Spectrum Pharmaceuticals Inc
SPPIDelisted Aug 1, 2023- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0000831547
Spectrum Pharmaceuticals Inc was delisted on Aug 1, 2023; its insiders filed their last Form 4 on Aug 1, 2023; 78 institutions reported holding it in 13F filings for Q2 2023, worth $56.5M in total; no superinvestor held it.
13F holders, Q2 2021
Institutional positions in Spectrum Pharmaceuticals Inc as of Jun 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 156
- +10 vs. Q1 2021
- Shares held
- 103.9M
- +2.69M (+2.7%) vs. Q1 2021
- Total value
- $389.4M
- +$59.6M (+18.1%) vs. Q1 2021
- New holders
- 22
- 67 more added
- Sold out
- 12
- 34 more reduced
1 institution that held it in Q1 2021 haven't filed for Q2 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SPPI on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 0 | $0 |
| Q1 2024 | 0 | $0 |
| Q4 2023 | 0 | $0 |
| Q3 2023 | 0 | $0 |
| Q2 2023 | 78 | $56.5M |
| Q1 2023 | 69 | $33.4M |
| Q4 2022 | 70 | $16.8M |
| Q3 2022 | 75 | $22.7M |
| Q2 2022 | 87 | $45.6M |
| Q1 2022 | 101 | $92.0M |
| Q4 2021 | 142 | $124.9M |
| Q3 2021 | 148 | $229.3M |
| Q2 2021 | 156 | $389.4M |
| Q1 2021 | 147 | $329.8M |
Institutions, Q2 2021
Shares, value and share of portfolio for each institution holding Spectrum Pharmaceuticals Inc; share changes are against Q1 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| FMR LLC | 58 | $0 | 0.00% | +14+31.8% | Added |
| CWM, LLC | 12 | $0 | 0.00% | 00.0% | Unchanged |
| Sargent Bickham Lagudis LLC | 100 | $0 | 0.00% | 00.0% | Unchanged |
| Advisory Services Network, LLC | 9 | $0 | 0.00% | +9 | New |
| Ford Financial Group, LLC | 200 | $0 | 0.00% | +200 | New |
| Daiwa Securities Group Inc. | 321 | $1.00K | 0.00% | 00.0% | Unchanged |
| First Personal Financial Services | 370 | $1.00K | 0.00% | 00.0% | Unchanged |
| Allworth Financial LP | 333 | $1.00K | 0.00% | +333 | New |
| Parkside Financial Bank & Trust | 543 | $2.00K | 0.00% | +276+103.4% | Added |
| Lindbrook Capital, LLC | 625 | $2.00K | 0.00% | +285+83.8% | Added |
| TCI Wealth Advisors, Inc. | 571 | $2.00K | 0.00% | +571 | New |
| Berman Capital Advisors, LLC | 822 | $3.00K | 0.00% | 00.0% | Unchanged |
| Sageworth Trust Co | 680 | $3.00K | 0.00% | +680 | New |
| Focused Wealth Management, Inc | 800 | $3.00K | 0.00% | +800 | New |
| GPS Wealth Strategies Group, LLC | 1,000 | $4.00K | 0.00% | 00.0% | Unchanged |
| Spire Wealth Management | 1,000 | $4.00K | 0.00% | 00.0% | Unchanged |
| US Bancorp | 1,011 | $4.00K | 0.00% | +1,011 | New |
| Versant Capital Management, Inc | 1,513 | $6.00K | 0.00% | −2,404−61.4% | Reduced |
| Signaturefd, LLC | 1,472 | $6.00K | 0.00% | 00.0% | Unchanged |
| Federation des caisses Desjardins du Quebec | 1,600 | $6.00K | 0.00% | +1,100+220.0% | Added |
| Quadrant Capital Group LLC | 2,296 | $9.00K | 0.00% | 00.0% | Unchanged |
| Eaton Vance Management | 2,335 | $9.00K | 0.00% | +1,801+337.3% | Added |
| Steward Partners Investment Advisory, LLC | 2,750 | $10.0K | 0.00% | +500+22.2% | Added |
| Sutton Wealth Advisors Inc. | 2,955 | $11.1K | 0.00% | 00.0% | Unchanged |
