Retail Opportunity Investments Corp
ROICDelisted Feb 12, 2025- Industry
- Real Estate Investment Trusts
- SEC CIK
- 0001407623
Retail Opportunity Investments Corp was delisted on Feb 12, 2025; its insiders filed their last Form 4 on Feb 14, 2025; 230 institutions reported holding it in 13F filings for Q4 2024, worth $2.16B in total; no superinvestor held it.
13F holders, Q3 2021
Institutional positions in Retail Opportunity Investments Corp as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 219
- −3 vs. Q2 2021
- Shares held
- 117.2M
- +4.26M (+3.8%) vs. Q2 2021
- Total value
- $2.05B
- +$48.4M (+2.4%) vs. Q2 2021
- New holders
- 20
- 85 more added
- Sold out
- 23
- 76 more reduced
4 institutions that held it in Q2 2021 haven't filed for Q3 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting ROIC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1 | $17 |
| Q1 2026 | 1 | $17 |
| Q4 2025 | 1 | $17 |
| Q3 2025 | 1 | $17 |
| Q2 2025 | 1 | $17 |
| Q1 2025 | 3 | $384.0K |
| Q4 2024 | 230 | $2.16B |
| Q3 2024 | 234 | $1.94B |
| Q2 2024 | 230 | $1.54B |
| Q1 2024 | 226 | $1.62B |
| Q4 2023 | 220 | $1.79B |
| Q3 2023 | 216 | $1.53B |
| Q2 2023 | 207 | $1.67B |
| Q1 2023 | 218 | $1.68B |
| Q4 2022 | 232 | $1.76B |
| Q3 2022 | 226 | $1.66B |
| Q2 2022 | 227 | $1.90B |
| Q1 2022 | 228 | $2.28B |
| Q4 2021 | 228 | $2.33B |
| Q3 2021 | 219 | $2.05B |
| Q2 2021 | 226 | $2.01B |
| Q1 2021 | 223 | $1.75B |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding Retail Opportunity Investments Corp; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Silvercrest Asset Management Group LLC | 69,878 | $1.22M | 0.01% | 00.0% | Unchanged |
| State of Tennessee, Treasury Department | 68,293 | $1.19M | 0.00% | −3,632−5.0% | Reduced |
| Manufacturers Life Insurance Company, The | 61,073 | $1.06M | 0.00% | −4,373−6.7% | Reduced |
| Nisa Investment Advisors, LLC | 60,348 | $1.05M | 0.01% | −512−0.8% | Reduced |
| Louisiana State Employees Retirement System | 58,500 | $1.02M | 0.02% | +4,900+9.1% | Added |
| Amalgamated Bank | 58,334 | $1.02M | 0.01% | +1,074+1.9% | Added |
| First Trust Advisors LP | 58,209 | $1.01M | 0.00% | −90,343−60.8% | Reduced |
| Price T Rowe Associates Inc | 57,860 | $1.01M | 0.00% | +140+0.2% | Added |
| Squarepoint Ops LLC | 50,000 | $871.0K | 0.01% | +20,999+72.4% | Added |
| Mitsubishi UFJ Kokusai Asset Management Co., Ltd. | 49,438 | $861.0K | 0.00% | +3,317+7.2% | Added |
| Envestnet Asset Management Inc | 48,966 | $853.0K | 0.00% | +959+2.0% | Added |
| Maryland State Retirement & Pension System | 47,268 | $836.0K | 0.02% | +47,268 | New |
| Oregon Public Employees Retirement Fund | 47,804 | $833.0K | 0.01% | −200−0.4% | Reduced |
| DuPont Capital Management Corp | 46,636 | $812.0K | 0.03% | −56,437−54.8% | Reduced |
| AMP Capital Investors Ltd | 44,888 | $782.0K | 0.00% | +17,438+63.5% | Added |
| Pictet Asset Management SA | 43,679 | $761.0K | 0.00% | +43,679 | New |
| IndexIQ Advisors LLC | 43,331 | $755.0K | 0.03% | −6,027−12.2% | Reduced |
| AQR Capital Management LLC | 42,561 | $741.0K | 0.00% | +1,744+4.3% | Added |
| MetLife Investment Management | 41,820 | $728.5K | 0.01% | 00.0% | Unchanged |
