Retail Opportunity Investments Corp
ROICDelisted Feb 12, 2025- Industry
- Real Estate Investment Trusts
- SEC CIK
- 0001407623
Retail Opportunity Investments Corp was delisted on Feb 12, 2025; its insiders filed their last Form 4 on Feb 14, 2025; 230 institutions reported holding it in 13F filings for Q4 2024, worth $2.16B in total; no superinvestor held it.
13F holders, Q1 2025
Institutional positions in Retail Opportunity Investments Corp as of Mar 31, 2025. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
ROIC is no longer listed, and 13F filings after Q4 2024 list far fewer holders. See Q4 2024
- Institutional holders
- 3
- −224 vs. Q4 2024
- Shares held
- 30.2K
- −123.6M (−100.0%) vs. Q4 2024
- Total value
- $384.0K
- −$2.15B (−100.0%) vs. Q4 2024
- New holders
- 1
- 0 more added
- Sold out
- 225
- 1 more reduced
3 institutions that held it in Q4 2024 haven't filed for Q1 2025 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting ROIC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1 | $17 |
| Q1 2026 | 1 | $17 |
| Q4 2025 | 1 | $17 |
| Q3 2025 | 1 | $17 |
| Q2 2025 | 1 | $17 |
| Q1 2025 | 3 | $384.0K |
| Q4 2024 | 230 | $2.16B |
| Q3 2024 | 234 | $1.94B |
| Q2 2024 | 230 | $1.54B |
| Q1 2024 | 226 | $1.62B |
| Q4 2023 | 220 | $1.79B |
| Q3 2023 | 216 | $1.53B |
| Q2 2023 | 207 | $1.67B |
| Q1 2023 | 218 | $1.68B |
| Q4 2022 | 232 | $1.76B |
| Q3 2022 | 226 | $1.66B |
| Q2 2022 | 227 | $1.90B |
| Q1 2022 | 228 | $2.28B |
| Q4 2021 | 228 | $2.33B |
| Q3 2021 | 219 | $2.05B |
| Q2 2021 | 226 | $2.01B |
| Q1 2021 | 223 | $1.75B |
Institutions, Q1 2025
Shares, value and share of portfolio for each institution holding Retail Opportunity Investments Corp; share changes are against Q4 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| DekaBank Deutsche Girozentrale | 30,189 | $384.0K | 0.00% | 00.0% | Unchanged |
| Huntington National Bank | 1 | $17 | 0.00% | −54−98.2% | Reduced |
| Avion Wealth | 40 | $0 | 0.00% | +40 | New |
| BlackRock, Inc. | 0 | $0 | 0.00% | −23,571,753−100.0% | Sold out |
| Vanguard Group Inc | 0 | $0 | 0.00% | −19,482,398−100.0% | Sold out |
| State Street Corp | 0 | $0 | 0.00% | −7,508,526−100.0% | Sold out |
| HBK Investments L P | 0 | $0 | 0.00% | −6,327,788−100.0% | Sold out |
| Principal Financial Group Inc | 0 | $0 | 0.00% | −5,872,537−100.0% | Sold out |
| Vivaldi Asset Management, LLC | 0 | $0 | 0.00% | −5,308,294−100.0% | Sold out |
| Geode Capital Management, LLC | 0 | $0 | 0.00% | −3,277,049−100.0% | Sold out |
| JPMorgan Chase & Co | 0 | $0 | 0.00% | −3,235,094−100.0% | Sold out |
| Highland Capital Management Fund Advisors, L.P. | 0 | $0 | 0.00% | −2,908,421−100.0% | Sold out |
| Citigroup Inc | 0 | $0 | 0.00% | −2,701,833−100.0% | Sold out |
| Charles Schwab Investment Management Inc | 0 | $0 | 0.00% | −2,379,547−100.0% | Sold out |
| Northern Trust Corp | 0 | $0 | 0.00% | −2,226,804−100.0% | Sold out |
| Glazer Capital, LLC | 0 | $0 | 0.00% | −1,914,917−100.0% | Sold out |
| Federated Hermes, Inc. | 0 | $0 | 0.00% | −1,797,666−100.0% | Sold out |
| Picton Mahoney Asset Management | 0 | $0 | 0.00% | −1,575,000−100.0% | Sold out |
