Spectrum Pharmaceuticals Inc
SPPIDelisted Aug 1, 2023- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0000831547
Spectrum Pharmaceuticals Inc was delisted on Aug 1, 2023; its insiders filed their last Form 4 on Aug 1, 2023; 78 institutions reported holding it in 13F filings for Q2 2023, worth $56.5M in total; no superinvestor held it.
13F holders, Q3 2022
Institutional positions in Spectrum Pharmaceuticals Inc as of Sep 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 75
- −12 vs. Q2 2022
- Shares held
- 52.6M
- −5.84M (−10.0%) vs. Q2 2022
- Total value
- $22.7M
- −$22.9M (−50.3%) vs. Q2 2022
- New holders
- 14
- 18 more added
- Sold out
- 26
- 25 more reduced
Compare with Q2 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SPPI on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 0 | $0 |
| Q1 2024 | 0 | $0 |
| Q4 2023 | 0 | $0 |
| Q3 2023 | 0 | $0 |
| Q2 2023 | 78 | $56.5M |
| Q1 2023 | 69 | $33.4M |
| Q4 2022 | 70 | $16.8M |
| Q3 2022 | 75 | $22.7M |
| Q2 2022 | 87 | $45.6M |
| Q1 2022 | 101 | $92.0M |
| Q4 2021 | 142 | $124.9M |
| Q3 2021 | 148 | $229.3M |
| Q2 2021 | 156 | $389.4M |
| Q1 2021 | 147 | $329.8M |
Institutions, Q3 2022
Shares, value and share of portfolio for each institution holding Spectrum Pharmaceuticals Inc; share changes are against Q2 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| FMR LLC | 830 | $0 | 0.00% | −2,472−74.9% | Reduced |
| Focused Wealth Management, Inc | 800 | $0 | 0.00% | 00.0% | Unchanged |
| Umb Bank N A | 200 | $0 | 0.00% | 00.0% | Unchanged |
| Royal Bank of Canada | 707 | $0 | 0.00% | +661+1,437.0% | Added |
| Daiwa Securities Group Inc. | 321 | $0 | 0.00% | 00.0% | Unchanged |
| CWM, LLC | 12 | $0 | 0.00% | −50−80.6% | Reduced |
| Lindbrook Capital, LLC | 1 | $0 | 0.00% | 00.0% | Unchanged |
| BNP Paribas Arbitrage, SA | 1,291 | $555 | 0.00% | −30,361−95.9% | Reduced |
| Federation des caisses Desjardins du Quebec | 1,600 | $688 | 0.00% | 00.0% | Unchanged |
| Citigroup Inc | 2,064 | $1.00K | 0.00% | −2,096−50.4% | Reduced |
| UBS Group AG | 2,193 | $1.00K | 0.00% | +36+1.7% | Added |
| Steward Partners Investment Advisory, LLC | 2,250 | $1.00K | 0.00% | 00.0% | Unchanged |
| Key Financial Inc | 2,500 | $1.00K | 0.00% | 00.0% | Unchanged |
| Psagot Value Holdings Ltd. / (Israel) | 2,000 | $1.00K | 0.00% | 00.0% | Unchanged |
| China Universal Asset Management Co., Ltd. | 1,763 | $1.00K | 0.00% | +1,763 | New |
| Northeast Financial Consultants Inc | 10,000 | $4.00K | 0.00% | 00.0% | Unchanged |
| Mission Wealth Management, LP | 10,000 | $4.00K | 0.00% | 00.0% | Unchanged |
| Vontobel Holding Ltd. | 10,000 | $4.00K | 0.00% | +10,000 | New |
| JPMorgan Chase & Co | 11,745 | $5.00K | 0.00% | −32,131−73.2% | Reduced |
| Tower Research Capital LLC (TRC) | 11,555 | $5.00K | 0.00% | +1,386+13.6% | Added |
| Moors & Cabot, Inc. | 12,400 | $5.00K | 0.00% | +12,400 | New |
| Independent Advisor Alliance | 10,800 | $5.00K | 0.00% | +10,800 | New |
