Shockwave Medical, Inc.
SWAVDelisted- Industry
- Surgical & Medical Instruments & Apparatus
- SEC CIK
- 0001642545
Shockwave Medical, Inc. was delisted in 2024; its insiders filed their last Form 4 on May 31, 2024; 486 institutions reported holding it in 13F filings for Q1 2024, worth $12.7B in total; no superinvestor held it.
13F holders, Q1 2024
Institutional positions in Shockwave Medical, Inc. as of Mar 31, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
SWAV is no longer listed, so this page shows Q1 2024. 13F filings for later quarters list far fewer holders.
- Institutional holders
- 486
- +61 vs. Q4 2023
- Shares held
- 36.8M
- +1.39M (+3.9%) vs. Q4 2023
- Total value
- $12.0B
- +$5.23B (+77.4%) vs. Q4 2023
- New holders
- 118
- 151 more added
- Sold out
- 57
- 157 more reduced
2 institutions that held it in Q4 2023 haven't filed for Q1 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SWAV on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 2 | $276.1K |
| Q2 2024 | 7 | $1.93M |
| Q1 2024 | 486 | $12.7B |
| Q4 2023 | 427 | $7.05B |
| Q3 2023 | 413 | $6.89B |
| Q2 2023 | 460 | $9.44B |
| Q1 2023 | 382 | $7.93B |
| Q4 2022 | 415 | $6.71B |
| Q3 2022 | 412 | $9.24B |
| Q2 2022 | 337 | $6.63B |
| Q1 2022 | 308 | $6.67B |
| Q4 2021 | 294 | $5.67B |
| Q3 2021 | 267 | $6.64B |
| Q2 2021 | 240 | $6.11B |
| Q1 2021 | 217 | $4.24B |
Institutions, Q1 2024
Shares, value and share of portfolio for each institution holding Shockwave Medical, Inc.; share changes are against Q4 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Franklin Resources Inc | 62,647 | $20.4M | 0.01% | +54,352+655.2% | Added |
| Handelsbanken Fonder AB | 63,300 | $20.6M | 0.09% | +56,200+791.5% | Added |
| Rhenman & Partners Asset Management AB | 64,000 | $20.8M | 1.98% | −76,000−54.3% | Reduced |
| UBS Asset Management Americas Inc | 64,773 | $21.1M | 0.01% | 00.0% | Unchanged |
| Jennison Associates LLC | 65,449 | $21.3M | 0.01% | −35,102−34.9% | Reduced |
| Armistice Capital, LLC | 66,169 | $21.5M | 0.57% | −359,888−84.5% | Reduced |
| Wells Fargo & Company | 67,477 | $22.0M | 0.01% | +10,175+17.8% | Added |
| Dimensional Fund Advisors LP | 69,587 | $22.7M | 0.01% | +28,525+69.5% | Added |
| Royal Bank of Canada | 69,709 | $22.7M | 0.01% | +9,178+15.2% | Added |
| Brown Capital Management LLC | 70,073 | $22.8M | 0.40% | +1,674+2.4% | Added |
| Point72 Europe (London) LLP | 71,720 | $23.4M | 2.17% | −3,970−5.2% | Reduced |
| Swiss National Bank | 72,800 | $23.7M | 0.02% | +300+0.4% | Added |
| Royal London Asset Management Ltd | 72,819 | $23.7M | 0.06% | +72,819 | New |
| Bamco Inc | 74,373 | $24.2M | 0.06% | −391−0.5% | Reduced |
| Fisher Asset Management, LLC | 75,169 | $24.5M | 0.01% | −909−1.2% | Reduced |
| Iron Triangle Partners LP | 79,736 | $26.0M | 2.69% | +79,736 | New |
| Eversept Partners, LP | 80,555 | $26.2M | 1.96% | +4,733+6.2% | Added |
| STRS Ohio | 85,000 | $27.7M | 0.11% | −14,500−14.6% | Reduced |
| Artemis Investment Management LLP | 86,420 | $28.1M | 0.36% | +86,420 | New |
| First Turn Management, LLC | 98,111 | $31.9M | 4.78% | +40,627+70.7% | Added |
| Bellevue Group AG | 105,786 | $34.4M | 0.53% | −19,024−15.2% | Reduced |