| Penserra Capital Management LLC | 3,675 | $13.0K | 0.00% | +340+10.2% | Added |
| Point72 Hong Kong Ltd | 3,755 | $14.0K | 0.00% | +2,816+299.9% | Added |
| Harbor Investment Advisory, LLC | 3,884 | $15.0K | 0.00% | 00.0% | Unchanged |
| Plante Moran Financial Advisors, LLC | 4,175 | $16.0K | 0.00% | 00.0% | Unchanged |
| Captrust Financial Advisors | 4,638 | $17.0K | 0.00% | −951−17.0% | Reduced |
| Tradition Wealth Management, LLC | 5,148 | $19.0K | 0.00% | 00.0% | Unchanged |
| Parallel Advisors, LLC | 5,340 | $20.0K | 0.00% | +340+6.8% | Added |
| Tower Research Capital LLC (TRC) | 9,144 | $35.0K | 0.00% | −48,320−84.1% | Reduced |
| Northeast Financial Consultants Inc | 10,000 | $38.0K | 0.00% | 00.0% | Unchanged |
| Mission Wealth Management, LP | 10,000 | $38.0K | 0.00% | 00.0% | Unchanged |
| Newbridge Financial Services Group, Inc. | 10,000 | $38.0K | 0.02% | 00.0% | Unchanged |
| Vantage Consulting Group Inc | 10,414 | $39.0K | 0.01% | −1,272−10.9% | Reduced |
| The PNC Financial Services Group, Inc. | 10,802 | $40.0K | 0.00% | +1,270+13.3% | Added |
| Royal Bank of Canada | 10,592 | $40.0K | 0.00% | +4,587+76.4% | Added |
| CIBC Asset Management Inc | 11,010 | $41.0K | 0.00% | 00.0% | Unchanged |
| SG Americas Securities, LLC | 11,247 | $42.0K | 0.00% | −26,349−70.1% | Reduced |
| Wolverine Trading, LLC | 10,829 | $42.0K | 0.00% | +10,829 | New |
| Quilter Plc | 11,612 | $44.0K | 0.00% | +11,612 | New |
| Meeder Asset Management Inc | 11,919 | $45.0K | 0.00% | +233+2.0% | Added |
| Teza Capital Management LLC | 11,876 | $45.0K | 0.01% | 00.0% | Unchanged |
| Ameritas Investment Partners, Inc. | 12,291 | $46.0K | 0.00% | 00.0% | Unchanged |
| Raymond James Financial Services Advisors, Inc. | 12,715 | $48.0K | 0.00% | 00.0% | Unchanged |
| Quantitative Investment Management, LLC | 13,721 | $51.0K | 0.00% | +13,721 | New |
| Crossmark Global Holdings, Inc. | 15,500 | $58.0K | 0.00% | 00.0% | Unchanged |
| Creative Planning | 16,532 | $62.0K | 0.00% | 00.0% | Unchanged |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 17,075 | $64.0K | 0.00% | −8,125−32.2% | Reduced |
| Teacher Retirement System of Texas | 17,554 | $66.0K | 0.00% | +2,858+19.4% | Added |
| Continuum Advisory, LLC | 17,550 | $66.0K | 0.02% | +17,550 | New |
| Pictet Asset Management Ltd | 18,300 | $69.0K | 0.00% | 00.0% | Unchanged |
| Verition Fund Management LLC | 19,028 | $71.0K | 0.00% | +19,028 | New |
| Henshaw Capital LLC | 20,009 | $75.0K | 0.00% | 00.0% | Unchanged |
| Diversified Trust Co | 21,268 | $80.0K | 0.00% | +21,268 | New |
| Teachers Retirement System of the State of Kentucky | 21,722 | $81.0K | 0.00% | 00.0% | Unchanged |
| Victory Capital Management Inc | 21,633 | $81.0K | 0.00% | +1,956+9.9% | Added |
| Mutual of America Capital Management LLC | 22,963 | $86.0K | 0.00% | +3,475+17.8% | Added |
| Connor, Clark & Lunn Investment Management Ltd. | 25,996 | $97.0K | 0.00% | +25,996 | New |
| Group One Trading, L.P. | 26,605 | $100.0K | 0.00% | −12,909−32.7% | Reduced |
| Pinz Capital Management, LP | 28,700 | $108.0K | 0.03% | +28,700 | New |