| Raymond James Financial Services Advisors, Inc. | 12,934 | $6.00K | 0.00% | +219+1.7% | Added |
| Parallel Advisors, LLC | 14,000 | $6.00K | 0.00% | +4,000+40.0% | Added |
| Creative Planning | 16,531 | $7.00K | 0.00% | 00.0% | Unchanged |
| ProShare Advisors LLC | 15,826 | $7.00K | 0.00% | +1,801+12.8% | Added |
| Victory Capital Management Inc | 19,013 | $8.00K | 0.00% | −2,238−10.5% | Reduced |
| United Asset Strategies, Inc. | 18,000 | $8.00K | 0.00% | +18,000 | New |
| Wolverine Trading, LLC | 22,599 | $10.0K | 0.00% | +8,421+59.4% | Added |
| Engineers Gate Manager LP | 28,324 | $12.0K | 0.00% | −34,617−55.0% | Reduced |
| Boothbay Fund Management, LLC | 30,401 | $13.0K | 0.00% | −11,710−27.8% | Reduced |
| Man Group plc | 34,208 | $15.0K | 0.00% | – | – |
| Price T Rowe Associates Inc | 35,352 | $16.0K | 0.00% | −5,596−13.7% | Reduced |
| Sheaff Brock Investment Advisors, LLC | 37,200 | $16.0K | 0.00% | +11,000+42.0% | Added |
| Knott David M Jr | 36,900 | $16.0K | 0.01% | +36,900 | New |
| Zacks Investment Management | 40,256 | $17.0K | 0.00% | +40,256 | New |
| McDonald Partners LLC | 42,570 | $18.0K | 0.01% | 00.0% | Unchanged |
| Advisor Group Holdings, Inc. | 41,596 | $18.0K | 0.00% | +13,895+50.2% | Added |
| Two Sigma Securities, LLC | 43,710 | $19.0K | 0.00% | +43,710 | New |
| Jane Street Group, LLC | 67,722 | $29.0K | 0.00% | +46,565+220.1% | Added |
| LMR Partners LLP | 77,541 | $33.0K | 0.00% | 00.0% | Unchanged |
| Franklin Resources Inc | 83,012 | $36.0K | 0.00% | +839+1.0% | Added |
| Charles Schwab Investment Management Inc | 82,687 | $36.0K | 0.00% | +82,687 | New |
| Goldman Sachs Group Inc | 84,825 | $37.0K | 0.00% | −191,338−69.3% | Reduced |
| Winton Group Ltd | 89,346 | $38.0K | 0.00% | −7,225−7.5% | Reduced |
| Bank of New York Mellon Corp | 88,662 | $38.0K | 0.00% | +911+1.0% | Added |
| Tekla Capital Management LLC | 114,670 | $49.0K | 0.00% | 00.0% | Unchanged |
| Qube Research & Technologies Ltd | 124,369 | $53.0K | 0.00% | −30,228−19.6% | Reduced |
| Group One Trading, L.P. | 139,607 | $60.0K | 0.00% | +55,946+66.9% | Added |
| Ikarian Capital, LLC | 176,980 | $76.0K | 0.04% | +176,980 | New |
| Sonora Investment Management Group, LLC | 103,000 | $80.0K | 0.01% | 00.0% | Unchanged |
| Caas Capital Management LP | 285,441 | $123.0K | 0.02% | +285,441 | New |
| Northern Trust Corp | 328,278 | $141.0K | 0.00% | +527+0.2% | Added |
| Ergoteles LLC | 381,902 | $164.0K | 0.01% | −362,373−48.7% | Reduced |
| US Bancorp | 389,142 | $167.0K | 0.00% | 00.0% | Unchanged |
| Wells Fargo & Company | 430,374 | $185.0K | 0.00% | −5,148−1.2% | Reduced |
| Dimensional Fund Advisors LP | 439,723 | $189.0K | 0.00% | −20,162−4.4% | Reduced |
| Susquehanna International Group, LLP | 529,219 | $228.0K | 0.00% | +223,826+73.3% | Added |
| Sargent Investment Group, LLC | 574,600 | $252.0K | 0.08% | −40,000−6.5% | Reduced |
| Jacobs Levy Equity Management, Inc | 594,108 | $255.0K | 0.00% | +594,108 | New |
| State Street Corp | 623,569 | $268.0K | 0.00% | −98,200−13.6% | Reduced |