| Whittier Trust Co of Nevada Inc | 41,514 | $723.0K | 0.03% | +1,816+4.6% | Added |
| State Board of Administration of Florida Retirement System | 40,824 | $711.0K | 0.00% | 00.0% | Unchanged |
| Metropolitan Life Insurance Co | 39,577 | $689.4K | 0.01% | +2,085+5.6% | Added |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 36,245 | $631.0K | 0.00% | 00.0% | Unchanged |
| HSBC Holdings PLC | 35,137 | $613.0K | 0.00% | −2,605−6.9% | Reduced |
| Gamco Investors, Inc. Et Al | 33,500 | $584.0K | 0.01% | 00.0% | Unchanged |
| Handelsbanken Fonder AB | 33,297 | $580.0K | 0.00% | +1,700+5.4% | Added |
| Raymond James & Associates | 33,100 | $577.0K | 0.00% | −4,995−13.1% | Reduced |
| Davenport & Co LLC | 32,745 | $570.0K | 0.00% | −1,000−3.0% | Reduced |
| Daiwa Securities Group Inc. | 32,695 | $570.0K | 0.00% | +1,808+5.9% | Added |
| Arizona State Retirement System | 32,354 | $564.0K | 0.00% | +245+0.8% | Added |
| Allstate Corp | 31,915 | $556.0K | 0.02% | +8,409+35.8% | Added |
| United Capital Financial Advisers, LLC | 31,727 | $553.0K | 0.00% | +683+2.2% | Added |
| Teachers Retirement System of the State of Kentucky | 31,507 | $549.0K | 0.01% | 00.0% | Unchanged |
| Quantinno Capital Management LP | 31,089 | $542.0K | 0.61% | 00.0% | Unchanged |
| Campbell & CO Investment Adviser LLC | 28,600 | $498.0K | 0.16% | +16,300+132.5% | Added |
| Jacobs Levy Equity Management, Inc | 27,739 | $483.0K | 0.00% | −15,964−36.5% | Reduced |
| First Foundation Advisors | 25,849 | $450.0K | 0.02% | −10,333−28.6% | Reduced |
| Standard Life Aberdeen plc | 24,132 | $420.0K | 0.00% | −783−3.1% | Reduced |
| AlphaCrest Capital Management LLC | 23,841 | $415.0K | 0.02% | +6,622+38.5% | Added |
| Citadel Advisors LLC | 22,581 | $394.0K | 0.00% | −198,876−89.8% | Reduced |
| American Century Companies Inc | 22,261 | $388.0K | 0.00% | 00.0% | Unchanged |
| Natixis Advisors, L.P. | 21,096 | $367.0K | 0.00% | +1,778+9.2% | Added |
| Vanderbilt University | 20,819 | $362.7K | 0.09% | +20,819 | New |
| Algert Global LLC | 20,364 | $355.0K | 0.05% | +20,364 | New |
| Eii Capital Management, Inc. | 20,030 | $349.0K | 0.17% | +649+3.3% | Added |
| Fort Washington Investment Advisors Inc | 19,831 | $345.0K | 0.00% | +5,700+40.3% | Added |
| Teacher Retirement System of Texas | 19,040 | $332.0K | 0.00% | +3,626+23.5% | Added |
| SEI Investments Co | 19,639 | $328.0K | 0.00% | +2,931+17.5% | Added |
| ProShare Advisors LLC | 18,366 | $320.0K | 0.00% | −15,034−45.0% | Reduced |
| Royal Bank of Canada | 18,022 | $313.0K | 0.00% | −698−3.7% | Reduced |
| Blueshift Asset Management, LLC | 17,143 | $299.0K | 0.02% | +17,143 | New |
| UBS Group AG | 16,518 | $288.0K | 0.00% | −4,322−20.7% | Reduced |
| Private Advisor Group, LLC | 16,496 | $287.0K | 0.00% | 00.0% | Unchanged |
| Mutual of America Capital Management LLC | 16,193 | $282.0K | 0.00% | −694−4.1% | Reduced |
| Everence Capital Management Inc | 15,690 | $273.0K | 0.02% | −7,180−31.4% | Reduced |
| Brasada Capital Management, LP | 14,600 | $254.0K | 0.05% | −181,750−92.6% | Reduced |
| CIBC Asset Management Inc | 13,742 | $239.0K | 0.00% | +76+0.6% | Added |
| Cambria Investment Management, L.P. | 13,524 | $236.0K | 0.04% | +13,524 | New |
