Spectrum Pharmaceuticals Inc
SPPIDelisted Aug 1, 2023- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0000831547
Spectrum Pharmaceuticals Inc was delisted on Aug 1, 2023; its insiders filed their last Form 4 on Aug 1, 2023; 78 institutions reported holding it in 13F filings for Q2 2023, worth $56.5M in total; no superinvestor held it.
13F holders, Q2 2022
Institutional positions in Spectrum Pharmaceuticals Inc as of Jun 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 87
- −12 vs. Q1 2022
- Shares held
- 58.4M
- −12.9M (−18.1%) vs. Q1 2022
- Total value
- $45.6M
- −$46.3M (−50.4%) vs. Q1 2022
- New holders
- 19
- 20 more added
- Sold out
- 31
- 25 more reduced
2 institutions that held it in Q1 2022 haven't filed for Q2 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SPPI on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 0 | $0 |
| Q1 2024 | 0 | $0 |
| Q4 2023 | 0 | $0 |
| Q3 2023 | 0 | $0 |
| Q2 2023 | 78 | $56.5M |
| Q1 2023 | 69 | $33.4M |
| Q4 2022 | 70 | $16.8M |
| Q3 2022 | 75 | $22.7M |
| Q2 2022 | 87 | $45.6M |
| Q1 2022 | 101 | $92.0M |
| Q4 2021 | 142 | $124.9M |
| Q3 2021 | 148 | $229.3M |
| Q2 2021 | 156 | $389.4M |
| Q1 2021 | 147 | $329.8M |
Institutions, Q2 2022
Shares, value and share of portfolio for each institution holding Spectrum Pharmaceuticals Inc; share changes are against Q1 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Royal Bank of Canada | 46 | $0 | 0.00% | −9,994−99.5% | Reduced |
| Meeder Asset Management Inc | 346 | $0 | 0.00% | −1,706−83.1% | Reduced |
| The PNC Financial Services Group, Inc. | 170 | $0 | 0.00% | −1,038−85.9% | Reduced |
| Umb Bank N A | 200 | $0 | 0.00% | 00.0% | Unchanged |
| Daiwa Securities Group Inc. | 321 | $0 | 0.00% | 00.0% | Unchanged |
| CWM, LLC | 62 | $0 | 0.00% | +50+416.7% | Added |
| Lindbrook Capital, LLC | 1 | $0 | 0.00% | 00.0% | Unchanged |
| Sageworth Trust Co of South Dakota | 94 | $0 | 0.00% | 00.0% | Unchanged |
| Ellevest, Inc. | 147 | $0 | 0.00% | +147 | New |
| CoreCap Advisors, LLC | 24 | $0 | 0.00% | +24 | New |
| New York State Common Retirement Fund | 1,065 | $1.00K | 0.00% | −108,878−99.0% | Reduced |
| Captrust Financial Advisors | 845 | $1.00K | 0.00% | 00.0% | Unchanged |
| Focused Wealth Management, Inc | 800 | $1.00K | 0.00% | 00.0% | Unchanged |
| Allworth Financial LP | 1,140 | $1.00K | 0.00% | +1,140 | New |
| Point72 Hong Kong Ltd | 817 | $1.00K | 0.00% | +817 | New |
| Federation des caisses Desjardins du Quebec | 1,600 | $1.25K | 0.00% | 00.0% | Unchanged |
| FMR LLC | 3,302 | $2.00K | 0.00% | +321+10.8% | Added |
| UBS Group AG | 2,157 | $2.00K | 0.00% | 00.0% | Unchanged |
| Steward Partners Investment Advisory, LLC | 2,250 | $2.00K | 0.00% | 00.0% | Unchanged |
| Key Financial Inc | 2,500 | $2.00K | 0.00% | 00.0% | Unchanged |
| Psagot Value Holdings Ltd. / (Israel) | 2,000 | $2.00K | 0.00% | +2,000 | New |
| Citigroup Inc | 4,160 | $3.00K | 0.00% | −10,617−71.8% | Reduced |
| Versant Capital Management, Inc | 3,838 | $3.00K | 0.00% | 00.0% | Unchanged |