| Centiva Capital, LP | 28,898 | $108.0K | 0.01% | +28,898 | New |
| Jane Street Group, LLC | 29,806 | $111.0K | 0.00% | +29,806 | New |
| Federated Hermes, Inc. | 30,149 | $113.0K | 0.00% | −150.0% | Reduced |
| Metropolitan Life Insurance Co | 30,577 | $114.7K | 0.00% | −7,878−20.5% | Reduced |
| MetLife Investment Management | 30,820 | $115.6K | 0.00% | −29,620−49.0% | Reduced |
| Profund Advisors LLC | 31,243 | $117.0K | 0.00% | +4,794+18.1% | Added |
| XTX Topco Ltd | 31,247 | $117.0K | 0.04% | +31,247 | New |
| Public Employees Retirement Association of Colorado | 34,833 | $131.0K | 0.00% | 00.0% | Unchanged |
| Brewin Dolphin Ltd | 35,000 | $131.3K | 0.01% | 00.0% | Unchanged |
| Arizona State Retirement System | 41,788 | $157.0K | 0.00% | −690−1.6% | Reduced |
| Advisor Group Holdings, Inc. | 42,559 | $159.0K | 0.00% | +21,482+101.9% | Added |
| DekaBank Deutsche Girozentrale | 42,800 | $164.0K | 0.00% | 00.0% | Unchanged |
| McDonald Partners LLC | 44,870 | $168.0K | 0.04% | +100+0.2% | Added |
| Millennium Management LLC | 48,058 | $180.0K | 0.00% | +48,058 | New |
| Simplex Trading, LLC | 48,969 | $183.0K | 0.01% | +1,482+3.1% | Added |
| Bank of Montreal | 50,037 | $197.0K | 0.00% | +6,995+16.3% | Added |
| Private Wealth Advisors | 56,994 | $214.0K | 0.07% | +56,994 | New |
| BNP Paribas Arbitrage, SA | 57,956 | $217.3K | 0.00% | −36,665−38.7% | Reduced |
| Fisher Asset Management, LLC | 58,150 | $218.0K | 0.00% | +300+0.5% | Added |
| Voya Investment Management LLC | 61,919 | $232.0K | 0.00% | −3,531−5.4% | Reduced |
| State Board of Administration of Florida Retirement System | 63,554 | $238.0K | 0.00% | 00.0% | Unchanged |
| Employees Retirement System of Texas | 65,082 | $244.0K | 0.00% | 00.0% | Unchanged |
| Oregon Public Employees Retirement Fund | 65,457 | $245.0K | 0.00% | +6,240+10.5% | Added |
| Louisiana State Employees Retirement System | 72,800 | $273.0K | 0.01% | +6,500+9.8% | Added |
| ProShare Advisors LLC | 73,595 | $276.0K | 0.00% | +10,549+16.7% | Added |
| Amalgamated Bank | 80,432 | $302.0K | 0.00% | +67,123+504.3% | Added |
| Sonora Investment Management, LLC | 82,000 | $308.0K | 0.04% | +57,000+228.0% | Added |
| Qube Research & Technologies Ltd | 84,158 | $316.0K | 0.00% | +84,158 | New |
| Comerica Bank | 151,028 | $329.0K | 0.00% | +3,586+2.4% | Added |
| State of Tennessee, Treasury Department | 90,419 | $339.0K | 0.00% | +1,099+1.2% | Added |
| Manufacturers Life Insurance Company, The | 91,715 | $344.0K | 0.00% | +3,558+4.0% | Added |
| Squarepoint Ops LLC | 93,906 | $352.0K | 0.00% | −14,206−13.1% | Reduced |
| American International Group, Inc. | 101,062 | $379.0K | 0.00% | +4,867+5.1% | Added |
| New York State Common Retirement Fund | 109,686 | $411.0K | 0.00% | +1,186+1.1% | Added |
| UBS Group AG | 110,373 | $414.0K | 0.00% | −201,877−64.7% | Reduced |
| Cubist Systematic Strategies, LLC | 110,539 | $415.0K | 0.00% | +100,578+1,009.7% | Added |
| State of Alaska, Department of Revenue | 111,773 | $419.0K | 0.00% | +13,000+13.2% | Added |
| Tekla Capital Management LLC | 114,670 | $430.0K | 0.01% | 00.0% | Unchanged |