| Rhumbline Advisers | 106,301 | $34.6M | 0.03% | −3,452−3.1% | Reduced |
| Bank of Montreal | 108,066 | $35.3M | 0.01% | −27,466−20.3% | Reduced |
| Loomis Sayles & Co L P | 109,942 | $35.8M | 0.05% | +109,909+333,057.6% | Added |
| Atika Capital Management LLC | 114,500 | $37.3M | 4.18% | +13,000+12.8% | Added |
| Nomura Holdings Inc | 116,188 | $37.8M | 0.31% | −34,115−22.7% | Reduced |
| Massachusetts Financial Services Co | 116,484 | $37.9M | 0.01% | −108,105−48.1% | Reduced |
| Thrivent Financial for Lutherans | 117,561 | $38.3M | 0.08% | −2,837−2.4% | Reduced |
| Nuveen Asset Management, LLC | 125,657 | $40.9M | 0.01% | −2,395−1.9% | Reduced |
| TIG Advisors, LLC | 130,744 | $42.6M | 4.97% | +130,744 | New |
| Rock Springs Capital Management LP | 135,000 | $44.0M | 1.12% | +15,000+12.5% | Added |
| Principal Financial Group Inc | 139,482 | $45.4M | 0.03% | −10,607−7.1% | Reduced |
| AXA S.A. | 142,510 | $46.4M | 0.14% | +136,410+2,236.2% | Added |
| Adage Capital Partners GP, L.L.C. | 150,000 | $48.8M | 0.09% | +150,000 | New |
| Marshall Wace, LLP | 154,801 | $50.4M | 0.08% | −74,258−32.4% | Reduced |
| WCM Investment Management, LLC | 157,800 | $51.4M | 0.12% | +2,131+1.4% | Added |
| Clearbridge Investments, LLC | 160,605 | $52.3M | 0.04% | +47,946+42.6% | Added |
| First Light Asset Management, LLC | 161,484 | $52.6M | 4.03% | +41,861+35.0% | Added |
| Johnson & Johnson | 166,812 | $54.3M | 1.23% | 00.0% | Unchanged |
| Neuberger Berman Group LLC | 178,880 | $58.2M | 0.05% | +35,716+24.9% | Added |
| Goldman Sachs Group Inc | 179,235 | $58.4M | 0.01% | +33,780+23.2% | Added |
| Barclays PLC | 180,059 | $58.6M | 0.03% | −69,156−27.7% | Reduced |
| SEI Investments Co | 187,234 | $61.0M | 0.09% | −702−0.4% | Reduced |
| BNP PARIBAS ASSET MANAGEMENT Holding S.A. | 190,883 | $62.2M | 0.17% | +116,793+157.6% | Added |
| Ensign Peak Advisors, Inc | 194,887 | $63.5M | 0.12% | −123,455−38.8% | Reduced |
| Fred Alger Management, LLC | 207,005 | $67.4M | 0.33% | −3,479−1.7% | Reduced |
| New York State Common Retirement Fund | 208,489 | $67.9M | 0.09% | −906−0.4% | Reduced |
| Balyasny Asset Management LLC | 216,318 | $70.4M | 0.18% | +132,304+157.5% | Added |
| TimesSquare Capital Management, LLC | 221,642 | $72.2M | 1.05% | −9,043−3.9% | Reduced |
| Baillie Gifford & Co | 228,064 | $74.3M | 0.06% | −15,997−6.6% | Reduced |
| Northern Trust Corp | 229,366 | $74.7M | 0.01% | −32,407−12.4% | Reduced |
| American Century Companies Inc | 230,341 | $75.0M | 0.05% | +57,139+33.0% | Added |
| Charles Schwab Investment Management Inc | 232,226 | $75.6M | 0.02% | +5,566+2.5% | Added |
| Jackson Square Partners, LLC | 236,707 | $77.1M | 3.21% | −45,441−16.1% | Reduced |
| Credit Suisse AG | 237,491 | $77.3M | 0.07% | −166,328−41.2% | Reduced |
| Fiera Capital Corp | 248,634 | $81.0M | 0.24% | +4,732+1.9% | Added |
| Lord, Abbett & Co. LLC | 262,675 | $85.5M | 0.28% | +262,675 | New |
| Primecap Management Co | 276,770 | $90.1M | 0.07% | −6,000−2.1% | Reduced |
| Eagle Asset Management Inc | 284,539 | $91.2M | 0.46% | −3,443−1.2% | Reduced |
| Bank of America Corp | 280,745 | $91.4M | 0.01% | +37,088+15.2% | Added |