| Morgan Stanley | 0 | $0 | 0.00% | −1,470,522−100.0% | Sold out |
| Goldman Sachs Group Inc | 0 | $0 | 0.00% | −1,468,939−100.0% | Sold out |
| Quinn Opportunity Partners LLC | 0 | $0 | 0.00% | −1,464,385−100.0% | Sold out |
| Millennium Management LLC | 0 | $0 | 0.00% | −1,364,688−100.0% | Sold out |
| Alpine Associates Management Inc. | 0 | $0 | 0.00% | −1,350,000−100.0% | Sold out |
| Water Island Capital LLC | 0 | $0 | 0.00% | −1,311,468−100.0% | Sold out |
| CNH Partners LLC | 0 | $0 | 0.00% | −1,154,266−100.0% | Sold out |
| Bank of New York Mellon Corp | 0 | $0 | 0.00% | −1,124,585−100.0% | Sold out |
| Norges Bank | 0 | $0 | 0.00% | −1,106,780−100.0% | Sold out |
| Dimensional Fund Advisors LP | 0 | $0 | 0.00% | −1,025,737−100.0% | Sold out |
| Legal & General Group Plc | 0 | $0 | 0.00% | −899,968−100.0% | Sold out |
| Bank of America Corp | 0 | $0 | 0.00% | −892,627−100.0% | Sold out |
| UBS Asset Management Americas Inc | 0 | $0 | 0.00% | −871,745−100.0% | Sold out |
| Strategy Asset Managers LLC | 0 | $0 | 0.00% | −811,554−100.0% | Sold out |
| Rbo & Co LLC | 0 | $0 | 0.00% | −740,529−100.0% | Sold out |
| Deutsche Bank AG | 0 | $0 | 0.00% | −688,570−100.0% | Sold out |
| Alberta Investment Management Corp | 0 | $0 | 0.00% | −600,000−100.0% | Sold out |
| Trans-Canada Capital Inc. | 0 | $0 | 0.00% | −279,722−100.0% | Sold out |
| Cbre Clarion Securities LLC | 0 | $0 | 0.00% | −581,300−100.0% | Sold out |
| Invesco Ltd. | 0 | $0 | 0.00% | −559,279−100.0% | Sold out |
| Capula Management Ltd | 0 | $0 | 0.00% | −516,829−100.0% | Sold out |
| UBS Group AG | 0 | $0 | 0.00% | −474,451−100.0% | Sold out |
| Balyasny Asset Management LLC | 0 | $0 | 0.00% | −452,955−100.0% | Sold out |
| TIG Advisors, LLC | 0 | $0 | 0.00% | −420,751−100.0% | Sold out |
| Rhumbline Advisers | 0 | $0 | 0.00% | −404,822−100.0% | Sold out |
| New York Life Investment Management LLC | 0 | $0 | 0.00% | −368,056−100.0% | Sold out |
| Gabelli Funds LLC | 0 | $0 | 0.00% | −360,750−100.0% | Sold out |
| State of New Jersey Common Pension Fund D | 0 | $0 | 0.00% | −319,775−100.0% | Sold out |
| Public Sector Pension Investment Board | 0 | $0 | 0.00% | −318,375−100.0% | Sold out |
| Ameriprise Financial Inc | 0 | $0 | 0.00% | −309,494−100.0% | Sold out |
| Great West Life Assurance Co | 0 | $0 | 0.00% | −295,644−100.0% | Sold out |
| Wolverine Asset Management LLC | 0 | $0 | 0.00% | −262,585−100.0% | Sold out |
| Barclays PLC | 0 | $0 | 0.00% | −259,711−100.0% | Sold out |
| Swiss National Bank | 0 | $0 | 0.00% | −249,800−100.0% | Sold out |
| Phocas Financial Corp. | 0 | $0 | 0.00% | −232,571−100.0% | Sold out |
| Stableford Capital II LLC | 0 | $0 | 0.00% | −199,725−100.0% | Sold out |
| Alliancebernstein L.P. | 0 | $0 | 0.00% | −199,590−100.0% | Sold out |
| New York State Teachers Retirement System | 0 | $0 | 0.00% | −192,873−100.0% | Sold out |
| Bardin Hill Management Partners LP | 0 | $0 | 0.00% | −189,396−100.0% | Sold out |
| Asset Management One Co.,Ltd. | 0 | $0 | 0.00% | −184,913−100.0% | Sold out |
| Public Employees Retirement System of Ohio | 0 | $0 | 0.00% | −182,697−100.0% | Sold out |
| Yakira Capital Management, Inc. | 0 | $0 | 0.00% | −180,885−100.0% | Sold out |
