | $180.6M |
| Q3 2025 | 61 | $154.4M |
| Q2 2025 | 54 | $156.2M |
| Q1 2025 | 52 | $185.9M |
| Q4 2024 | 52 | $169.8M |
| Q3 2024 | 52 | $196.5M |
| Q2 2024 | 48 | $197.2M |
| Q1 2024 | 41 | $204.8M |
| Q4 2023 | 46 | $205.6M |
| Q3 2023 | 46 | $183.0M |
| Q2 2023 | 47 | $195.7M |
| Q1 2023 | 42 | $211.7M |
| Q4 2022 | 38 | $208.3M |
| Q3 2022 | 38 | $200.9M |
| Q2 2022 | 38 | $205.8M |
| Q1 2022 | 26 | $198.6M |
| Q4 2021 | 27 | $230.7M |
| Q3 2021 | 34 | $210.8M |
| Q2 2021 | 30 | $203.0M |
| Q1 2021 | 31 | $166.0M |
Institutions, Q2 2021
Shares, value and share of portfolio for each institution holding SWK Holdings Corp; share changes are against Q1 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Carlson Capital L P | 9,093,766 | $159.6M | 7.71% | 00.0% | Unchanged |
| Cannell Capital LLC | 996,519 | $17.5M | 2.81% | +245,267+32.6% | Added |
| Solas Capital Management, LLC | 559,147 | $9.81M | 6.89% | −6,221−1.1% | Reduced |
| Vanguard Group Inc | 263,817 | $4.63M | 0.00% | −68,037−20.5% | Reduced |
| M3F, Inc. | 244,682 | $4.29M | 1.52% | +215,532+739.4% | Added |
| King Luther Capital Management Corp | 158,818 | $2.79M | 0.01% | 00.0% | Unchanged |
| Crown Advisors Management, Inc. | 72,000 | $1.26M | 0.90% | 00.0% | Unchanged |
| Renaissance Technologies LLC | 33,945 | $596.0K | 0.00% | +33,945 | New |
| Millennium Management LLC | 23,490 | $412.0K | 0.00% | +23,490 | New |
| State Street Corp | 19,864 | $349.0K | 0.00% | −38,919−66.2% | Reduced |
| Geode Capital Management, LLC | 18,593 | $326.0K | 0.00% | −20,561−52.5% | Reduced |
| Northern Trust Corp | 18,229 | $320.0K | 0.00% | −30,877−62.9% | Reduced |
| Ergoteles LLC | 15,400 | $270.0K | 0.01% | +15,400 | New |
| Goldman Sachs Group Inc | 13,351 | $234.0K | 0.00% | +13,351 | New |
| JBF Capital, Inc. | 9,355 | $164.0K | 0.04% | +9,355 | New |
| State of Wyoming | 7,750 | $136.0K | 0.09% | +7,750 | New |
| Ancora Advisors, LLC | 5,400 | $95.0K | 0.00% | +5,400 | New |
| BlackRock Inc. | 4,795 | $84.0K | 0.00% | −180,072−97.4% | Reduced |
| Advisor Group Holdings, Inc. | 1,200 | $21.0K | 0.00% | +1,200 | New |
| Bank of America Corp | 887 | $15.0K | 0.00% | −5,851−86.8% | Reduced |
| Tower Research Capital LLC (TRC) | 794 | $14.0K | 0.00% | +157+24.6% | Added |
| Royal Bank of Canada | 825 | $14.0K | 0.00% | +532+181.6% | Added |
| Optiver Holding B.V. | 430 | $8.00K | 0.00% | +430 | New |
| Barclays PLC | 406 | $7.00K | 0.00% | −2,560−86.3% | Reduced |
| Morgan Stanley | 339 | $7.00K | 0.00% | +26+8.3% | Added |
| PenderFund Capital Management Ltd. | 300 | $7.00K | 0.00% | +300 | New |
| JPMorgan Chase & Co | 295 | $5.00K | 0.00% | −10,221−97.2% | Reduced |
| UBS Group AG | 292 | $5.00K | 0.00% | −811−73.5% | Reduced |
| New York State Common Retirement Fund | 30 | $1.00K | 0.00% | −5,574−99.5% | Reduced |
| Wells Fargo & Company | 82 | $1.00K | 0.00% | −1,226−93.7% | Reduced |
| Bank of New York Mellon Corp | 0 | $0 | 0.00% | −12,774−100.0% | Sold out |
| Charles Schwab Investment Management Inc | 0 | $0 | 0.00% | −12,494−100.0% | Sold out |
| Marquette Asset Management, LLC | 0 | $0 | 0.00% | −10,891−100.0% | Sold out |
| STRS Ohio | 0 | $0 | 0.00% | −8,500−100.0% | Sold out |
| California State Teachers Retirement System | 0 | $0 | 0.00% | −5,351−100.0% | Sold out |
| Deutsche Bank AG | 0 | $0 | 0.00% | −2,294−100.0% | Sold out |
| American International Group, Inc. | 0 | $0 | 0.00% | −2,069−100.0% | Sold out |
| Ameritas Investment Partners, Inc. | 0 | $0 | 0.00% | −313−100.0% | Sold out |
| Legal & General Group Plc | 0 | $0 | 0.00% | −227−100.0% | Sold out |
| Citigroup Inc | 0 | $0 | 0.00% | −237−100.0% | Sold out |
| Bank of Montreal | 0 | $0 | 0.00% | −126−100.0% | Sold out |