| CWM Advisors, LLC | 13,398 | $233.0K | 0.03% | +13,398 | New |
| Profund Advisors LLC | 12,937 | $225.0K | 0.01% | −3,183−19.7% | Reduced |
| Nissay Asset Management Corp | 12,849 | $224.0K | 0.00% | +1,318+11.4% | Added |
| Landscape Capital Management, L.L.C. | 12,564 | $219.0K | 0.03% | −41,041−76.6% | Reduced |
| Russell Investments Group, Ltd. | 12,311 | $214.0K | 0.00% | −7,055−36.4% | Reduced |
| Crossmark Global Holdings, Inc. | 12,260 | $214.0K | 0.01% | −180−1.4% | Reduced |
| CIBC Private Wealth Group, LLC | 12,309 | $214.0K | 0.00% | 00.0% | Unchanged |
| Janus Henderson Group PLC | 11,920 | $208.0K | 0.00% | +11,920 | New |
| Tower Research Capital LLC (TRC) | 11,825 | $206.0K | 0.01% | +1,354+12.9% | Added |
| Evergreen Capital Management LLC | 11,615 | $202.0K | 0.01% | +1,163+11.1% | Added |
| M&T Bank Corp | 11,395 | $198.0K | 0.00% | +11,395 | New |
| Ergoteles LLC | 11,200 | $195.0K | 0.01% | +11,200 | New |
| Paloma Partners Management Co | 11,004 | $192.0K | 0.01% | +952+9.5% | Added |
| AXA S.A. | 10,741 | $187.0K | 0.00% | −587−5.2% | Reduced |
| Caxton Associates LP | 10,135 | $177.0K | 0.02% | +10,135 | New |
| LPL Financial LLC | 10,103 | $176.0K | 0.00% | +10,103 | New |
| Ameritas Investment Partners, Inc. | 9,412 | $164.0K | 0.01% | 00.0% | Unchanged |
| Schroder Investment Management Group | 7,723 | $135.0K | 0.00% | +115+1.5% | Added |
| Advisor Group Holdings, Inc. | 6,815 | $118.0K | 0.00% | −907−11.7% | Reduced |
| The PNC Financial Services Group, Inc. | 6,671 | $116.0K | 0.00% | −1,267−16.0% | Reduced |
| Van Eck Associates Corp | 5,543 | $97.0K | 0.00% | +853+18.2% | Added |
| Signaturefd, LLC | 2,948 | $51.0K | 0.00% | −32−1.1% | Reduced |
| Migdal Insurance & Financial Holdings Ltd. | 2,843 | $50.0K | 0.00% | −52,964−94.9% | Reduced |
| Arkadios Wealth Advisors | 2,719 | $47.0K | 0.01% | +445+19.6% | Added |
| Berman Capital Advisors, LLC | 2,644 | $46.0K | 0.01% | +500+23.3% | Added |
| Versant Capital Management, Inc | 2,156 | $38.0K | 0.01% | 00.0% | Unchanged |
| US Bancorp | 1,997 | $35.0K | 0.00% | 00.0% | Unchanged |
| Johnson Midwest Financial, LLC | 1,418 | $25.0K | 0.02% | +9+0.6% | Added |
| FIL Ltd | 1,300 | $23.0K | 0.00% | +1,300 | New |
| Meeder Asset Management Inc | 1,238 | $22.0K | 0.00% | +22+1.8% | Added |
| Quadrant Capital Group LLC | 1,139 | $20.0K | 0.00% | +375+49.1% | Added |
| Sutton Wealth Advisors Inc. | 1,023 | $17.8K | 0.01% | 00.0% | Unchanged |
| Fifth Third Bancorp | 917 | $16.0K | 0.00% | +117+14.6% | Added |
| Parallel Advisors, LLC | 778 | $14.0K | 0.00% | −427−35.4% | Reduced |
| Lindbrook Capital, LLC | 803 | $14.0K | 0.00% | 00.0% | Unchanged |
| O'Shaughnessy Asset Management, LLC | 585 | $10.0K | 0.00% | +563+2,559.1% | Added |
| Parkside Financial Bank & Trust | 454 | $8.00K | 0.00% | 00.0% | Unchanged |
| Sageworth Trust Co | 480 | $8.00K | 0.00% | 00.0% | Unchanged |
| IFP Advisors, Inc | 342 | $6.00K | 0.00% | 00.0% | Unchanged |
| Fieldpoint Private Securities, LLC | 350 | $6.00K | 0.00% | 00.0% | Unchanged |
| Meridian Wealth Partners, LLC | 379 | $6.00K | 0.00% | +379 | New |
| Tarbox Family Office, Inc. | 291 | $5.00K | 0.00% | 00.0% | Unchanged |