| Neuberger Berman Group LLC | 0 | $0 | 0.00% | −179,381−100.0% | Sold out |
| Gabelli & Co Investment Advisers, Inc. | 0 | $0 | 0.00% | −173,250−100.0% | Sold out |
| Nomura Asset Management Co Ltd | 0 | $0 | 0.00% | −165,800−100.0% | Sold out |
| Gardner Lewis Asset Management L P | 0 | $0 | 0.00% | −159,893−100.0% | Sold out |
| Macquarie Group Ltd | 0 | $0 | 0.00% | −151,896−100.0% | Sold out |
| Winton Group Ltd | 0 | $0 | 0.00% | −151,516−100.0% | Sold out |
| Harvest Management LLC | 0 | $0 | 0.00% | −140,000−100.0% | Sold out |
| Sagefield Capital LP | 0 | $0 | 0.00% | −137,618−100.0% | Sold out |
| Prudential Financial Inc | 0 | $0 | 0.00% | −137,134−100.0% | Sold out |
| Sumitomo Mitsui Trust Holdings, Inc. | 0 | $0 | 0.00% | −136,878−100.0% | Sold out |
| State of Alaska, Department of Revenue | 0 | $0 | 0.00% | −131,970−100.0% | Sold out |
| Amundi | 0 | $0 | 0.00% | −131,511−100.0% | Sold out |
| Algert Global LLC | 0 | $0 | 0.00% | −130,769−100.0% | Sold out |
| Susquehanna International Group, LLP | 0 | $0 | 0.00% | −123,463−100.0% | Sold out |
| First Trust Advisors LP | 0 | $0 | 0.00% | −123,327−100.0% | Sold out |
| ClearAlpha Technologies LP | 0 | $0 | 0.00% | −119,767−100.0% | Sold out |
| California State Teachers Retirement System | 0 | $0 | 0.00% | −118,971−100.0% | Sold out |
| Commonwealth of Pennsylvania Public School Empls Retrmt Sys | 0 | $0 | 0.00% | −117,365−100.0% | Sold out |
| CIBRA Capital Ltd | 0 | $0 | 0.00% | −115,818−100.0% | Sold out |
| Susquehanna Fundamental Investments, LLC | 0 | $0 | 0.00% | −114,211−100.0% | Sold out |
| HSBC Holdings PLC | 0 | $0 | 0.00% | −107,457−100.0% | Sold out |
| Price T Rowe Associates Inc | 0 | $0 | 0.00% | −106,351−100.0% | Sold out |
| Stifel Financial Corp | 0 | $0 | 0.00% | −105,074−100.0% | Sold out |
| Citadel Advisors LLC | 0 | $0 | 0.00% | −102,400−100.0% | Sold out |
| Adage Capital Partners GP, L.L.C. | 0 | $0 | 0.00% | −100,000−100.0% | Sold out |
| Thrivent Financial for Lutherans | 0 | $0 | 0.00% | −98,774−100.0% | Sold out |
| Carmignac Gestion | 0 | $0 | 0.00% | −98,051−100.0% | Sold out |
| FMR LLC | 0 | $0 | 0.00% | −97,046−100.0% | Sold out |
| Qube Research & Technologies Ltd | 0 | $0 | 0.00% | −94,736−100.0% | Sold out |
| Westpac Banking Corp | 0 | $0 | 0.00% | −93,668−100.0% | Sold out |
| Third Avenue Management LLC | 0 | $0 | 0.00% | −90,000−100.0% | Sold out |
| Squarepoint Ops LLC | 0 | $0 | 0.00% | −89,904−100.0% | Sold out |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 0 | $0 | 0.00% | −88,355−100.0% | Sold out |
| Two Sigma Investments, LP | 0 | $0 | 0.00% | −85,300−100.0% | Sold out |
| Mitsubishi UFJ Kokusai Asset Management Co., Ltd. | 0 | $0 | 0.00% | −84,057−100.0% | Sold out |
| MetLife Investment Management | 0 | $0 | 0.00% | −78,662−100.0% | Sold out |
| Wells Fargo & Company | 0 | $0 | 0.00% | −78,501−100.0% | Sold out |
| Intech Investment Management LLC | 0 | $0 | 0.00% | −71,949−100.0% | Sold out |
| Mirae Asset Global ETFs Holdings Ltd. | 0 | $0 | 0.00% | −70,524−100.0% | Sold out |
| Arrowstreet Capital, Limited Partnership | 0 | $0 | 0.00% | −70,465−100.0% | Sold out |