| Tradition Wealth Management, LLC | 5,148 | $4.00K | 0.00% | 00.0% | Unchanged |
| Aquatic Capital Management LLC | 6,900 | $5.00K | 0.00% | +6,900 | New |
| Tower Research Capital LLC (TRC) | 10,169 | $8.00K | 0.00% | −8,780−46.3% | Reduced |
| Northeast Financial Consultants Inc | 10,000 | $8.00K | 0.00% | 00.0% | Unchanged |
| Mission Wealth Management, LP | 10,000 | $8.00K | 0.00% | 00.0% | Unchanged |
| Parallel Advisors, LLC | 10,000 | $8.00K | 0.00% | −670−6.3% | Reduced |
| Raymond James Financial Services Advisors, Inc. | 12,715 | $10.0K | 0.00% | 00.0% | Unchanged |
| ProShare Advisors LLC | 14,025 | $11.0K | 0.00% | −33,513−70.5% | Reduced |
| Wolverine Trading, LLC | 14,178 | $11.0K | 0.00% | +3,969+38.9% | Added |
| Man Group plc | – | $11.0K | 0.00% | – | New |
| Pinz Capital Management, LP | 15,600 | $12.0K | 0.01% | +15,600 | New |
| Creative Planning | 16,531 | $13.0K | 0.00% | 00.0% | Unchanged |
| Cubist Systematic Strategies, LLC | 18,343 | $14.0K | 0.00% | +18,343 | New |
| Jane Street Group, LLC | 21,157 | $17.0K | 0.00% | −18,147−46.2% | Reduced |
| Victory Capital Management Inc | 21,251 | $17.0K | 0.00% | +2,783+15.1% | Added |
| Veritable, L.P. | 24,200 | $19.0K | 0.00% | +24,200 | New |
| Sheaff Brock Investment Advisors, LLC | 26,200 | $20.0K | 0.00% | +3,000+12.9% | Added |
| Advisor Group Holdings, Inc. | 27,701 | $21.0K | 0.00% | −10,007−26.5% | Reduced |
| Y-Intercept (Hong Kong) Ltd | 26,513 | $21.0K | 0.00% | +26,513 | New |
| Balyasny Asset Management LLC | 29,524 | $23.0K | 0.00% | +29,524 | New |
| BNP Paribas Arbitrage, SA | 31,652 | $24.7K | 0.00% | +16,460+108.3% | Added |
| Price T Rowe Associates Inc | 40,948 | $32.0K | 0.00% | −14,078−25.6% | Reduced |
| McDonald Partners LLC | 42,570 | $33.0K | 0.01% | 00.0% | Unchanged |
| Boothbay Fund Management, LLC | 42,111 | $33.0K | 0.00% | +42,111 | New |
| JPMorgan Chase & Co | 43,876 | $34.0K | 0.00% | −397,736−90.1% | Reduced |
| Two Sigma Advisers, LP | 48,300 | $38.0K | 0.00% | −536,700−91.7% | Reduced |
| Laurion Capital Management LP | 60,619 | $47.0K | 0.00% | +60,619 | New |
| Virtu Financial LLC | 61,561 | $48.0K | 0.00% | +61,561 | New |
| Engineers Gate Manager LP | 62,941 | $49.0K | 0.00% | 00.0% | Unchanged |
| Crestline Management, LP | 65,362 | $51.0K | 0.01% | −847−1.3% | Reduced |
| LMR Partners LLP | 77,541 | $60.0K | 0.00% | +77,541 | New |
| Franklin Resources Inc | 82,173 | $64.0K | 0.00% | −43,113−34.4% | Reduced |
| Acadian Asset Management LLC | 82,478 | $65.0K | 0.00% | −339,389−80.4% | Reduced |
| Group One Trading, L.P. | 83,661 | $65.0K | 0.00% | +5,243+6.7% | Added |
| Bank of America Corp | 83,555 | $65.0K | 0.00% | +11,558+16.1% | Added |
| Bank of New York Mellon Corp | 87,751 | $69.0K | 0.00% | −408,399−82.3% | Reduced |
| Winton Group Ltd | 96,571 | $75.0K | 0.00% | +69,452+256.1% | Added |
| Sonora Investment Management Group, LLC | 103,000 | $80.0K | 0.01% | +21,000+25.6% | Added |
| Caxton Associates LP | 107,135 | $84.0K | 0.01% | 00.0% | Unchanged |