| Ameriprise Financial Inc | 286,570 | $93.3M | 0.03% | +209,936+273.9% | Added |
| Point72 Asset Management, L.P. | 287,852 | $93.7M | 0.27% | +287,852 | New |
| RTW Investments, LP | 288,684 | $94.0M | 1.39% | +223,624+343.7% | Added |
| Amundi | 311,780 | $102.1M | 0.04% | −129,074−29.3% | Reduced |
| Bank of New York Mellon Corp | 320,326 | $104.3M | 0.02% | −9,766−3.0% | Reduced |
| Millennium Management LLC | 338,977 | $110.4M | 0.09% | +106,588+45.9% | Added |
| Alliancebernstein L.P. | 367,563 | $119.7M | 0.04% | +189,346+106.2% | Added |
| Canada Pension Plan Investment Board | 382,755 | $124.6M | 0.13% | −24,000−5.9% | Reduced |
| Morgan Stanley | 446,611 | $145.4M | 0.01% | +45,226+11.3% | Added |
| Janus Henderson Group PLC | 480,665 | $156.5M | 0.09% | −21,068−4.2% | Reduced |
| Citadel Advisors LLC | 495,358 | $161.3M | 0.16% | −395,062−44.4% | Reduced |
| Invesco Ltd. | 500,230 | $162.9M | 0.03% | +241,946+93.7% | Added |
| Eventide Asset Management, LLC | 507,418 | $165.2M | 2.59% | +1,198+0.2% | Added |
| Allspring Global Investments Holdings, LLC | 516,920 | $168.3M | 0.26% | −102,188−16.5% | Reduced |
| Norges Bank | 517,380 | $168.5M | 0.03% | +156,553+43.4% | Added |
| Gilder Gagnon Howe & Co LLC | 523,913 | $170.6M | 2.13% | −10,080−1.9% | Reduced |
| Capital World Investors | 585,000 | $190.5M | 0.03% | 00.0% | Unchanged |
| Price T Rowe Associates Inc | 598,200 | $194.8M | 0.02% | −186,769−23.8% | Reduced |
| Geode Capital Management, LLC | 626,674 | $204.1M | 0.02% | +25,484+4.2% | Added |
| JPMorgan Chase & Co | 1,086,515 | $353.8M | 0.03% | −11,979−1.1% | Reduced |
| State Street Corp | 1,091,804 | $355.5M | 0.02% | +27,598+2.6% | Added |
| Artisan Partners Limited Partnership | 1,529,853 | $498.2M | 0.73% | +34,361+2.3% | Added |
| FMR LLC | 2,586,054 | $842.1M | 0.06% | +585,838+29.3% | Added |
| Wellington Management Group LLP | 2,610,975 | $850.2M | 0.15% | +140,556+5.7% | Added |
| Vanguard Group Inc | 3,640,151 | $1.19B | 0.02% | +6,431+0.2% | Added |
| BlackRock Inc. | 3,783,822 | $1.23B | 0.03% | +61,665+1.7% | Added |
| Magnetar Financial LLC | 0 | $0 | 0.00% | −142,112−100.0% | Sold out |
| Senator Investment Group LP | 0 | $0 | 0.00% | −67,500−100.0% | Sold out |
| Stanley-Laman Group, Ltd. | 0 | $0 | 0.00% | −47,471−100.0% | Sold out |
| Alyeska Investment Group, L.P. | 0 | $0 | 0.00% | −42,523−100.0% | Sold out |
| Soros Fund Management LLCSuperinvestorSoros Fund Management | 0 | $0 | 0.00% | −20,000−100.0% | Sold out |
| Axiom Investors LLC | 0 | $0 | 0.00% | −16,493−100.0% | Sold out |
| Group One Trading, L.P. | 0 | $0 | 0.00% | −11,697−100.0% | Sold out |
| Eaton Financial Holdings Company, LLC | 0 | $0 | 0.00% | −10,983−100.0% | Sold out |
| Aigen Investment Management, LP | 0 | $0 | 0.00% | −9,299−100.0% | Sold out |
| Freestone Capital Holdings, LLC | 0 | $0 | 0.00% | −7,700−100.0% | Sold out |
| Lecap Asset Management Ltd | 0 | $0 | 0.00% | −7,544−100.0% | Sold out |
| Connectus Wealth, LLC | 0 | $0 | 0.00% | −7,000−100.0% | Sold out |
| Oak Thistle LLC | 0 | $0 | 0.00% | −6,444−100.0% | Sold out |
| Synergy Financial Management, LLC | 0 | $0 | 0.00% | −6,076−100.0% | Sold out |