| Gsa Capital Partners LLP | 637,572 | $274.0K | 0.04% | +637,572 | New |
| Alethea Capital Management, LLC | 787,973 | $339.0K | 0.43% | 00.0% | Unchanged |
| CM Management, LLC | 800,000 | $344.0K | 0.38% | +200,000+33.3% | Added |
| Bank of America Corp | 799,814 | $344.0K | 0.00% | +716,259+857.2% | Added |
| Renaissance Technologies LLC | 997,400 | $429.0K | 0.00% | −193,649−16.3% | Reduced |
| Acadian Asset Management LLC | 1,155,340 | $495.0K | 0.00% | +1,072,862+1,300.8% | Added |
| Morgan Stanley | 1,512,589 | $650.0K | 0.00% | −270,504−15.2% | Reduced |
| Geode Capital Management, LLC | 1,551,752 | $667.0K | 0.00% | −183,973−10.6% | Reduced |
| Millennium Management LLC | 1,555,182 | $669.0K | 0.00% | −1,125,918−42.0% | Reduced |
| D. E. Shaw & Co., Inc. | 3,844,988 | $1.65M | 0.00% | −4,206,870−52.2% | Reduced |
| BlackRock Inc. | 7,219,167 | $3.10M | 0.00% | −659,036−8.4% | Reduced |
| Vanguard Group Inc | 8,667,120 | $3.73M | 0.00% | −161,556−1.8% | Reduced |
| Armistice Capital, LLC | 16,676,000 | $7.17M | 0.18% | −424,000−2.5% | Reduced |
| IFP Advisors, Inc | 295 | – | – | +295 | New |
| Citadel Advisors LLC | 0 | $0 | 0.00% | −755,128−100.0% | Sold out |
| Fisher Asset Management, LLC | 0 | $0 | 0.00% | −545,198−100.0% | Sold out |
| AQR Capital Management LLC | 0 | $0 | 0.00% | −161,832−100.0% | Sold out |
| Graham Capital Management, L.P. | 0 | $0 | 0.00% | −147,758−100.0% | Sold out |
| Caxton Associates LP | 0 | $0 | 0.00% | −107,135−100.0% | Sold out |
| Crestline Management, LP | 0 | $0 | 0.00% | −65,362−100.0% | Sold out |
| Virtu Financial LLC | 0 | $0 | 0.00% | −61,561−100.0% | Sold out |
| Laurion Capital Management LP | 0 | $0 | 0.00% | −60,619−100.0% | Sold out |
| Two Sigma Advisers, LP | 0 | $0 | 0.00% | −48,300−100.0% | Sold out |
| Balyasny Asset Management LLC | 0 | $0 | 0.00% | −29,524−100.0% | Sold out |
| Y-Intercept (Hong Kong) Ltd | 0 | $0 | 0.00% | −26,513−100.0% | Sold out |
| Veritable, L.P. | 0 | $0 | 0.00% | −24,200−100.0% | Sold out |
| Cubist Systematic Strategies, LLC | 0 | $0 | 0.00% | −18,343−100.0% | Sold out |
| Pinz Capital Management, LP | 0 | $0 | 0.00% | −15,600−100.0% | Sold out |
| Aquatic Capital Management LLC | 0 | $0 | 0.00% | −6,900−100.0% | Sold out |
| Tradition Wealth Management, LLC | 0 | $0 | 0.00% | −5,148−100.0% | Sold out |
| Versant Capital Management, Inc | 0 | $0 | 0.00% | −3,838−100.0% | Sold out |
| New York State Common Retirement Fund | 0 | $0 | 0.00% | −1,065−100.0% | Sold out |
| Captrust Financial Advisors | 0 | $0 | 0.00% | −845−100.0% | Sold out |
| Allworth Financial LP | 0 | $0 | 0.00% | −1,140−100.0% | Sold out |
| Point72 Hong Kong Ltd | 0 | $0 | 0.00% | −817−100.0% | Sold out |
| The PNC Financial Services Group, Inc. | 0 | $0 | 0.00% | −170−100.0% | Sold out |
| Meeder Asset Management Inc | 0 | $0 | 0.00% | −346−100.0% | Sold out |
| Ellevest, Inc. | 0 | $0 | 0.00% | −147−100.0% | Sold out |
| Sageworth Trust Co of South Dakota | 0 | $0 | 0.00% | −94−100.0% | Sold out |