| Tekla Capital Management LLC | 114,670 | $89.0K | 0.00% | 00.0% | Unchanged |
| Graham Capital Management, L.P. | 147,758 | $115.0K | 0.01% | +147,758 | New |
| Qube Research & Technologies Ltd | 154,597 | $121.0K | 0.00% | +154,597 | New |
| AQR Capital Management LLC | 161,832 | $126.0K | 0.00% | +127,252+368.0% | Added |
| Goldman Sachs Group Inc | 276,163 | $215.0K | 0.00% | +28,092+11.3% | Added |
| Susquehanna International Group, LLP | 305,393 | $238.0K | 0.00% | +41,228+15.6% | Added |
| Northern Trust Corp | 327,751 | $255.0K | 0.00% | −1,144,816−77.7% | Reduced |
| US Bancorp | 389,142 | $304.0K | 0.00% | +389,142 | New |
| Wells Fargo & Company | 435,522 | $340.0K | 0.00% | −28,335−6.1% | Reduced |
| Dimensional Fund Advisors LP | 459,885 | $358.0K | 0.00% | −70,060−13.2% | Reduced |
| Fisher Asset Management, LLC | 545,198 | $425.0K | 0.00% | 00.0% | Unchanged |
| CM Management, LLC | 600,000 | $468.0K | 0.50% | 00.0% | Unchanged |
| Sargent Investment Group, LLC | 614,600 | $479.0K | 0.15% | +200,000+48.2% | Added |
| State Street Corp | 721,769 | $563.0K | 0.00% | −2,616,547−78.4% | Reduced |
| Ergoteles LLC | 744,275 | $581.0K | 0.02% | +445,270+148.9% | Added |
| Citadel Advisors LLC | 755,128 | $589.0K | 0.00% | +741,215+5,327.5% | Added |
| Alethea Capital Management, LLC | 787,973 | $615.0K | 0.77% | −389,142−33.1% | Reduced |
| Renaissance Technologies LLC | 1,191,049 | $929.0K | 0.00% | −212,990−15.2% | Reduced |
| Geode Capital Management, LLC | 1,735,725 | $1.35M | 0.00% | −991,807−36.4% | Reduced |
| Morgan Stanley | 1,783,093 | $1.39M | 0.00% | +125,821+7.6% | Added |
| Millennium Management LLC | 2,681,100 | $2.09M | 0.00% | +1,923,371+253.8% | Added |
| BlackRock Inc. | 7,878,203 | $6.15M | 0.00% | −7,911,020−50.1% | Reduced |
| D. E. Shaw & Co., Inc. | 8,051,858 | $6.28M | 0.01% | +206,132+2.6% | Added |
| Vanguard Group Inc | 8,828,676 | $6.89M | 0.00% | +864,894+10.9% | Added |
| Armistice Capital, LLC | 17,100,000 | $13.3M | 0.34% | 00.0% | Unchanged |
| Panagora Asset Management Inc | 0 | $0 | 0.00% | −849,041−100.0% | Sold out |
| Charles Schwab Investment Management Inc | 0 | $0 | 0.00% | −432,628−100.0% | Sold out |
| Nuveen Asset Management, LLC | 0 | $0 | 0.00% | −451,726−100.0% | Sold out |
| KBC Group NV | 0 | $0 | 0.00% | −247,582−100.0% | Sold out |
| Alliancebernstein L.P. | 0 | $0 | 0.00% | −208,565−100.0% | Sold out |
| Two Sigma Investments, LP | 0 | $0 | 0.00% | −202,201−100.0% | Sold out |
| Simplex Trading, LLC | 0 | $0 | 0.00% | −176,178−100.0% | Sold out |
| Rhumbline Advisers | 0 | $0 | 0.00% | −162,991−100.0% | Sold out |
| Deutsche Bank AG | 0 | $0 | 0.00% | −94,911−100.0% | Sold out |
| American International Group, Inc. | 0 | $0 | 0.00% | −80,948−100.0% | Sold out |
| Manufacturers Life Insurance Company, The | 0 | $0 | 0.00% | −76,190−100.0% | Sold out |
| California State Teachers Retirement System | 0 | $0 | 0.00% | −69,819−100.0% | Sold out |
| State Board of Administration of Florida Retirement System | 0 | $0 | 0.00% | −63,554−100.0% | Sold out |