RiskOn International, Inc.
ROIIDelisted Jun 3, 2024- Industry
- Services-Computer Processing & Data Preparation
- SEC CIK
- 0001437491
RiskOn International, Inc. was delisted on Jun 3, 2024; its insiders filed their last Form 4 on Apr 26, 2024; 25 institutions reported holding it in 13F filings for Q4 2023, worth $90.0K in total; no superinvestor held it.
13F holders, Q4 2023
Institutional positions in RiskOn International, Inc. as of Dec 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
ROII is no longer listed, so this page shows Q4 2023. 13F filings for later quarters list far fewer holders.
- Institutional holders
- 25
- +7 vs. Q3 2023
- Shares held
- 273.0K
- +114.5K (+72.2%) vs. Q3 2023
- Total value
- $90.0K
- −$43.2K (−32.4%) vs. Q3 2023
- New holders
- 8
- 2 more added
- Sold out
- 1
- 5 more reduced
Compare with Q3 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting ROII on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 0 | $0 |
| Q1 2024 | 4 | $16 |
| Q4 2023 | 25 | $90.0K |
| Q3 2023 | 18 | $133.3K |
| Q2 2023 | 17 | $164.0K |
| Q1 2023 | 38 | $609.2K |
| Q4 2022 | 53 | $1.28M |
| Q3 2022 | 49 | $7.22M |
| Q2 2022 | 49 | $15.6M |
| Q1 2022 | 50 | $12.8M |
| Q4 2021 | 48 | $13.6M |
| Q3 2021 | 40 | $37.1M |
| Q2 2021 | 2 | $102.0K |
| Q1 2021 | 2 | $218.0K |
Institutions, Q4 2023
Shares, value and share of portfolio for each institution holding RiskOn International, Inc.; share changes are against Q3 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Householder Group Estate & Retirement Specialist, LLC | 21 | $0 | 0.00% | +21 | New |
| Steward Partners Investment Advisory, LLC | 2 | $1 | 0.00% | 00.0% | Unchanged |
| Advisory Services Network, LLC | 11 | $4 | 0.00% | +11 | New |
| Greenwood Gearhart Inc | 19 | $6 | 0.00% | +19 | New |
| Wells Fargo & Company | 20 | $7 | 0.00% | +2+11.1% | Added |
| BlackRock Inc. | 46 | $15 | 0.00% | 00.0% | Unchanged |
| St Germain D J Co Inc | 50 | $17 | 0.00% | 00.0% | Unchanged |
| Global Retirement Partners, LLC | 177 | $26 | 0.00% | 00.0% | Unchanged |
| First Community Trust NA | 84 | $28 | 0.00% | 00.0% | Unchanged |
| Morgan Stanley | 148 | $49 | 0.00% | −193−56.6% | Reduced |
| TD Waterhouse Canada Inc. | 334 | $78 | 0.00% | 00.0% | Unchanged |
| Nelson, Van Denburg & Campbell Wealth Management Group, LLC | 315 | $104 | 0.00% | 00.0% | Unchanged |
| GWM Advisors LLC | 383 | $127 | 0.00% | −1,320−77.5% | Reduced |
| Sunbelt Securities, Inc. | 627 | $209 | 0.00% | 00.0% | Unchanged |
| Advisor Group Holdings, Inc. | 3,162 | $1.05K | 0.00% | −1,261−28.5% | Reduced |
| Pacific Capital Wealth Advisors, Inc | 3,649 | $1.21K | 0.00% | +3,649 | New |
| Royal Bank of Canada | 10,515 | $3.00K | 0.00% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 9,116 | $3.04K | 0.00% | +988+12.2% | Added |
| HRT Financial LP | 13,100 | $4.00K | 0.00% | +13,100 | New |
| Two Sigma Securities, LLC | 13,832 | $4.60K | 0.00% | +13,832 | New |
| Geode Capital Management, LLC | 15,436 | $5.13K | 0.00% | 00.0% | Unchanged |
| Hexagon Capital Partners LLC | 19,142 | $6.37K | 0.00% | −332−1.7% | Reduced |
| Millennium Management LLC | 41,778 | $13.9K | 0.00% | +41,778 | New |
| Virtu Financial LLC | 47,648 | $16.0K | 0.00% | +47,648 | New |
| Nepsis, Inc. | 93,376 | $31.1K | 0.01% | −3,452−3.6% | Reduced |
| UBS Group AG | 0 | $0 | 0.00% | −1−100.0% | Sold out |